StoneX director awarded 131 restricted SNEX shares

KASS STEVEN A reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 05/04/2026 - 05:06 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

KASS STEVEN A reported acquisition or exercise transactions in this Form 4 filing.

StoneX Group Inc. director Steven A. Kass received a grant of 131 restricted shares of common stock on April 30, 2026 under the company’s Restricted Stock Program. These shares vest in three equal annual installments on each anniversary of the grant date.

Following this award, Kass directly holds a total of 55,266 shares of StoneX Group common stock. The award is compensation-related and was not an open-market purchase or sale.

Insider Trade Summary

Grant/Award: 131 shares

Grant/Award 1 txn

Insider KASS STEVEN A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Shares of Common Stock	131	$0.00	$0.00

Holdings After Transaction: Restricted Shares of Common Stock — 55,266 shares (Direct)

Holdings Before and After: Restricted Shares of Common Stock, 55,135 to 55,266 shares (Direct)

Footnotes (1)

1. F1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Key Figures

Restricted shares granted: 131 shares Total shares after grant: 55,266 shares Grant price per share: $0.0000 per share +1 more

4 metrics

Restricted shares granted 131 shares Restricted Shares of Common Stock granted on April 30, 2026

Total shares after grant 55,266 shares Direct holdings of Steven A. Kass following grant

Grant price per share $0.0000 per share Reported price for restricted stock award (compensation, not purchase)

Vesting schedule 3 annual installments Shares vest equally on anniversary in years one, two and three

Key Terms

Restricted Shares of Common Stock, Restricted Stock Program, vest equally, Grant, award, or other acquisition

4 terms

Restricted Shares of Common Stock financial

"security_title: "Restricted Shares of Common Stock""

Restricted shares of common stock are company shares that cannot be sold or transferred until specific conditions are met, such as a set time period, performance targets, or regulatory approvals; they are often granted to founders, employees or early investors. They matter to investors because when the restrictions lift those shares can enter the market and increase the supply, potentially diluting existing holders and changing the stock’s price, similar to a locked faucet being opened and more water joining the flow.

Restricted Stock Program financial

"Acquired through the Company's Restricted Stock Program."

vest equally financial

"Shares vest equally on anniversary in years one, two and three."

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did StoneX Group Inc. (SNEX) director Steven Kass report on this Form 4?

Director Steven A. Kass reported receiving 131 restricted shares of StoneX Group common stock as a grant. The award was made under the company’s Restricted Stock Program and represents compensation, not an open-market trade, increasing his direct holdings to 55,266 shares after the transaction.

Is the Steven Kass Form 4 for StoneX Group (SNEX) a stock purchase or compensation grant?

The Form 4 reflects a compensation grant, not a stock purchase. Kass received 131 restricted shares at no cash cost under StoneX Group’s Restricted Stock Program, with shares vesting over time rather than being bought in the open market.

How many StoneX Group (SNEX) shares does Steven Kass hold after this restricted stock award?

After receiving the 131 restricted shares, Steven A. Kass directly holds 55,266 StoneX Group common shares. This total includes the newly granted restricted shares, which will vest in three equal annual installments on each anniversary of the grant date.

How do the restricted shares granted to Steven Kass at StoneX Group (SNEX) vest?

The 131 restricted shares granted to Steven A. Kass vest in three equal installments. According to the footnote, the shares vest equally on each anniversary in years one, two, and three after the April 30, 2026 grant date, assuming the vesting conditions are satisfied.

Did Steven Kass buy or sell StoneX Group (SNEX) shares in the open market in this Form 4?

No open-market buy or sell occurred. The Form 4 shows an “A” code transaction for 131 restricted shares, meaning a grant or award. The price per share is reported as 0.0000, confirming this was a compensation-related stock award rather than a market transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KASS STEVEN A

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Shares of Common Stock(1)	04/30/2026		A		131	A	$0	55,266	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Remarks:

	Steven A. Kass	05/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)