Welcome to our dedicated page for Smart Sand SEC filings (Ticker: SND), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Smart Sand, Inc. (NASDAQ: SND) SEC filings, giving investors a view into how the company reports its frac and industrial sand operations, financial condition, and capital allocation. Smart Sand’s filings include annual reports on Form 10-K and quarterly reports on Form 10-Q, which discuss sand sales volumes, revenue from sand and SmartSystems, cost of goods sold, logistics expenses, operating costs, and the non-GAAP measures the company uses, such as contribution margin, Adjusted EBITDA, and free cash flow.
Current reports on Form 8-K for Smart Sand cover a range of material events. Recent 8-K filings reference quarterly earnings press releases, special cash dividends on the company’s common stock, and the authorization and implementation of a share repurchase program. One Form 8-K describes the adoption of a Rule 10b5-1 trading plan to facilitate share repurchases under the existing program, outlining parameters such as the total purchase amount and the period during which repurchases may occur.
Another Form 8-K details the termination, by mutual agreement, of a multi-year Master Product Purchase Agreement with EQT Production Company and the entry into a new take-or-pay product purchase agreement providing for Smart Sand to supply frac sand to EQT through 2027. These filings illustrate how the company documents key customer contracts and changes to those arrangements.
Through this filings page, users can review Smart Sand’s disclosures on topics such as liquidity sources, including its asset-based lending credit facility, asset retirement obligations, and other balance sheet items. AI-powered tools on the platform can help summarize lengthy 10-K and 10-Q reports, highlight important sections, and surface information on items like share repurchases, special dividends, and take-or-pay agreements, allowing investors to navigate the company’s regulatory history more efficiently.
Smart Sand, Inc. executive reports tax-withholding share disposition
Executive VP of Operations Robert Kiszka reported a Form 4 transaction involving 6,194 shares of Smart Sand common stock on February 28, 2026. The shares were withheld for tax purposes upon the vesting of restricted stock, rather than sold in an open-market trade, at a reference price of $5.19 per share.
After this tax-withholding disposition, Kiszka directly held 515,836 shares of Smart Sand common stock. He also had an indirect interest in 448,738 shares held by a limited liability company where he is the sole member with sole voting and investment control, while disclaiming beneficial ownership except for his economic interest.
Smart Sand, Inc. reported an insider tax-related share disposition by officer Ronald P. Whelan. On the vesting of restricted stock tied to his continued service, 6,250 shares of common stock were withheld at $5.19 per share to cover tax obligations, a non-open-market transaction. After this withholding, Whelan directly owned 442,260 shares of Smart Sand common stock.
Smart Sand, Inc. director Andrew R. Speaker reported a disposal of shares in connection with tax withholding. On February 28, 2026, 12,469 shares of common stock were withheld at $5.19 per share to cover taxes upon the vesting of restricted stock. After this tax-withholding disposition, Speaker directly owned 977,353 shares of Smart Sand common stock.
Smart Sand, Inc. reported that Chief Financial Officer Lee E. Beckelman received performance-based stock awards and had shares withheld for taxes. On February 27, 2026, he acquired 27,879 shares of common stock tied to Return on Invested Capital performance goals and 32,812 shares tied to free cash flow goals from awards originally granted on March 17, 2023. These awards were earned after the company confirmed that ROIC and free cash flow metrics were achieved for the performance period from January 1, 2023 through December 31, 2025. On the same date, 14,779 shares were disposed of at a price of $5.19 per share to cover tax obligations upon vesting of these performance shares, leaving him with 786,428 common shares held directly.
Smart Sand, Inc.’s Chief Operating Officer William John Young reported equity compensation activity tied to multi‑year performance awards. On February 27, 2026, he acquired 27,879 common shares earned from a Return on Invested Capital (ROIC) performance award and 32,812 common shares earned from a free cash flow performance award, both originally granted on March 17, 2023 for the performance period from January 1, 2023 through December 31, 2025. On the same date, 17,292 common shares were disposed of at $5.19 per share to satisfy tax withholding obligations upon vesting of these performance shares, leaving him with 634,848 shares owned directly after the transactions.
Smart Sand, Inc. reported that officer James Douglas Young received two performance-based stock awards on February 27, 2026. He acquired 18,587 common shares tied to a return on invested capital goal and 21,874 shares tied to a free cash flow goal, both originally granted on March 17, 2023 for the 2023–2025 performance period.
In a related move, 11,124 shares of common stock were withheld at a price of $5.19 per share to cover tax obligations upon vesting of these performance awards. After these transactions, Young directly owned 383,905 shares of Smart Sand common stock.
Smart Sand, Inc. Executive VP of Operations Robert Kiszka reported equity compensation changes tied to previously granted performance awards. On February 27, 2026, he acquired 18,587 common shares earned from ROIC-based performance awards and 21,874 shares earned from free cash flow-based performance awards, both at no cost, after the company confirmed the applicable performance goals for the 2023–2025 period. To cover taxes on the vesting of these awards, 11,515 shares were disposed of at $5.19 per share through tax withholding rather than an open-market sale. Following these transactions, he directly held 550,976 common shares and indirectly held 448,738 shares through a limited liability company where he is the sole member with sole voting and investment control, while disclaiming beneficial ownership beyond his economic interest.
Smart Sand, Inc. executive Ronald P. Whelan reported equity compensation activity tied to performance awards. On February 27, 2026, he acquired 18,587 common shares earned from ROIC-based awards and 21,874 shares earned from free cash flow-based awards granted in March 2023. In connection with these vestings, 11,610 shares were disposed of to cover tax withholding at $5.19 per share, leaving him with 477,361 directly owned common shares.
Smart Sand, Inc. CEO and director Charles Edwin Young reported equity award vesting and related tax withholding in common stock. On February 27, 2026, he acquired 48,788 ROIC-based and 57,420 free cash flow–based performance shares at $0.00 per share, reflecting awards originally granted on March 17, 2023 for a performance period from January 1, 2023 through December 31, 2025. He disposed of 25,862 shares at $5.19 per share to cover tax obligations on the vesting. After these transactions, he directly owned 1,540,551 shares and indirectly held 5,842,700 shares through Keystone Cranberry, LLC, where he owns 67% of membership interests and has sole voting and investment power.
Smart Sand, Inc. adopted a Rule 10b5-1 trading plan to support its previously announced share repurchase programs. The plan authorizes purchases of up to $2.5 million of common stock, including commissions, with daily volumes capped by Rule 10b-18 of the Exchange Act.
Repurchases under the plan may begin on March 16, 2026 and will end when the $2.5 million limit is reached or at the close of business on May 11, 2026, whichever occurs first. A designated broker will execute buybacks within the plan’s parameters, but neither the broker nor the company is required to purchase a specific number of shares or repurchase at any particular time.
The company notes that it may adopt additional Rule 10b5-1 plans in the future to continue its share repurchase program and highlights that any future activity is subject to market conditions, stock price volatility, and other capital needs, with updates to appear in its periodic SEC reports.