Welcome to our dedicated page for ALPS Smith Core Plus Bond ETF SEC filings (Ticker: SMTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Wondering whether last month’s duration trim or mortgage-backed allocation shift shows up in the ALPS Smith Core Plus Bond ETF’s latest filings? Investors typically search for “SMTH SEC filings explained simply” or even “ALPS Smith Core Plus Bond ETF insider trading Form 4 transactions”, yet the fund’s disclosures live in specialised forms—N-PORT, N-CSR, 497K—that can be tough to navigate.
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Use cases span the entire fixed-income due-diligence workflow:
- Compare sector weight changes across successive N-PORT holdings reports.
- Locate expense ratio updates buried in a 497 prospectus supplement.
- Review liquidity risk management details normally found only in an N-CEN filing.
For corporate-style researchers, we even map comparable fields to a SMTH annual report 10-K simplified view, provide a proxy-style section on SMTH proxy statement executive compensation, and flag SMTH 8-K material events explained when material contracts or benchmark changes occur. Every filing—from earnings report filing analysis of portfolio income to hypothetical ALPS Smith Core Plus Bond ETF earnings report filing analysis—is updated the moment it hits EDGAR, then distilled by our AI so you can focus on yield, not paperwork.
Schedule 13G/A Amendment No. 1 overview: Truist Financial Corp., filing as a parent holding company for its investment-adviser subsidiary Truist Advisory Services, reports that it no longer holds any shares of the ALPS ETF Trust security with CUSIP 00162Q544. The filing is dated 6 June 2025 (event date 30 June 2025) and serves to remediate earlier ownership reports that were not submitted when the position fell below the 5 % threshold.
Key ownership details
- Aggregate beneficial ownership: 0 shares
- Percent of class: 0.0 %
- Sole or shared voting/dispositive power: 0 in all categories
- The position was fully liquidated on 22 Oct 2021, according to the footnote.
The certification confirms the shares were held in the ordinary course of business and not for the purpose of influencing control of the issuer. The signatory is Edward M. Kwiatkowski, Vice President, signing on behalf of Truist Financial Corp. on 2 July 2025.
Implications for investors: Truist’s complete exit means the ETF has lost a prior reportable institutional holder. While this change may alter the ETF’s institutional ownership profile, the lack of any current stake limits market impact. The filing mainly reflects regulatory compliance housekeeping rather than a new strategic move.
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