StoneX director John Moore Fowler gets 246-share award

The award vests in equal portions on anniversaries in years one, two and three, and 108 shares were withheld for tax obligations.

Available on EDGAR 11/02/2026 - 08:13 PM EST Accepted by SEC EDGAR 11/02/2026 - 08:12 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

StoneX Group Inc. director John Moore Fowler acquired 246 restricted shares on October 30, 2026, through the company's Restricted Stock Program; the shares vest equally on anniversaries in years one, two and three. His direct holdings after the award were 255,517 shares. On October 31, 108 shares were automatically withheld to satisfy tax withholding obligations at $52.83 per share, leaving 255,409 direct shares. Fowler also reported 6,750 shares held indirectly by his spouse.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider FOWLER JOHN MOORE

Role Director

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F2	108	$52.83	$6K
Grant/Award	Restricted Shares of Common Stock F1	246	$0.00	$0.00
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Shares of Common Stock — 255,517 shares (Direct); Common Stock — 255,409 shares (Direct); Common Stock — 6,750 shares (Indirect, By Spouse)

Holdings Before and After: Restricted Shares of Common Stock, 255,271 to 255,517 shares (Direct); Common Stock, 255,517 to 255,409 shares (Direct)

Footnotes (2)

1. F1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.
2. F2. Shares vested pursuant to a restricted stock award. A portion of the shares was automatically withheld by the issuer to satisfy tax withholding obligations.

Key Figures

Restricted shares acquired: 246 shares Shares withheld for tax obligations: 108 shares Price per share: $52.83 per share +3 more

6 metrics

Restricted shares acquired 246 shares Awarded October 30, 2026

Shares withheld for tax obligations 108 shares October 31, 2026

Price per share $52.83 per share Shares withheld October 31, 2026

Direct shares following award 255,517 shares After the October 30, 2026 award

Direct shares following withholding 255,409 shares After the October 31, 2026 withholding

Shares held indirectly by spouse 6,750 shares Reported October 30, 2026

Key Terms

Restricted Stock Program, restricted stock award, tax withholding obligations

3 terms

Restricted Stock Program financial

"Acquired through the Company's Restricted Stock Program."

restricted stock award financial

"Shares vested pursuant to a restricted stock award."

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

tax withholding obligations financial

"to satisfy tax withholding obligations."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SNEX shares did director John Moore Fowler acquire and have withheld?

John Moore Fowler acquired 246 restricted shares on October 30, 2026, and 108 shares were withheld on October 31, 2026, at $52.83 per share to satisfy tax withholding obligations. His reported direct holdings after the withholding were 255,409 shares. No Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FOWLER JOHN MOORE

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Shares of Common Stock(1)	10/30/2026		A		246	A	$0	255,517	D
Common Stock(2)	10/31/2026		F		108	D	$52.83	255,409	D
Common Stock								6,750	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

2. Shares vested pursuant to a restricted stock award. A portion of the shares was automatically withheld by the issuer to satisfy tax withholding obligations.

Remarks:

	John M. Fowler	11/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)