StoneX director awarded 87 restricted shares

Cooper Diane L. reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 05/04/2026 - 05:06 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Cooper Diane L. reported acquisition or exercise transactions in this Form 4 filing.

StoneX Group Inc. director Diane L. Cooper received a grant of 87 restricted shares of common stock on April 30, 2026 under the company’s Restricted Stock Program. The shares were awarded at no cash cost to her and increase her direct holdings to 37,324 shares.

The footnote explains that these restricted shares will vest in three equal installments on each of the first, second, and third anniversaries of the grant date, tying the award to continued service over time rather than an immediate, fully transferable stake.

Insider Trade Summary

Grant/Award: 87 shares

Grant/Award 1 txn

Insider Cooper Diane L.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Shares of Common Stock	87	$0.00	$0.00

Holdings After Transaction: Restricted Shares of Common Stock — 37,324 shares (Direct)

Holdings Before and After: Restricted Shares of Common Stock, 37,237 to 37,324 shares (Direct)

Footnotes (1)

1. F1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Key Figures

Restricted shares granted: 87 shares Transaction price per share: $0.0000 per share Shares held after transaction: 37,324 shares

3 metrics

Restricted shares granted 87 shares Grant of restricted common stock on April 30, 2026

Transaction price per share $0.0000 per share Reported grant price for restricted shares

Shares held after transaction 37,324 shares Total direct holdings after the award

Key Terms

Restricted Shares of Common Stock, Restricted Stock Program, vest equally

3 terms

Restricted Shares of Common Stock financial

"security_title: "Restricted Shares of Common Stock""

Restricted shares of common stock are company shares that cannot be sold or transferred until specific conditions are met, such as a set time period, performance targets, or regulatory approvals; they are often granted to founders, employees or early investors. They matter to investors because when the restrictions lift those shares can enter the market and increase the supply, potentially diluting existing holders and changing the stock’s price, similar to a locked faucet being opened and more water joining the flow.

Restricted Stock Program financial

"Acquired through the Company's Restricted Stock Program."

vest equally financial

"Shares vest equally on anniversary in years one, two and three."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did StoneX Group Inc. (SNEX) report for Diane L. Cooper?

StoneX Group Inc. reported that director Diane L. Cooper received a grant of 87 restricted shares of common stock. The award was made under the company’s Restricted Stock Program and did not involve any open-market purchase or sale of shares.

How many StoneX (SNEX) shares does Diane L. Cooper hold after this Form 4 transaction?

After the reported grant, Diane L. Cooper directly holds 37,324 shares of StoneX common stock. This figure includes the newly awarded 87 restricted shares and reflects her updated ownership position as disclosed in the Form 4 filing.

What are the vesting terms of Diane L. Cooper’s new StoneX (SNEX) restricted shares?

The 87 restricted shares granted to Diane L. Cooper vest in three equal parts on each anniversary of the grant date in years one, two, and three. This schedule encourages continued board service and delays full transferability until the vesting dates are reached.

Did Diane L. Cooper buy or sell StoneX (SNEX) shares in this Form 4 filing?

The Form 4 shows an acquisition through a grant, not a market trade. Diane L. Cooper received 87 restricted shares as a compensation award, with no open-market buying or selling and a reported price of $0.0000 per share for the transaction.

Is the StoneX (SNEX) Form 4 for Diane L. Cooper a routine compensation grant?

Yes, the filing describes a routine compensation-related grant of 87 restricted shares through StoneX’s Restricted Stock Program. Such awards are typically part of standard director compensation and vest over time rather than indicating active trading decisions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Cooper Diane L.

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Shares of Common Stock(1)	04/30/2026		A		87	A	$0	37,324	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Remarks:

	Diane L. Cooper	05/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)