Smart Sand, Inc. filings document regulatory disclosures for a public frac and industrial sand supplier, including 8-K reports on operating results, special dividends, share repurchase authorizations and Rule 10b5-1 trading plans. Material-event filings also cover sand supply agreements and changes to product purchase arrangements tied to the company’s frac sand business.
Proxy materials address governance, executive compensation, pay-versus-performance information, equity awards and shareholder voting matters. The filings describe Smart Sand’s common stock, capital-return activity, customer-contract disclosures, and the reporting framework around its Northern White sand production, logistics services and industrial sand markets.
Smart Sand, Inc. reported that officer James Douglas Young had 2,500 shares of common stock withheld on June 5, 2026 to cover taxes owed when previously granted restricted stock vested. The shares were valued at $5.45 per share, and he now directly holds 372,928 shares. This was a compensation-related tax-withholding event, not an open-market sale.
Smart Sand, Inc. Chief Operating Officer William John Young reported a routine tax-related share disposition. On the vesting of restricted stock tied to his continued employment, 3,885 shares of common stock were withheld to cover taxes at an indicated value of $5.45 per share. Following this withholding, he continues to hold 617,787 shares of Smart Sand common stock directly.
Smart Sand, Inc. officer Ronald P. Whelan reported a small share disposition tied to taxes on equity compensation. On the vesting of restricted stock, 2,614 shares of Common Stock were withheld at an indicated value of $5.45 per share to satisfy tax obligations. After this tax-withholding event, Whelan directly holds 470,327 shares, so the filing reflects routine administration of stock-based compensation rather than an open-market trade.
Smart Sand, Inc. Executive VP of Operations Robert Kiszka reported routine equity compensation activity. On the vesting of restricted stock, 2,591 shares of common stock were withheld at $5.45 per share to cover tax obligations, a non‑market transaction coded as a tax-withholding disposition.
Following this event, Kiszka directly holds 539,600 shares of Smart Sand common stock. An additional 448,738 shares are held indirectly through a limited liability company for which he is the sole member with sole voting and investment control, while he disclaims beneficial ownership beyond his pecuniary interest.
Smart Sand, Inc. reported that stockholders approved two major compensation plans at the 2026 annual meeting. They adopted the 2026 Equity Incentive Plan, which authorizes 2,400,000 shares of common stock plus certain unused or forfeited shares from the prior 2016 plan. Stockholders also approved a 2026 Employee Stock Purchase Plan reserving 3,000,000 shares, allowing eligible employees to buy stock via payroll deductions at 85% of the lower of the share price on the enrollment or exercise date.
All board nominees were elected, executive pay received advisory approval, and Grant Thornton LLP was ratified as independent auditor. The record date reflected 42,985,681 common shares outstanding, each entitled to one vote at the meeting.
Smart Sand insider Ronald P. Whelan bought additional shares of the company’s common stock. On this Form 4, he reported an open-market purchase of 4,444 shares at a price of $4.50 per share. After this transaction, his direct ownership increased to 472,941 shares of Smart Sand common stock.
Smart Sand, Inc. director Sharon Spurlin reported an open-market sale of common stock. On May 26, 2026, she sold 50,000 shares of Smart Sand common stock at a weighted average price of $4.93 per share, in multiple trades between $4.92 and $5.00. After this transaction, Spurlin directly holds 189,961 shares of Smart Sand common stock.
Smart Sand, Inc. adopted a Rule 10b5-1 trading plan to support its existing share repurchase program. The plan authorizes purchases of up to $2.5 million of common stock, including commissions, with daily purchases limited by Rule 10b-18 volume caps.
Repurchases under the plan may begin after June 1, 2026 and will end when either the full $2.5 million is used or at the close of business on August 10, 2026, whichever comes first. A broker will execute repurchases on the company’s behalf, but neither the company nor the broker is obligated to buy a specific number of shares or to make purchases at any particular time.
Smart Sand, Inc. ownership disclosure: Tontine reporting persons disclose shared beneficial ownership of common stock. Jeffrey L. Gendell reports beneficial ownership of 3,126,915 shares (7.3%), reflecting shared voting and dispositive power. Tontine Capital Overseas Master Fund II, L.P. and Tontine Asset Associates, LLC report 3,026,367 shares (7.0%) held by TCOM II. The filing cites 42,985,681 shares outstanding as of April 10, 2026 as the basis for percentages. The statement is signed by Mr. Gendell on May 15, 2026.