StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.
StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.
StoneX Group Inc. officer Philip Smith reported a proposed sale of 45,000 common shares through Merrill Lynch, with an aggregate market value of $2,676,081 listed. The notice gives October 15, 2026, as the approximate sale date. It also lists two prior sales during the preceding three months: 56,250 shares on September 28, 2026, and 45,000 shares on July 22, 2026.
StoneX Group Inc. Chief Risk Officer Mark Lowry Maurer exercised options covering 69,372 common shares on October 12, 2026, at an exercise price of $8.90 per share, and sold 52,953 common shares that day at an average price of $60.3488 per share. The sale was reported under a Rule 10b5-1 trading plan. After the exercise, he directly held 506,250 options.
StoneX Group Inc. Executive Vice-Chairman-Board Sean Michael Oconnor exercised 157,500 stock options on October 12, 2026, at an exercise price of $8.90 per share, acquiring 157,500 common shares. That day, he sold 76,148 common shares at an average price of $60.3542 per share. The report indicates the transactions were made under a Rule 10b5-1 trading plan.
His reported post-transaction option balance was 1,518,750 options. Reported indirect holdings included 636,529 common shares held by a trust and 3,815,946 held through Darseaker Limited.
StoneX Group Inc. (SNEX) officer Sean O’Connor reported a proposed sale of 76,148 common shares, with October 12, 2026, listed as the approximate sale date and Merrill Lynch listed as broker. The reported aggregate market value is $4,593,476. O’Connor’s sales during the prior three months included 104,934 shares on July 22, 2026, for reported gross proceeds of $7,796,458.
StoneX Group Inc. officer Mark Maurer reported a proposed sale of 52,953 common shares, with an aggregate market value of $3,194,042 and an approximate sale date of October 12, 2026. Merrill Lynch is listed as the broker. The transaction is identified as Stock Plan Activity, with the issuer listed as the source of the shares.
Anthony J. DiCiollo, Head of Institutional Segment at StoneX Group Inc. (SNEX), reported direct holdings of 162,786 shares of Common Stock as of October 1, 2026.
At StoneX Group Inc., Chief Executive Officer Philip Andrew Smith exercised 56,250 stock options on September 28, 2026, at an exercise price of $8.90 per share, acquiring 56,250 common shares and selling 56,250 common shares at an average price of $65.6869 per share under a Rule 10b5-1 trading plan. He reported 860,625 stock options following the exercise.
StoneX Group Inc. officer Philip Smith gave notice of a proposed sale of 56,250 common shares through Merrill Lynch, with an aggregate market value of $3,693,122 and an approximate sale date of September 28, 2026. The proposed sale is listed for NASDAQ. Smith also reported earlier sales of 45,000 shares on July 22, 2026, and 51,540 shares on June 30, 2026.
StoneX Group Inc. (SNEX) reported that Chief Governance/Legal Officer Diego Rotsztain exercised and sold shares under a Rule 10b5-1 trading plan. On September 14, 2026, he exercised 50,625 stock options at $12.26 per share into common stock and sold 30,327 shares at a weighted-average price of $68.8322. On September 16, 2026, he sold an additional 20,298 shares of common stock at a weighted-average price of $67.1294. Resulting share holdings are not stated in this filing.
StoneX Group Inc. officer Diego Rotsztain reported a proposed sale of 20,298 common shares, with an aggregate market value of $1,364,634 and an approximate sale date of September 16, 2026. Merrill Lynch is named as broker. The Rule 10b5-1 plan adoption or instruction date is February 10, 2026, and three earlier common-stock sales are listed for July and September.