Welcome to our dedicated page for Stonex Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.
StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.
StoneX Group Inc. Chief Risk Officer Mark Lowry Maurer exercised stock options and sold shares in a pre-planned set of transactions. On Common Stock, he exercised 46,248 shares at an exercise price of $13.34 per share and then executed open-market sales of 34,706 shares at an average price of $135.3106 and 11,542 shares at an average price of $133.6278.
After these trades, he directly owned 135,496 shares of Common Stock. A footnote states the sales were carried out under a Rule 10b5-1 trading plan adopted on February 12, 2026, indicating the disposition was pre-scheduled rather than timed opportunistically.
StoneX Group Inc. President Lyon Charles M reported an open-market sale of 9,000 shares of Common Stock on June 12, 2026 at an average price of $131.96 per share. After this transaction, he directly holds 216,495 shares of StoneX Group Inc. common stock.
The reported price is an average across multiple trades, and the insider has indicated a willingness to provide full detail on the number of shares sold at each separate price upon request.
StoneX Group Inc. Executive Vice-Chairman Sean Michael O'Connor reported open-market sales of company common stock. He sold 75,000 shares on June 12 at an average price of $131.1504 per share and a further 75,000 shares on June 15 at an average price of $135.4236 per share, for total reported sales of 150,000 shares.
After these transactions, O'Connor directly holds 1,086,921 shares of StoneX common stock. The filing also lists indirect holdings of 2,543,964 shares through Darseaker Limited and 424,353 shares held by a trust as of June 12. A footnote explains that the reported prices are averages, with detailed trade prices available on request.
StoneX Group Inc. director Annabelle G Bexiga reported an open-market sale of 1,500 shares of Common Stock on June 15, 2026 at an average price of $133.36 per share. Following this transaction, she directly holds 20,188 StoneX Group shares.
Mark Maurer reported proposed sales of Common Stock on a Form 144. The filing lists sales including 34,706 shares on 06/15/2026, 11,398 shares on 05/22/2026 and 34,862 shares on 05/14/2026. The entries are recorded as stock plan activity and appear under the issuer's securities section for common stock.
StoneX Group Inc. Chief Financial Officer William J. Dunaway reported an option exercise and related stock sale. On June 12, 2026, he exercised stock options covering 84,375 shares of common stock at an exercise price of $13.34 per share and acquired those shares.
That same day, he executed an open-market sale of 63,602 common shares at an average price of $131.1596 per share. After these transactions, he directly owned 294,359 shares of StoneX Group common stock. A footnote states the reported sale price is an average and that full price breakdowns are available on request.
StoneX Group Inc. Chief Information Officer Abigail H. Perkins reported a gift of company stock and updated her holdings. On June 15, 2026, she made a bona fide gift of 2,000 shares of StoneX Group Inc. common stock to a charitable foundation, a non-cash transfer that does not represent a market sale.
Following this gift, she directly holds 70,388 shares of common stock and has an additional 505 shares held indirectly through her children. The filing reflects a routine charitable disposition rather than an open-market transaction, while confirming her continuing share ownership in the company.
SNEX filed a Form 144 notice reporting proposed sales of Common Stock by an affiliate. The filing lists 34,706 shares identified on 06/15/2026 under "Securities To Be Sold" and discloses two past transactions: 11,398 shares sold on 05/22/2026 and 34,862 shares sold on 05/14/2026. The securities are listed on NASDAQ.
SNEX filed a Form 144 Notice reporting 75,000 shares of Common Stock for sale. The filing lists multiple recent dispositions by Sean O'Connor: 140,070 shares on 05/15/2026, 87,790 shares on 05/18/2026, 72,140 shares on 05/19/2026, and 75,000 shares on 06/12/2026.
The document identifies the broker as Merrill Lynch and classifies the transactions as Stock Plan Activity. The filing is a notice of proposed resale by an affiliate; it does not state sale proceeds or timing for the listed shares.
SNEX submitted a Form 144 notice reporting proposed resale of 1,500 shares of Common Stock. The filing lists 910 shares issuable from a Restricted Stock Vesting event dated 03/01/2024 and 590 shares issuable from a Restricted Stock Vesting event dated 02/27/2025. The excerpt also shows two recent sales by Annabelle G. Bexiga: 1,500 shares on 04/15/2026 for $152,865.00 and 1,500 shares on 05/15/2026 for $169,230.00.