[144] StoneX Group Inc. SEC Filing

Rhea-AI Filing Summary

StoneX Group Inc. (SNEX) has received a Form 144 notice indicating a proposed sale of 1,125 common shares, valued at roughly $108,000 (≈ $96/share). The seller, identified as John Fowler, plans to execute the transaction through Merrill Lynch (Greenwich, CT) on or after 01 Aug 2025. The shares represent only 0.0023 % of the 49.9 million shares outstanding, suggesting an immaterial impact on float.

The filing shows the same individual already sold 1,125 shares on 15 May 2025 for gross proceeds of $98,718.75. All shares were originally granted as bonuses on 13 Feb 2019, 31 Jul 2020 and 31 Oct 2020, with cash payments recorded on the respective dates.

No adverse information about StoneX’s operations is referenced; the filer certifies compliance with Rule 144 and states no undisclosed material information. While insider selling can be a cautious signal, the small size and previous orderly sale suggest minimal market impact.

Positive

• Sale represents only 0.002 % of shares outstanding, implying negligible dilution or supply pressure.
• Transparent Rule 144 disclosure signals adherence to regulatory best practices.

Negative

• Recurring insider sales (May and planned August transactions) may be perceived as a bearish signal, albeit small in scale.

Insights

Equity Market Analyst

TL;DR: Very small insider sale; negligible dilution risk, mildly negative optics.

1,125 shares equate to 0.002 % of SNEX’s outstanding stock—far below any threshold likely to move the price. The transaction is routine, complies with Rule 144 and follows a prior sale of identical size in May. The seller’s shares were earned via equity bonuses, so liquidation is unsurprising. Investors typically view insider selling as a soft negative, but the limited stake and transparent filing reduce concern. Overall impact on valuation or liquidity is immaterial.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
common	Merrill Lynch 2 Pickwick Plaza Greenwich CT 06830	1125	108000.00	49916600	08/01/2025	NASQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
common	10/31/2020	bonus	Issuer			187	10/31/2020	cash
common	07/31/2020	bonus	issuer			378	07/31/2020	cash
common	02/13/2019	bonus	issuer			560	02/13/2019	cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John Fowler 230 Park Avenue 10th Fl ny NY 10169	common	05/15/2025	1125	98718.75

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many StoneX (SNEX) shares are being sold under this Form 144?

The notice covers 1,125 common shares with an estimated market value of $108,000.

What percentage of StoneX’s shares does 1,125 represent?

Approximately 0.0023 % of the 49,916,600 shares outstanding.

Who is the seller in the StoneX Form 144 filing?

The filing lists John Fowler as the beneficial owner of the shares to be sold.

When is the planned sale date for the shares?

The filer indicates an approximate sale date of 01 August 2025.

Were any StoneX shares sold recently by the same insider?

Yes, 1,125 shares were sold on 15 May 2025 for gross proceeds of $98,718.75.

Which broker will execute the transaction?

The sale is slated to be executed through Merrill Lynch, 2 Pickwick Plaza, Greenwich, CT.