STOCK TITAN

StoneX chairman John Radziwill acquires 310 shares

The 310 restricted shares vest equally on the anniversaries in years one, two, and three.

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Form Type
4

Rhea-AI Filing Summary

StoneX Group Inc. Chairman of the Board John Radziwill acquired 310 restricted shares of common stock on October 30, 2026, through the Company's Restricted Stock Program. His reported direct holdings after the award were 232,160 shares. He also reported 2,149,105 shares held indirectly through Basic Management Company Inc.; no Rule 10b5-1 plan is reported.

Insider RADZIWILL JOHN
Role Chairman of the Board
Type Security Shares Price Value
Grant/Award Restricted Shares of Common Stock F1 310 $0.00 $0.00
Holding Common Stock -- -- --
Holdings After Transaction: Restricted Shares of Common Stock — 232,160 shares (Direct); Common Stock — 2,149,105 shares (Indirect, Through Basic Management Company Inc.)
Holdings Before and After: Restricted Shares of Common Stock, 231,850 to 232,160 shares (Direct)
Footnotes (1)
  1. F1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.
Restricted shares acquired 310 shares October 30, 2026
Direct shares held after award 232,160 shares October 30, 2026
Indirect shares held through Basic Management Company Inc. 2,149,105 shares October 30, 2026
Restricted Shares of Common Stock technical
"Restricted Shares of Common Stock"
Restricted shares of common stock are company shares that cannot be sold or transferred until specific conditions are met, such as a set time period, performance targets, or regulatory approvals; they are often granted to founders, employees or early investors. They matter to investors because when the restrictions lift those shares can enter the market and increase the supply, potentially diluting existing holders and changing the stock’s price, similar to a locked faucet being opened and more water joining the flow.
Restricted Stock Program financial
"Acquired through the Company's Restricted Stock Program."
vest equally financial
"Shares vest equally on anniversary in years one, two and three."

FAQ

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How many SNEX shares did John Radziwill acquire?

John Radziwill acquired 310 restricted shares of common stock on October 30, 2026, through the Company's Restricted Stock Program. No Rule 10b5-1 plan is reported.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RADZIWILL JOHN

(Last)(First)(Middle)
230 PARK AVENUE
10TH FLOOR

(Street)
NEW YORK NEW YORK 10169

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chairman of the Board
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Shares of Common Stock(1)10/30/2026A310A$0232,160D
Common Stock2,149,105IThrough Basic Management Company Inc.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.
Remarks:
John Radziwill11/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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