StoneX Group (SNEX) director amends report on stock grant and tax withholding

Rhea-AI Filing Summary

StoneX Group Inc. director John Moore Fowler received 174 restricted shares of common stock on July 31, 2026 under the Company's Restricted Stock Program, vesting in equal annual installments over three years. On the same date, 197 shares of common stock were automatically withheld at $77.62 per share to satisfy tax withholding obligations tied to a restricted stock vesting, leaving 256,846 shares held directly plus 6,750 shares held indirectly by his spouse. This Form 4/A amends an earlier report solely to correct the number of shares withheld for taxes; no other transactions were changed.

Insider Trade Summary

Net Seller: 23 shares

Net Sell 3 txns

Insider FOWLER JOHN MOORE

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Shares of Common Stock F1	174	$0.00	$0.00
Tax Withholding	Common Stock F2, F3	197	$77.62	$15K
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Shares of Common Stock — 257,043 shares (Direct); Common Stock — 256,846 shares (Direct); Common Stock — 6,750 shares (Indirect, By Spouse)

Footnotes (3)

1. F1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.
2. F2. Shares vested pursuant to a restricted stock award. A portion of the shares was automatically withheld by the issuer to satisfy tax withholding obligations.
3. F3. This Form 4/A amends the Form 4 filed on August 3, 2026 solely to correct the number of shares withheld for tax purposes in connection with the vesting of a restricted stock award on July 31, 2026. No other reported transactions are affected by this amendment.

Key Figures

Restricted shares granted: 174 shares Shares withheld for taxes: 197 shares Tax withholding price: $77.62 per share +2 more

5 metrics

Restricted shares granted 174 shares Restricted shares of common stock granted on July 31, 2026 under the Restricted Stock Program

Shares withheld for taxes 197 shares Common shares automatically withheld on July 31, 2026 to satisfy tax withholding obligations

Tax withholding price $77.62 per share Price applied to the 197 shares withheld for tax obligations tied to restricted stock vesting

Direct holdings after transactions 256,846 shares Common stock held directly by John Moore Fowler following the July 31, 2026 transactions

Indirect holdings by spouse 6,750 shares Common stock held indirectly by John Moore Fowler through his spouse after the reported date

Key Terms

Restricted Stock Program, restricted stock award, tax withholding obligations, Form 4/A

4 terms

Restricted Stock Program financial

"Acquired through the Company's Restricted Stock Program."

restricted stock award financial

"Shares vested pursuant to a restricted stock award."

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

tax withholding obligations financial

"withheld by the issuer to satisfy tax withholding obligations."

Form 4/A regulatory

"This Form 4/A amends a prior report to correct tax withholding shares."

Form 4/A is an amended filing that corrects or updates an earlier Form 4, the mandatory report that insiders (like company executives, directors, or large shareholders) must file when their ownership stakes change. Think of it as an edited receipt showing who bought or sold stock and when; investors use it to track insider confidence, detect potential conflicts, and spot trading patterns that might signal future company prospects.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/05/2026 - 08:01 PM Accepted by SEC EDGAR 08/05/2026 - 08:00 PM Learn about SEC filing dates

FAQ

What insider equity changes did StoneX Group (SNEX) report for John Moore Fowler?

John Moore Fowler received 174 restricted shares on July 31, 2026 and had 197 shares withheld at $77.62 for taxes, resulting in 256,846 direct shares plus 6,750 indirect shares held by his spouse.

What is the vesting schedule for the new restricted shares at StoneX Group (SNEX)?

The 174 restricted shares granted to John Moore Fowler under StoneX Group's Restricted Stock Program vest in equal installments on the anniversary date over three years, with one-third of the shares vesting in each of years one, two, and three.

Why was this Form 4/A amendment filed for StoneX Group (SNEX)?

The Form 4/A was filed to correct the number of shares (197) withheld for tax purposes in connection with a restricted stock vesting on July 31, 2026. The amendment states that no other previously reported transactions were affected or changed.

How many StoneX Group (SNEX) shares were withheld for John Moore Fowler’s taxes?

A total of 197 shares of StoneX Group common stock were automatically withheld at $77.62 per share to satisfy John Moore Fowler’s tax withholding obligations arising from the vesting of a restricted stock award on July 31, 2026.

What are John Moore Fowler’s total StoneX Group (SNEX) share holdings after these transactions?

After the July 31, 2026 transactions, John Moore Fowler holds 256,846 StoneX Group common shares directly and an additional 6,750 shares indirectly, held by his spouse, as reported in the amended Form 4/A insider ownership disclosure.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FOWLER JOHN MOORE

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
08/03/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Shares of Common Stock(1)	07/31/2026		A		174	A	$0	257,043	D
Common Stock(2)	07/31/2026		F		197(3)	D	$77.62	256,846	D
Common Stock								6,750	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

2. Shares vested pursuant to a restricted stock award. A portion of the shares was automatically withheld by the issuer to satisfy tax withholding obligations.

3. This Form 4/A amends the Form 4 filed on August 3, 2026 solely to correct the number of shares withheld for tax purposes in connection with the vesting of a restricted stock award on July 31, 2026. No other reported transactions are affected by this amendment.

Remarks:

	John M. Fowler	08/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)