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StoneX Group (SNEX) SEC Filings, Mar-Apr 2026

SNEX NASDAQ

StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.

StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.

Rhea-AI Summary

StoneX Group Inc. director Annabelle G. Bexiga reported a proposed sale of 500 common shares, with an aggregate market value of $50,965, on approximately April 15, 2026. The shares were acquired through restricted stock vesting on February 27, 2025, as compensation. The notice lists 52,463,316 common shares outstanding and records a March 13, 2026 sale of 1,000 common shares for gross proceeds of $106,540 during the prior three months. It also lists December 10, 2025 in the field for the Rule 10b5-1 plan adoption or instruction date.

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StoneX Group Inc. director Annabelle G. Bexiga reported a proposed sale of 1,000 common shares, with an aggregate market value of $101,900 and an approximate sale date of April 15, 2026. The notice gives December 10, 2025 as the date of plan adoption or giving of instruction under Rule 10b5-1. Bexiga also reported selling 1,000 common shares on March 13, 2026, for gross proceeds of $106,540 during the prior three months.

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StoneX Group Inc. Chief Executive Officer Philip Andrew Smith exercised and sold shares in a routine options transaction. On April 10, 2026, he exercised stock options for 30,000 shares of common stock at an exercise price of $13.34 per share.

He then sold 30,000 shares of common stock in an open-market transaction at an average price of $92.2302 per share, as noted in the filing. After these transactions, he directly holds 514,719 shares of StoneX Group Inc. common stock.

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Form 144
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StoneX Group Inc. executive vice chairman Sean Michael O’Connor reported a tax-withholding share disposition, not an open-market sale. On this Form 4, 44,269 shares of Common Stock were withheld at $77.95 per share to cover tax obligations. After this transaction, he holds 1,236,921 shares directly, plus indirect holdings of 424,353 shares through a trust and 2,543,964 shares through Darseaker Limited.

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The Vanguard Group filed Amendment No. 6 to its Schedule 13G/A reporting on StoneX Group Inc. The filing states that, following an internal realignment effective January 12, 2026, The Vanguard Group reports zero shares beneficially owned and 0% of the common stock. The amendment explains that certain subsidiaries or business divisions will report ownership separately in reliance on SEC Release No. 34-39538, and that The Vanguard Group no longer is deemed to beneficially own the securities held by those entities.

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Rhea-AI Summary

Director Annabelle G. Bexiga of StoneX Group Inc. reported an open‑market sale of 1,000 shares of common stock on March 13, 2026 at a price of $106.54 per share. After this transaction, she directly holds 16,459 shares of StoneX common stock.

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Form 8-K
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StoneX Group Inc. reported the outcome of a FINRA arbitration with BTIG, LLC over the hiring of former BTIG employees. The panel awarded StoneX Financial approximately $1.0 million on its claim, while awarding BTIG $2.9 million on its claims against StoneX Group and StoneX Financial.

After offsetting these amounts, StoneX Group and StoneX Financial together must pay BTIG approximately $1.8 million. The panel also granted StoneX’s request for declaratory relief that it did not tortiously interfere with BTIG employee contracts and denied BTIG’s requests for punitive damages, injunctive relief, attorney’s fees and sanctions.

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Rhea-AI Summary

StoneX Group Inc. (SNEX) director Annabelle G. Bexiga reported an intended sale of 1,000 common shares, with an aggregate market value of $106,540.00 and an approximate sale date of March 13, 2026. The reported Rule 10b5-1 plan adoption or instruction date is December 10, 2025. The shares are listed as acquired through restricted stock vesting: 256 on February 27, 2025, and 744 on March 1, 2025. Fidelity Brokerage Services LLC is listed as broker; Jessica Spraker signed as its duly authorized representative and attorney-in-fact for Bexiga.

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StoneX Group Inc. reported the results of its annual shareholder meeting held on March 10, 2026. Shareholders elected ten directors for terms expiring at the 2027 annual meeting, with each nominee receiving over 39 million votes in favor and 5,403,390 broker non-votes.

Shareholders ratified KPMG LLP as the independent registered public accounting firm for the 2026 fiscal year with 47,854,180 votes for, 249,248 against and 24,486 abstentions. A non-binding say-on-pay resolution approving compensation for the Named Executive Officers passed with 38,245,170 votes for and 4,448,707 against.

At a Board meeting held the same day, John Radziwill was elected Chairman of the Board of Directors and Sean M. O'Connor was elected Executive Vice-Chairman of the Board of Directors.

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FAQ

How many StoneX Group (SNEX) SEC filings are available on StockTitan?

StockTitan tracks 216 SEC filings for StoneX Group (SNEX). Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for StoneX Group (SNEX)?

The most recent SEC filing for StoneX Group (SNEX) was filed on April 15, 2026.