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  4. [Form 4] StoneX Group Inc. Insider Trading Activity

StoneX Group (NASDAQ: SNEX) director receives 107 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Thamodaran Dhamu R. reported acquisition or exercise transactions in this Form 4 filing.

StoneX Group Inc. director Thamodaran Dhamu R. received a grant of 107 restricted shares of common stock on April 30, 2026 under the company’s Restricted Stock Program. The shares carry a price of $0.00 per share and vest in three equal annual installments on each anniversary.

Following this award, he holds 3,671 restricted shares directly and 48,840 common shares indirectly through a trust. This is a compensation-related equity grant rather than an open‑market purchase or sale.

Positive

  • None.

Negative

  • None.
Insider Thamodaran Dhamu R.
Role null
Type Security Shares Price Value
Grant/Award Restricted Shares of Common Stock 107 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Shares of Common Stock — 3,671 shares (Direct, null); Common Stock — 48,840 shares (Indirect, By Trust)
Footnotes (1)
  1. [object Object]
Restricted shares granted 107 shares Grant under Restricted Stock Program on April 30, 2026
Grant price per share $0.00 per share Restricted share award pricing
Direct holdings after grant 3,671 shares Restricted shares of common stock held directly
Indirect holdings by trust 48,840 shares Common stock held indirectly through a trust
Restricted Shares of Common Stock financial
"security_title: "Restricted Shares of Common Stock""
Restricted shares of common stock are company shares that cannot be sold or transferred until specific conditions are met, such as a set time period, performance targets, or regulatory approvals; they are often granted to founders, employees or early investors. They matter to investors because when the restrictions lift those shares can enter the market and increase the supply, potentially diluting existing holders and changing the stock’s price, similar to a locked faucet being opened and more water joining the flow.
Restricted Stock Program financial
"Acquired through the Company's Restricted Stock Program."
By Trust financial
"nature_of_ownership: "By Trust""
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Thamodaran Dhamu R.
(Last)(First)(Middle)
230 PARK AVENUE
10TH FLOOR
(Street)
NEW YORK NEW YORK 10169
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Shares of Common Stock(1)04/30/2026A107A$03,671D
Common Stock48,840IBy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.
Remarks:
Dhamu R. Thamodaran05/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did StoneX Group (SNEX) report for Thamodaran Dhamu R.?

StoneX Group reported that director Thamodaran Dhamu R. received a grant of 107 restricted shares of common stock as equity compensation. The award was made under the company’s Restricted Stock Program and is not an open‑market purchase or sale of shares.

How do the new restricted shares for SNEX’s Thamodaran Dhamu R. vest?

The 107 restricted shares granted to Thamodaran Dhamu R. vest equally over three years. According to the disclosure, one‑third of the shares vest on each anniversary of the grant date, aligning the director’s compensation with longer‑term company performance and service.

How many StoneX Group (SNEX) shares does Thamodaran Dhamu R. hold after this Form 4?

After the reported grant, Thamodaran Dhamu R. holds 3,671 restricted shares of common stock directly. He also has an indirect position of 48,840 common shares held by a trust, giving him both direct and indirect exposure to StoneX Group’s equity.

Is the SNEX Form 4 transaction an open‑market trade or a compensation grant?

The SNEX Form 4 reflects a compensation grant, not an open‑market trade. The filing shows a code A transaction, described as a grant or award acquisition, with 107 restricted shares issued at $0.00 per share under the company’s Restricted Stock Program.

What does indirect ownership "By Trust" mean in the SNEX Form 4 filing?

Indirect ownership "By Trust" means the 48,840 StoneX Group shares are held in a trust rather than directly by Thamodaran Dhamu R. He is associated with the trust, so the holdings are reported as indirect beneficial ownership under SEC rules for insider reporting.