Welcome to our dedicated page for Smart Sand SEC filings (Ticker: SND), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Smart Sand, Inc. filings document regulatory disclosures for a public frac and industrial sand supplier, including 8-K reports on operating results, special dividends, share repurchase authorizations and Rule 10b5-1 trading plans. Material-event filings also cover sand supply agreements and changes to product purchase arrangements tied to the company’s frac sand business.
Proxy materials address governance, executive compensation, pay-versus-performance information, equity awards and shareholder voting matters. The filings describe Smart Sand’s common stock, capital-return activity, customer-contract disclosures, and the reporting framework around its Northern White sand production, logistics services and industrial sand markets.
Smart Sand, Inc.’s Chief Financial Officer, Lee E. Beckelman, reported a routine tax-related share disposition. On the vesting of restricted stock tied to continued employment, 3,321 shares of common stock were withheld at $4.08 per share to cover tax obligations.
Following this withholding, Beckelman directly holds 775,166 shares of Smart Sand common stock. This was not an open-market sale but a standard mechanism where the issuer withholds part of vested shares to satisfy the insider’s tax liability.
Smart Sand, Inc. officer James Douglas Young reported a routine share withholding related to equity compensation. On the vesting of restricted stock tied to his continued service, 2,500 shares of common stock were withheld at $4.08 per share to cover tax obligations. This was not an open-market sale but a tax-withholding disposition by the issuer. After this transaction, Young directly holds 375,428 shares of Smart Sand common stock.
Smart Sand, Inc.’s Chief Operating Officer William John Young reported a routine tax-related share disposition. On the vesting of restricted stock tied to his continued service, 3,885 shares of common stock were withheld to cover tax obligations. This was not an open-market sale or purchase, but a mechanical payment of tax liability in shares. After this withholding, Young directly holds 621,672 shares of Smart Sand common stock, indicating he retains a substantial equity position following the vesting event.
Smart Sand, Inc. reported a routine insider tax-withholding transaction for officer Ronald P. Whelan. On the vesting of restricted stock tied to his continued employment or service, 2,614 shares of common stock were withheld to cover tax obligations at a price of 4.08 per share. After this non-market disposition, Whelan directly holds 468,497 shares of Smart Sand common stock.
Smart Sand, Inc.’s Executive VP of Operations, Robert Kiszka, reported a routine tax-related share withholding. On March 17, 2026, 2,591 shares of Smart Sand common stock were withheld at $4.08 per share to cover taxes due upon the vesting of restricted stock tied to his continued service.
After this tax-withholding disposition, Kiszka holds 542,191 shares directly. He is also shown as having 448,738 shares held indirectly through a limited liability company where he has sole voting and investment control, while disclaiming beneficial ownership beyond his economic interest.
Smart Sand, Inc. director Timothy Pawlenty reported an open-market sale of 27,975 shares of common stock on March 11, 2026 at a weighted average price of $3.66 per share. The sales occurred in multiple trades at prices ranging from $3.64 to $3.70.
After this transaction, Pawlenty directly holds 220,547 shares of Smart Sand common stock. The filing notes he can provide full details of the number of shares sold at each individual price within the disclosed range upon request.
SND filed a Form 144 reporting a proposed sale of Common Stock. The notice lists RBC Capital Markets LLC as the broker and shows 03/11/2026 as a key date. The filing itemizes prior private purchase dates 05/23/2012 (23,779 shares) and 06/10/2014 (4,196 shares) related to the securities noted.
Smart Sand, Inc. director Francis Michael Porcelli reported open-market sales of a total of 125,000 shares of Common Stock. He sold 50,000 shares at a weighted average price of $3.78 on March 9 and 75,000 shares at a weighted average price of $3.87 on March 10. After these transactions, he directly holds 744,060 shares of Smart Sand common stock.
SND filer submitted a Rule 144 notice reporting proposed sales of Class A Common stock. The filing lists 249,948 Class A shares associated with a pre-IPO investment and shows prior dispositions by Frank Porcelli of 100,000, 150,000, and 50,000 shares on 03/04/2026, 03/05/2026, and 03/09/2026, respectively, with cash proceeds noted.
SND insider filing reports proposed and recent sales of Class A Common stock under Rule 144.
The filing lists a proposed sale of 249,948 shares linked to a Pre-IPO investment dated 09/13/2011 and records prior sales of 100,000 shares on 03/04/2026 and 150,000 shares on 03/05/2026 by Frank Porcelli.