StoneX CIO sells 8,924 shares at $68.83

StoneX Group Inc.’s Chief Information Officer reported a Rule 10b5-1 planned sale of 8,924 SNEX shares, retaining over 88,000 combined direct and indirect shares afterward.

Available on EDGAR 09/16/2026 - 04:10 PM EDT Accepted by SEC EDGAR 09/16/2026 - 04:09 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

StoneX Group Inc. (SNEX) insider Abigail H. Perkins, Chief Information Officer, reported selling 8,924 shares of Common Stock on September 14, 2026 in an open-market or private transaction at a weighted average price of $68.83 per share pursuant to an affirmed Rule 10b5-1 trading plan. Following this sale, she reported holding 87,739 shares directly and 757 shares indirectly held by her children.

Insider Trade Summary 10b5-1

Net Seller: 8,924 shares

Net Sell 1 txn

Insider Perkins Abigail H

Role Chief Information Officer

Sold 8,924 shs ($614K)

Share of Position Sold 9.2%

Type	Security	Shares	Price	Value
Sale	Common Stock F1	8,924	$68.8277	$614K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 87,739 shares (Direct); Common Stock — 757 shares (Indirect, By Children)

Holdings Before and After: Common Stock, 96,663 to 87,739 shares (Direct)

Other Insiders: 3 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (1)

1. F1. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Key Figures

Shares sold: 8,924 shares Weighted average sale price: $68.83 per share Direct holdings after transaction: 87,739 shares +2 more

5 metrics

Shares sold 8,924 shares Common Stock sale on September 14, 2026

Weighted average sale price $68.83 per share Average price for the 8,924 shares sold on September 14, 2026

Direct holdings after transaction 87,739 shares Directly owned Common Stock following the September 14, 2026 sale

Indirect holdings after transaction 757 shares Indirectly owned through children after the reported transaction

Net insider share change -8,924 shares Net sell direction across reported non-derivative transactions

Key Terms

Rule 10b5-1, Common Stock, indirect ownership, weighted average price

4 terms

Rule 10b5-1 regulatory

"The filing affirms the trades were made under a Rule 10b5-1 trading plan"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Common Stock financial

"The transactions involve the issuer’s Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

indirect ownership financial

"757 shares reported as indirect ownership "By Children""

weighted average price financial

"The price reported represents an average price"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SNEX report for Abigail H. Perkins?

Abigail H. Perkins, Chief Information Officer, reported a sale of 8,924 shares of StoneX Group Inc. Common Stock on September 14, 2026 in an open-market or private transaction at a weighted average price of $68.83 per share under an affirmed Rule 10b5-1 plan.

At what price were the SNEX shares sold in this Form 4 filing?

The reported sale of StoneX Group Inc. shares was executed at a weighted average price of $68.83 per share. A footnote states this price is an average and that full details of the number of shares sold at each separate price are available upon request.

How many SNEX shares does Abigail H. Perkins hold after the reported sale?

After the September 14, 2026 transaction, Abigail H. Perkins reported holding 87,739 shares directly of StoneX Group Inc. Common Stock and 757 shares indirectly, with the indirect shares held by her children.

Was the SNEX insider sale made under a Rule 10b5-1 trading plan?

Yes. The filing affirms that the reported transactions were made under a Rule 10b5-1 trading plan. This indicates the trades were executed according to a pre-established plan rather than discretionary market timing.

What indirect holdings of SNEX stock are reported for Abigail H. Perkins?

In addition to her direct holdings, Abigail H. Perkins reports 757 shares of StoneX Group Inc. Common Stock held indirectly by her children. These are reported as indirect ownership in the Form 4 filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Perkins Abigail H

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Information Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/14/2026		S		8,924	D	$68.8277(1)	87,739	D
Common Stock								757	I	By Children

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Remarks:

	Abigail H. Perkins	09/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)