STOCK TITAN

StoneX director Thamodaran receives 201 restricted shares

The restricted shares vest in equal installments on the anniversaries in years one, two and three.

Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
(Neutral)

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
4

Rhea-AI Filing Summary

StoneX Group Inc. director Dhamu R. Thamodaran acquired 201 restricted shares on October 30, 2026, through the company's Restricted Stock Program, at a reported price of $0.0000 per share. The shares vest equally on the anniversaries in years one, two and three. After the award, he directly held 5,849 shares; his reported holdings also included 75,760 common shares held indirectly by a trust.

Insider Thamodaran Dhamu R.
Role Director
Type Security Shares Price Value
Grant/Award Restricted Shares of Common Stock F1 201 $0.00 $0.00
Holding Common Stock -- -- --
Holdings After Transaction: Restricted Shares of Common Stock — 5,849 shares (Direct); Common Stock — 75,760 shares (Indirect, By Trust)
Holdings Before and After: Restricted Shares of Common Stock, 5,648 to 5,849 shares (Direct)
Footnotes (1)
  1. F1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.
Restricted shares acquired 201 shares Award on October 30, 2026
Reported price per share $0.0000 per share Restricted-share award on October 30, 2026
Direct shares held after award 5,849 shares Reported after the October 30, 2026 award
Indirect common shares held by trust 75,760 shares Reported October 30, 2026
Restricted Stock Program financial
"Acquired through the Company's Restricted Stock Program"
Restricted Shares of Common Stock financial
"Restricted Shares of Common Stock"
Restricted shares of common stock are company shares that cannot be sold or transferred until specific conditions are met, such as a set time period, performance targets, or regulatory approvals; they are often granted to founders, employees or early investors. They matter to investors because when the restrictions lift those shares can enter the market and increase the supply, potentially diluting existing holders and changing the stock’s price, similar to a locked faucet being opened and more water joining the flow.
vest equally financial
"Shares vest equally on anniversary in years one, two and three"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did StoneX Group (SNEX) director Dhamu R. Thamodaran receive?

He acquired 201 restricted shares on October 30, 2026, through the Restricted Stock Program, at a reported price of $0.0000 per share. His direct holdings after the award were 5,849 shares.

When do StoneX Group (SNEX) restricted shares vest?

The shares vest equally on the anniversaries in years one, two and three.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Thamodaran Dhamu R.

(Last)(First)(Middle)
230 PARK AVENUE
10TH FLOOR

(Street)
NEW YORK NEW YORK 10169

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Shares of Common Stock(1)10/30/2026A201A$05,849D
Common Stock75,760IBy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.
Remarks:
Dhamu R. Thamodaran11/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading