Welcome to our dedicated page for StoneX Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.
StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.
StoneX Group Inc. (SNEX) is reporting a proposed sale of 52,648 shares of common stock through Merrill Lynch on the NASDAQ on August 7, 2026, described as Stock Plan Activity by the issuer. The filing also lists prior common stock sales over the past three months by Mark Maurer on May 14, May 22, June 15, June 16, and July 22, 2026, each with specific share amounts.
StoneX Group Inc. director John Moore Fowler reported selling 1,575 shares of Common Stock on August 5, 2026 at $75.41 per share in an open-market or private transaction conducted under a Rule 10b5-1 trading plan. After this sale, he directly holds 255,271 shares and reports indirect ownership of 6,750 shares held by his spouse.
StoneX Group Inc. director John Moore Fowler received 174 restricted shares of common stock on July 31, 2026 under the Company's Restricted Stock Program, vesting in equal annual installments over three years. On the same date, 197 shares of common stock were automatically withheld at $77.62 per share to satisfy tax withholding obligations tied to a restricted stock vesting, leaving 256,846 shares held directly plus 6,750 shares held indirectly by his spouse. This Form 4/A amends an earlier report solely to correct the number of shares withheld for taxes; no other transactions were changed.
StoneX Group Inc. reported substantially larger scale and profitability for the quarter ended June 30, 2026. Total assets reached 54,046.0 million, with stockholders’ equity of 2,844.0 million, supported by 11,667.1 million in cash, segregated cash, cash equivalents and segregated cash equivalents.
For Q3 2026, total revenues were 40,193.0 million, up from 34,828.8 million a year earlier, generating net income of 127.9 million versus 63.4 million. Over nine months, revenues rose to 124,983.8 million and net income more than doubled to 441.2 million, with diluted EPS of 3.49 (1.92 in 2025).
The business remains heavily driven by physical commodities and derivatives, with operating revenues of 4,473.0 million for the nine months and extensive fair value activity across Levels 1–3. The company details sizeable secured financing, committed credit facilities, recent stock splits, and active use of cash flow hedges and other derivatives for risk management.
StoneX Group Inc. reported strong results for the fiscal 2026 third quarter ended June 30, 2026. Net operating revenues were $719.7 million, up 47% from $488.3 million. Net income doubled to $127.9 million from $63.4 million, with diluted EPS rising to $1.00 from $0.54.
Return on equity reached 18.4% versus 13.1%, and Adjusted EBITDA increased 70% to $229.5 million. Commercial and Institutional segments drove growth, with operating revenues up 97% and 40% respectively, supported by the R.J. O’Brien acquisition. Self-Directed/Retail FX/CFD activity softened, with segment net operating revenues down 17%.
For the nine months ended June 30, 2026, net operating revenues rose 55% to $2,273.2 million and net income reached $441.2 million, up 100%. Stockholders’ equity was $2,844.0 million at June 30, 2026, with net asset value per share of $23.70.
Sionex (SNEX) filed a Form 144 indicating a proposed sale of common stock through Merrill Lynch from an account at its Greenwich, Connecticut office. The notice lists Nasdaq as the trading market and provides details on common shares received as stock bonus awards from the issuer.
The filing also discloses several small stock bonus-related transactions over the past three months, including awards on March and April 2025, with consideration described as cash. Form 144 serves as an advance notice of the potential resale of these restricted or control securities.
Cooper Diane L. reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Diane L. Cooper received a grant of 116 restricted shares of common stock on July 31, 2026 under the company’s Restricted Stock Program at a reported price of $0.00 per share. The shares vest in three equal annual installments, and she now directly holds 56,102 common shares.
RADZIWILL JOHN reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. Chairman of the Board and director John Radziwill reported a grant of 219 restricted shares of common stock on July 31, 2026 under the company’s Restricted Stock Program, vesting equally over three years. After this award and a 26-share reconciliation adjustment related to prior stock splits that did not involve any trade, he directly holds 231,850 shares and indirectly holds 2,149,105 shares through Basic Management Company Inc.
Thamodaran Dhamu R. reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Dhamu R. Thamodaran received a grant of 142 Restricted Shares of Common Stock on 2026-07-31 under the Company’s Restricted Stock Program, vesting in three equal annual installments. Following this award he directly holds 5,648 restricted shares and indirectly holds 73,260 common shares through a trust.
StoneX Group Inc. director John Moore Fowler received 174 restricted shares of common stock on July 31, 2026 under the company’s Restricted Stock Program; these shares vest in three equal annual installments. On the same date, 230 common shares were automatically withheld at $77.62 per share to satisfy tax withholding obligations on a vested restricted stock award. After these events, he reports holding 256,813 shares directly and 6,750 shares indirectly through his spouse.