StoneX (SNEX) CEO exercises options, sells 30,000 shares at $92.23 avg

Rhea-AI Filing Summary

StoneX Group Inc. Chief Executive Officer Philip Andrew Smith exercised and sold shares in a routine options transaction. On April 10, 2026, he exercised stock options for 30,000 shares of common stock at an exercise price of $13.34 per share.

He then sold 30,000 shares of common stock in an open-market transaction at an average price of $92.2302 per share, as noted in the filing. After these transactions, he directly holds 514,719 shares of StoneX Group Inc. common stock.

Insider Trade Summary 10b5-1

Net Seller: 30,000 shares ($2,766,906)

Net Sell 3 txns

Insider Smith Philip Andrew

Role Chief Executive Officer

Sold 30,000 shs ($2.77M)

Type	Security	Shares	Price	Value
Exercise	Stock Options	30,000	$0.00	--
Exercise	Common Stock	30,000	$13.34	$400K
Sale	Common Stock	30,000	$92.2302	$2.77M

Holdings After Transaction: Stock Options — 678,750 shares (Direct); Common Stock — 544,719 shares (Direct)

Footnotes (1)

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Key Figures

Options exercised: 30,000 shares Exercise price: $13.34 per share Shares sold: 30,000 shares +3 more

6 metrics

Options exercised 30,000 shares Stock options converted into common stock on April 10, 2026

Exercise price $13.34 per share Strike price for 30,000 exercised stock options

Shares sold 30,000 shares Open-market sale of common stock on April 10, 2026

Average sale price $92.2302 per share Average price for sold StoneX common shares

Shares held after sale 514,719 shares CEO’s direct ownership following reported transactions

Option expiration date December 5, 2026 Expiration date of exercised stock options

Key Terms

Stock Options, Exercise or conversion of derivative security, open-market sale, average price, +1 more

5 terms

Stock Options financial

"security_title": "Stock Options""

Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.

Exercise or conversion of derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

average price financial

"The price reported represents an average price."

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smith Philip Andrew

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/10/2026		M		30,000	A	$13.34	544,719	D
Common Stock	04/10/2026		S		30,000	D	$92.2302(1)	514,719	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	$13.34	04/10/2026		M			30,000	12/05/2021	12/05/2026	Common Stock	30,000	$0	678,750	D

Explanation of Responses:

1. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Remarks:

	Philip Andrew Smith	04/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did StoneX Group Inc. (SNEX) report for its CEO?

StoneX Group Inc. reported that CEO Philip Andrew Smith exercised options for 30,000 shares and sold 30,000 shares of common stock. The transactions occurred on April 10, 2026, and were disclosed in a Form 4 insider trading report.

How many StoneX (SNEX) shares did the CEO sell and at what price?

The CEO sold 30,000 shares of StoneX common stock in an open-market transaction at an average price of $92.2302 per share. A footnote explains this was an average price, and detailed price breakdowns are available upon request.

What stock options did the StoneX (SNEX) CEO exercise in this Form 4?

The CEO exercised stock options covering 30,000 underlying shares of StoneX common stock at an exercise price of $13.34 per share. These options were scheduled to expire on December 5, 2026, according to the disclosure.

How many StoneX (SNEX) shares does the CEO hold after the reported transactions?

After completing the option exercise and subsequent sale, the CEO directly holds 514,719 shares of StoneX Group Inc. common stock. This figure reflects his post-transaction ownership reported in the Form 4 filing.

Was the StoneX (SNEX) CEO’s sale a routine exercise-and-sell transaction?

The filing shows a typical exercise-and-sell pattern: the CEO exercised options for 30,000 shares at $13.34 and then sold the same 30,000 shares at an average price of $92.2302, while retaining a substantial remaining share position.

What does the Form 4 footnote say about the StoneX (SNEX) sale price?

The footnote explains the reported $92.2302 sale price is an average price. The CEO will provide the SEC, the company, or any shareholder with full details on the number of shares sold at each individual price upon request.