StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.
StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.
StoneX Group Inc. (SNEX) director John Moore Fowler sold 1,575 shares of Common Stock on November 5, 2026, at $56.87 per share under a Rule 10b5-1 plan. Afterward, his reported direct holding was 253,834 shares; a separate indirect holding of 6,750 shares was listed as held by his spouse.
StoneX Group Inc. director John M. Fowler filed a notice of a proposed sale of 1,575 common shares, with an aggregate market value of $89,493 and an approximate sale date of November 5, 2026. Merrill Lynch is listed as broker, and Nasdaq is listed as the exchange. The notice lists stock-bonus acquisitions from the issuer of 389 shares on July 31, 2025, 150 shares on July 29, 2025, and 1,357 shares on March 1, 2025.
StoneX Group Inc., acting as an institutional investment manager, reported a 13F holdings report with 1,938 information-table entries and a total reported value of $2,748,489,173, rounded to the nearest dollar. It listed three other included managers: StoneX Advisors Inc., StoneX Financial Inc., and Trust Advisory Group Ltd.
StoneX Group Inc. director John Moore Fowler acquired 246 restricted shares on October 30, 2026, through the company's Restricted Stock Program; the shares vest equally on anniversaries in years one, two and three. His direct holdings after the award were 255,517 shares. On October 31, 108 shares were automatically withheld to satisfy tax withholding obligations at $52.83 per share, leaving 255,409 direct shares. Fowler also reported 6,750 shares held indirectly by his spouse.
StoneX Group Inc. reported that Anthony J. DiCiollo, Head of Institutional Segment, acquired 6,604 restricted shares of common stock through its Restricted Stock Program on October 30, 2026. The transaction lists a price of $0.0000 per share. His directly held position following the award was 169,390 shares.
StoneX Group Inc. director Steven A. Kass acquired 246 restricted shares of common stock on October 30, 2026, through the company's Restricted Stock Program. The transaction entry lists a price of $0.00 per share. His reported direct holdings following the award were 80,319 shares. This was a grant/award acquisition, not a market purchase.
StoneX Group Inc. Chairman of the Board John Radziwill acquired 310 restricted shares of common stock on October 30, 2026, through the Company's Restricted Stock Program. His reported direct holdings after the award were 232,160 shares. He also reported 2,149,105 shares held indirectly through Basic Management Company Inc.; no Rule 10b5-1 plan is reported.
StoneX Group Inc. director Dhamu R. Thamodaran acquired 201 restricted shares on October 30, 2026, through the company's Restricted Stock Program, at a reported price of $0.0000 per share. The shares vest equally on the anniversaries in years one, two and three. After the award, he directly held 5,849 shares; his reported holdings also included 75,760 common shares held indirectly by a trust.
StoneX Group Inc. director Diane L. Cooper acquired 164 restricted shares of common stock through the company's Restricted Stock Program on October 30, 2026. The award shares vest equally on anniversaries in years one, two and three. Cooper's direct holdings following the transaction were 56,266 shares. A transaction price of $0.00 per share was reported.
StoneX Group Inc. Chief Executive Officer Philip Andrew Smith exercised 45,000 stock options at an exercise price of $8.90 per share on October 15, 2026, acquiring 45,000 common shares. He sold 45,000 common shares the same day at an average price of $59.4997 per share; the sale was made under a Rule 10b5-1 plan. The reported position after the exercise was 815,625 stock options.