StoneX chair granted 165 restricted shares

RADZIWILL JOHN reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 05/04/2026 - 05:06 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

RADZIWILL JOHN reported acquisition or exercise transactions in this Form 4 filing.

StoneX Group Inc. director and Chairman of the Board John Radziwill reported a compensation-related stock grant and updated holdings. He received 165 restricted shares of common stock at $0.00 per share under the company’s Restricted Stock Program.

The footnote states these restricted shares vest in three equal annual installments on each anniversary of the grant date. Following this award, Radziwill directly holds 154,438 shares of common stock and indirectly holds 1,432,737 shares through Basic Management Company Inc.

Insider Trade Summary

Grant/Award: 165 shares

Grant/Award 1 txn

Insider RADZIWILL JOHN

Role Chairman of the Board

Type	Security	Shares	Price	Value
Grant/Award	Restricted Shares of Common Stock	165	$0.00	$0.00
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Shares of Common Stock — 154,438 shares (Direct); Common Stock — 1,432,737 shares (Indirect, Through Basic Management Company Inc.)

Holdings Before and After: Restricted Shares of Common Stock, 154,273 to 154,438 shares (Direct)

Footnotes (1)

1. F1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Key Figures

Restricted shares granted: 165 shares Grant price: $0.00 per share Direct holdings after grant: 154,438 shares +1 more

4 metrics

Restricted shares granted 165 shares Restricted Shares of Common Stock granted on April 30, 2026

Grant price $0.00 per share Price per restricted share in the April 30, 2026 grant

Direct holdings after grant 154,438 shares Total common stock directly held after April 30, 2026 transaction

Indirect holdings 1,432,737 shares Common stock held indirectly through Basic Management Company Inc.

Key Terms

Restricted Shares of Common Stock, Restricted Stock Program, vest equally on anniversary, indirect ownership

4 terms

Restricted Shares of Common Stock financial

"security_title: "Restricted Shares of Common Stock""

Restricted shares of common stock are company shares that cannot be sold or transferred until specific conditions are met, such as a set time period, performance targets, or regulatory approvals; they are often granted to founders, employees or early investors. They matter to investors because when the restrictions lift those shares can enter the market and increase the supply, potentially diluting existing holders and changing the stock’s price, similar to a locked faucet being opened and more water joining the flow.

Restricted Stock Program financial

"Acquired through the Company's Restricted Stock Program."

vest equally on anniversary financial

"Shares vest equally on anniversary in years one, two and three."

indirect ownership financial

"ownership_type: "indirect" and nature_of_ownership: "Through Basic Management Company Inc.""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did StoneX Group Inc. (SNEX) report for John Radziwill?

StoneX Group Inc. reported that Chairman John Radziwill received 165 restricted shares of common stock as a grant. The shares were issued at $0.00 per share under the company’s Restricted Stock Program and represent a routine, compensation-related equity award rather than a market purchase.

How many StoneX Group Inc. (SNEX) shares does John Radziwill hold after this filing?

After the reported grant, John Radziwill holds 154,438 StoneX Group Inc. shares directly. He also has indirect ownership of 1,432,737 shares through Basic Management Company Inc., giving a combined reported position of 1,587,175 shares across direct and indirect holdings.

How do the restricted shares granted to StoneX (SNEX) chairman vest over time?

The 165 restricted shares granted to StoneX chairman John Radziwill vest in three equal annual installments. According to the footnote, they vest equally on the first, second, and third anniversaries of the grant date, aligning the award with multi-year service at the company.

Was the StoneX (SNEX) insider transaction a market purchase or sale?

The StoneX insider transaction was a grant of restricted shares, not a market trade. John Radziwill received 165 restricted shares at $0.00 per share as part of a compensation program, so it does not represent an open-market buy or sell transaction in the company’s stock.

What is the nature of John Radziwill’s indirect StoneX (SNEX) share ownership?

John Radziwill’s indirect ownership consists of 1,432,737 StoneX shares held through Basic Management Company Inc. The filing classifies this stake as indirect ownership, separate from his 154,438 directly held shares, providing additional context on his overall equity exposure to the company.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RADZIWILL JOHN

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman of the Board

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Shares of Common Stock(1)	04/30/2026		A		165	A	$0	154,438	D
Common Stock								1,432,737	I	Through Basic Management Company Inc.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Remarks:

	John Radziwill	05/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)