StoneX director has 52 shares withheld for taxes

StoneX Group Inc. director John Moore Fowler reported routine equity compensation activity.

Accepted by SEC EDGAR 04/30/2026 - 04:23 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

StoneX Group Inc. director John Moore Fowler reported routine equity compensation activity. Restricted stock vested, and 52 common shares were automatically withheld by the issuer at $106.14 per share to cover tax obligations, rather than being sold in the market.

After this tax-withholding disposition, Fowler holds 172,247 shares of StoneX common stock directly. He also has indirect ownership of 4,500 additional shares held by his spouse, reflecting his overall equity stake following the vesting event.

Insider Trade Summary

Exercise Price or Tax Liability: 52 shares

Exercise Price or Tax Liability 1 txn

Insider FOWLER JOHN MOORE

Role Director

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common	52	$106.14	$6K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common — 172,247 shares (Direct); Common Stock — 4,500 shares (Indirect, By Spouse)

Holdings Before and After: Common, 172,299 to 172,247 shares (Direct)

Footnotes (1)

1. F1. Shares vested pursuant to a restricted stock award. A portion of the shares was automatically withheld by the issuer to satisfy tax withholding obligations.

Key Figures

Shares withheld for taxes: 52 shares Withholding price per share: $106.14 per share Direct holdings after transaction: 172,247 shares +1 more

4 metrics

Shares withheld for taxes 52 shares Automatically withheld to satisfy tax obligations on vested restricted stock

Withholding price per share $106.14 per share Price at which 52 shares were withheld for tax obligations

Direct holdings after transaction 172,247 shares Common stock held directly by John Moore Fowler after tax withholding

Indirect holdings by spouse 4,500 shares Common stock held indirectly through spouse

Key Terms

restricted stock award, tax withholding obligations, indirect ownership

3 terms

restricted stock award financial

"Shares vested pursuant to a restricted stock award. A portion of the shares"

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

tax withholding obligations financial

"A portion of the shares was automatically withheld by the issuer to satisfy tax withholding obligations"

indirect ownership financial

"total_shares_following_transaction 4500.0000 ... direct_or_indirect I nature_of_ownership By Spouse"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did StoneX (SNEX) director John Moore Fowler report in this Form 4?

John Moore Fowler reported vesting of a restricted stock award, with 52 shares of StoneX common stock automatically withheld to satisfy tax obligations. This is a routine compensation-related event, not an open-market trade, and reflects standard handling of equity-based awards for executives.

How many StoneX (SNEX) shares were withheld for taxes in this filing?

The filing shows that 52 shares of StoneX common stock were withheld at $106.14 per share to cover tax obligations. This occurred when restricted stock vested, meaning the shares were retained by the company rather than sold on the open market by the director.

How many StoneX (SNEX) shares does John Moore Fowler hold after the transaction?

After the tax-withholding disposition, John Moore Fowler holds 172,247 StoneX common shares directly. In addition, he has indirect ownership of 4,500 shares held by his spouse, giving a combined view of his reported equity interest following the restricted stock vesting event.

Was there an open-market sale of StoneX (SNEX) shares by the director?

No open-market sale is reported. The 52-share disposition is classified as tax withholding, where the issuer kept shares at $106.14 to satisfy tax liabilities tied to vesting. This differs from a discretionary sale executed on a stock exchange by the insider.

What does the indirect ownership "By Spouse" mean for StoneX (SNEX)?

Indirect ownership "By Spouse" means 4,500 StoneX shares are held in the name of John Moore Fowler’s spouse. These are reported as part of his overall beneficial ownership, even though the shares are not registered directly in his own name on the company’s books.

What is the significance of transaction code F in this StoneX (SNEX) Form 4?

Transaction code F indicates shares were disposed of to pay exercise price or tax liabilities, here for vested restricted stock. It signals a non-market, administrative share reduction rather than a voluntary buy or sell, providing context that this event is compensation-related.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FOWLER JOHN MOORE

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common(1)	04/28/2026		F		52	D	$106.14	172,247	D
Common Stock								4,500	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares vested pursuant to a restricted stock award. A portion of the shares was automatically withheld by the issuer to satisfy tax withholding obligations.

Remarks:

	John M. Fowler	04/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)