StoneX director John Moore Fowler sells 1,575 shares

A director's reported post-sale position was 253,834 directly held shares, with 6,750 shares held indirectly by the director's spouse.

Available on EDGAR 11/06/2026 - 06:43 AM EST Accepted by SEC EDGAR 11/06/2026 - 06:43 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

StoneX Group Inc. (SNEX) director John Moore Fowler sold 1,575 shares of Common Stock on November 5, 2026, at $56.87 per share under a Rule 10b5-1 plan. Afterward, his reported direct holding was 253,834 shares; a separate indirect holding of 6,750 shares was listed as held by his spouse.

Insider Trade Summary 10b5-1

Net Seller: 1,575 shares

Net Sell 1 txn

Insider FOWLER JOHN MOORE

Role Director

Sold 1,575 shs ($90K)

Share of Position Sold 0.62%

Type	Security	Shares	Price	Value
Sale	Common Stock	1,575	$56.87	$90K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 253,834 shares (Direct); Common Stock — 6,750 shares (Indirect, By Spouse)

Holdings Before and After: Common Stock, 255,409 to 253,834 shares (Direct)

Other Insiders: 3 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Key Figures

Shares sold: 1,575 shares Sale price: $56.87 per share Direct shares held: 253,834 shares +1 more

4 metrics

Shares sold 1,575 shares Common Stock sale on November 5, 2026

Sale price $56.87 per share Common Stock sale on November 5, 2026

Direct shares held 253,834 shares Reported following the November 5, 2026 sale

Indirect shares held by spouse 6,750 shares Reported on November 5, 2026

Key Terms

Rule 10b5-1 plan, Common Stock, direct ownership, indirect ownership

4 terms

Rule 10b5-1 plan regulatory

"sale under a Rule 10b5-1 plan"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

Common Stock financial

"sale of Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

direct ownership financial

"reported direct holding"

indirect ownership financial

"indirect holding by his spouse"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SNEX shares did John Moore Fowler sell?

John Moore Fowler, a StoneX Group Inc. director, sold 1,575 shares of Common Stock on November 5, 2026, for $56.87 per share under a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FOWLER JOHN MOORE

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/05/2026		S		1,575	D	$56.87	253,834	D
Common Stock								6,750	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	John M. Fowler	11/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)