Welcome to our dedicated page for Smart Sand SEC filings (Ticker: SND), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Smart Sand, Inc. (NASDAQ: SND) SEC filings, giving investors a view into how the company reports its frac and industrial sand operations, financial condition, and capital allocation. Smart Sand’s filings include annual reports on Form 10-K and quarterly reports on Form 10-Q, which discuss sand sales volumes, revenue from sand and SmartSystems, cost of goods sold, logistics expenses, operating costs, and the non-GAAP measures the company uses, such as contribution margin, Adjusted EBITDA, and free cash flow.
Current reports on Form 8-K for Smart Sand cover a range of material events. Recent 8-K filings reference quarterly earnings press releases, special cash dividends on the company’s common stock, and the authorization and implementation of a share repurchase program. One Form 8-K describes the adoption of a Rule 10b5-1 trading plan to facilitate share repurchases under the existing program, outlining parameters such as the total purchase amount and the period during which repurchases may occur.
Another Form 8-K details the termination, by mutual agreement, of a multi-year Master Product Purchase Agreement with EQT Production Company and the entry into a new take-or-pay product purchase agreement providing for Smart Sand to supply frac sand to EQT through 2027. These filings illustrate how the company documents key customer contracts and changes to those arrangements.
Through this filings page, users can review Smart Sand’s disclosures on topics such as liquidity sources, including its asset-based lending credit facility, asset retirement obligations, and other balance sheet items. AI-powered tools on the platform can help summarize lengthy 10-K and 10-Q reports, highlight important sections, and surface information on items like share repurchases, special dividends, and take-or-pay agreements, allowing investors to navigate the company’s regulatory history more efficiently.
SND filer submitted a Rule 144 notice reporting proposed sales of Class A Common stock. The filing lists 249,948 Class A shares associated with a pre-IPO investment and shows prior dispositions by Frank Porcelli of 100,000, 150,000, and 50,000 shares on 03/04/2026, 03/05/2026, and 03/09/2026, respectively, with cash proceeds noted.
SND insider filing reports proposed and recent sales of Class A Common stock under Rule 144.
The filing lists a proposed sale of 249,948 shares linked to a Pre-IPO investment dated 09/13/2011 and records prior sales of 100,000 shares on 03/04/2026 and 150,000 shares on 03/05/2026 by Frank Porcelli.
Smart Sand, Inc. director Francis Michael Porcelli reported open-market sales of a total of 250,000 shares of Common Stock. The transactions consisted of selling 100,000 shares on March 4 and 150,000 shares on March 5 in non-derivative, open-market trades.
The reported weighted average sale prices were $4.03 and $4.02 per share, with individual trades executed within price ranges from $3.95 to $4.15. After these sales, Porcelli reported direct ownership of 869,060 shares of Smart Sand common stock.
SND issuer lists Class A Common resale details and a recent Form 144 sale. The filing names UBS Financial Services Inc in the filer block and lists three grant/issuance lines: 08/23/2024 (16,364 shares), 02/22/2025 (46,392 shares) and a 09/13/2011 pre-IPO investment (249,948 shares, Cash).
The filing also records that Frank Porcelli sold 100,000 Class A Common shares on 03/04/2026.
SND submitted a Form 144 notice reporting a proposed sale of Class A Common shares. The filing lists 100,000 shares and names UBS Financial Services Inc as the broker; the form shows a date of 03/04/2026.
Smart Sand, Inc. officer Ronald P. Whelan filed an amended Form 4 reporting a tax-related share disposition. The filing shows 6,250 shares of common stock were withheld at $5.19 per share to cover taxes upon vesting of restricted stock tied to his continued service. After this withholding, he directly holds 471,111 shares. The amendment corrects an earlier Form 4 that had incorrectly reported the post-transaction share balance.
Smart Sand, Inc. Executive VP of Operations Robert Kiszka reported a Form 4/A showing a tax-related share disposition. On the vesting of restricted stock, 6,194 shares of common stock were withheld at $5.19 per share to cover tax obligations. The amendment also corrects a previously misreported holding of 515,836 shares and reflects both directly held shares and additional indirect holdings through an LLC, where Kiszka has sole voting and investment control but disclaims beneficial ownership beyond his pecuniary interest.
Smart Sand, Inc. CEO and director Charles Edwin Young had 13,896 shares of common stock withheld on February 28, 2026 to cover taxes triggered by the vesting of restricted stock granted to him. The shares were valued at $5.19 per share. After this tax-withholding disposition, he directly owned 1,526,655 shares of Smart Sand common stock. He also had indirect ownership of 5,842,700 shares held by Keystone Cranberry, LLC, where he holds 67% of the membership interests and serves as sole managing member with voting and investment power, while disclaiming beneficial ownership beyond his pecuniary interest.
Smart Sand, Inc. Chief Financial Officer Lee E. Beckelman reported a Form 4 transaction reflecting tax withholding, not an open-market trade. On February 28, 7,941 shares of common stock were withheld at $5.19 per share to cover taxes upon the vesting of restricted stock, leaving him with 778,487 directly owned shares.
Smart Sand, Inc. Chief Operating Officer William John Young reported an insider transaction involving company common stock. On February 28, 2026, 9,291 shares were disposed of at $5.19 per share in a tax-withholding transaction tied to the vesting of restricted stock based on his continued employment. After this withholding, he directly holds 625,557 shares of Smart Sand common stock. This filing reflects shares withheld for tax purposes rather than an open-market sale.