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StoneX (SNEX) director Fowler adds restricted shares, updates holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

StoneX Group Inc. director John Moore Fowler reported routine equity compensation and related tax withholding. He received 131 restricted shares of common stock through the Company’s Restricted Stock Program, which vest in three equal annual installments on each anniversary of the grant date.

In connection with previously granted restricted stock that vested, 82 shares of common stock were automatically withheld by the issuer at $103.65 per share to satisfy tax withholding obligations. After these entries, Fowler holds 172,378 common shares directly and 4,500 common shares indirectly through his spouse.

Positive

  • None.

Negative

  • None.
Insider FOWLER JOHN MOORE
Role null
Type Security Shares Price Value
Grant/Award Restricted Shares of Common Stock 131 $0.00 --
Tax Withholding Common Stock 82 $103.65 $8K
holding Common Stock -- -- --
Holdings After Transaction: Restricted Shares of Common Stock — 172,378 shares (Direct, null); Common Stock — 172,296 shares (Direct, null); Common Stock — 4,500 shares (Indirect, By Spouse)
Footnotes (1)
  1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three. Shares vested pursuant to a restricted stock award. A portion of the shares was automatically withheld by the issuer to satisfy tax withholding obligations.
Restricted shares granted 131 shares Restricted Shares of Common Stock granted through Restricted Stock Program
Shares withheld for taxes 82 shares at $103.65 Common Stock withheld to satisfy tax withholding obligations
Direct holdings after transactions 172,378 shares Common Stock directly owned following reported transactions
Indirect holdings by spouse 4,500 shares Common Stock indirectly owned through spouse
Restricted Stock Program financial
"Acquired through the Company's Restricted Stock Program. Shares vest equally..."
restricted stock award financial
"Shares vested pursuant to a restricted stock award. A portion of the shares..."
A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.
tax withholding obligations financial
"A portion of the shares was automatically withheld by the issuer to satisfy tax withholding obligations."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FOWLER JOHN MOORE
(Last)(First)(Middle)
230 PARK AVENUE
10TH FLOOR
(Street)
NEW YORK NEW YORK 10169
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Shares of Common Stock(1)04/30/2026A131A$0172,378D
Common Stock(2)04/30/2026F82D$103.65172,296D
Common Stock4,500IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.
2. Shares vested pursuant to a restricted stock award. A portion of the shares was automatically withheld by the issuer to satisfy tax withholding obligations.
Remarks:
John M. Fowler05/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did StoneX (SNEX) director John Moore Fowler report?

John Moore Fowler reported a grant of 131 restricted StoneX shares and withholding of 82 shares for taxes. These transactions relate to the company’s Restricted Stock Program and routine tax obligations, not open-market buying or selling of common stock.

How many StoneX (SNEX) shares does John Moore Fowler hold after this Form 4?

After these transactions, John Moore Fowler directly holds 172,378 StoneX common shares and indirectly holds 4,500 shares through his spouse. These figures reflect his updated equity stake following the restricted stock grant and related tax-withholding disposition.

What is the nature of the 131 restricted StoneX (SNEX) shares granted to Fowler?

The 131 StoneX restricted shares were acquired through the company’s Restricted Stock Program. According to the footnote, the shares vest equally over three years, with one-third vesting on each anniversary of the grant date, subject to the program’s standard conditions.

Why were 82 StoneX (SNEX) shares disposed of in Fowler’s Form 4 filing?

The 82 StoneX shares were automatically withheld by the issuer to satisfy tax withholding obligations tied to a restricted stock award that vested. This tax-withholding disposition is a non-market transaction and does not represent an open-market sale by Fowler.

Are John Moore Fowler’s indirect StoneX (SNEX) holdings disclosed in this Form 4?

Yes. The filing shows 4,500 StoneX common shares held indirectly by Fowler’s spouse. This indirect ownership is separate from his 172,378 directly held shares and is reported to provide a complete picture of his beneficial ownership position.

Does this StoneX (SNEX) Form 4 indicate any option exercises by Fowler?

No option exercises are reported in this filing. The transactions involve a grant of 131 restricted common shares and the withholding of 82 shares to cover taxes on vested restricted stock, with no derivative exercises listed in the derivative transaction summary.