STOCK TITAN

Semtech (SMTC) CEO Hong Q. Hou awarded 1,067 Common Stock shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SEMTECH CORP President and CEO Hong Q. Hou received a grant of 1,067 shares of Common Stock on April 6, 2026, as a stock award with no cash price per share. Following this compensation-related acquisition, his directly held stake increased to 75,228 Common Stock shares.

Positive

  • None.

Negative

  • None.
Insider HOU HONG Q
Role President and CEO
Type Security Shares Price Value
Grant/Award Common Stock 1,067 $0.00 --
Holdings After Transaction: Common Stock — 75,228 shares (Direct)
Footnotes (1)
Shares granted 1,067 shares Common Stock grant on April 6, 2026
Post-transaction holdings 75,228 shares CEO direct Common Stock ownership after grant
Grant price per share $0.0000 per share Reported acquisition price for stock award
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Common Stock financial
""security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
""transaction_code_description": "Grant, award, or other acquisition""
non-derivative financial
""transaction_type": "non-derivative""
direct financial
""ownership_type": "direct""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HOU HONG Q

(Last)(First)(Middle)
200 FLYNN RD.

(Street)
CAMARILLO CALIFORNIA 93012-8790

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SEMTECH CORP [ SMTC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/06/2026A1,067A$075,228D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/Hong Q. Hou by Mark Lin under Power of Attorney dated October 16, 2025 (Copy On File)04/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did SMTC CEO Hong Q. Hou report on this Form 4?

Hong Q. Hou reported receiving a grant of 1,067 shares of SEMTECH CORP Common Stock. The award was coded as a grant or other acquisition, indicating compensation rather than an open-market purchase or sale.

Was the SMTC CEO’s April 6, 2026 Form 4 transaction a stock purchase or sale?

The transaction was not a market purchase or sale; it was an acquisition coded as a grant or award. This reflects stock-based compensation to the CEO instead of him buying or selling shares in the open market.

How many SEMTECH (SMTC) shares does the CEO hold after this reported grant?

After receiving the 1,067-share grant, Hong Q. Hou directly holds 75,228 shares of SEMTECH CORP Common Stock. This figure represents his reported direct ownership following the April 6, 2026 compensation-related transaction.

What does transaction code "A" mean in the SMTC CEO’s Form 4 filing?

Transaction code “A” signifies a grant, award, or other acquisition of securities. For SEMTECH CORP, it means the CEO received 1,067 Common Stock shares as compensation, rather than buying them on the market or selling existing holdings.

Did the SMTC Form 4 show any stock option exercises or derivative transactions?

No derivative transactions are listed in this Form 4 excerpt. The filing shows a single non-derivative event: a grant of 1,067 Common Stock shares to the CEO, with no remaining derivative positions disclosed in the derivative summary section.