Welcome to our dedicated page for StoneX Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.
StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.
A stockholder of SNEX, identified as William Dunaway, filed a notice of proposed sale of common stock under Rule 144. The filing lists Merrill Lynch as broker for the planned sale of 6,398,761 common shares with an aggregate market value of $120,616,735, targeting sales on or after 08/14/2026 on NASDAQ. It also discloses prior sales over the past three months, including 95,970 shares for $7,130,296 on 07/22/2026, 63,602 shares for $8,339,931 on 06/12/2026, and 64,017 shares for $7,067,525 on 05/15/2026.
StoneX Group Inc. filed a quarterly Form 13F holdings report as an institutional investment manager. The report covers 1,464 reportable equity and related positions with an aggregate reported value of $2,481,291,772, based on the form’s rounding to the nearest dollar.
The filing is submitted on behalf of StoneX Group Inc. and includes three other investment managers: StoneX Advisors Inc., STONEX FINANCIAL INC., and TRUST ADVISORY GROUP LTD. The manager indicates this is a complete 13F holdings report rather than a notice or combination report.
StoneX Group Inc. officer Abigail H. Perkins, Chief Information Officer, exercised 4,500 stock options at an exercise price of $12.26 per share into common stock and on the same date sold 4,500 common shares at an average price of $64.8138 per share. Following the option exercise, she reports 515,250 stock options held directly, plus 757 common shares held indirectly by her children. The transactions were reported as made pursuant to a Rule 10b5-1 trading plan, and the sale price reflects a weighted-average figure.
StoneX Group Inc. director Thamodaran Dhamu R. reported purchasing 2,500 shares of common stock on August 10, 2026 at an average price of $64.4824 per share. The shares are held indirectly by a trust, bringing indirect holdings to 75,760 shares and separately reported direct holdings to 5,648 shares. The reported price represents a weighted average, with a detailed breakdown of individual trade prices available on request.
StoneX Group Inc. executive Mark Lowry Maurer, Chief Risk Officer, reported an options exercise and related stock sale under a Rule 10b5-1 trading plan. He exercised 69,372 stock options at an exercise price of $8.90 per share, acquiring an equal number of common shares. On the same date, he sold 52,648 common shares at a weighted-average price of $66.2501 per share, with the exact price breakdown available on request. Following the derivative transaction, he reported 644,994 stock options remaining in his direct holdings.
StoneX Group Inc. (SNEX) is reporting a proposed sale of 52,648 shares of common stock through Merrill Lynch on the NASDAQ on August 7, 2026, described as Stock Plan Activity by the issuer. The filing also lists prior common stock sales over the past three months by Mark Maurer on May 14, May 22, June 15, June 16, and July 22, 2026, each with specific share amounts.
StoneX Group Inc. director John Moore Fowler reported selling 1,575 shares of Common Stock on August 5, 2026 at $75.41 per share in an open-market or private transaction conducted under a Rule 10b5-1 trading plan. After this sale, he directly holds 255,271 shares and reports indirect ownership of 6,750 shares held by his spouse.
StoneX Group Inc. director John Moore Fowler received 174 restricted shares of common stock on July 31, 2026 under the Company's Restricted Stock Program, vesting in equal annual installments over three years. On the same date, 197 shares of common stock were automatically withheld at $77.62 per share to satisfy tax withholding obligations tied to a restricted stock vesting, leaving 256,846 shares held directly plus 6,750 shares held indirectly by his spouse. This Form 4/A amends an earlier report solely to correct the number of shares withheld for taxes; no other transactions were changed.
StoneX Group Inc. reported substantially larger scale and profitability for the quarter ended June 30, 2026. Total assets reached 54,046.0 million, with stockholders’ equity of 2,844.0 million, supported by 11,667.1 million in cash, segregated cash, cash equivalents and segregated cash equivalents.
For Q3 2026, total revenues were 40,193.0 million, up from 34,828.8 million a year earlier, generating net income of 127.9 million versus 63.4 million. Over nine months, revenues rose to 124,983.8 million and net income more than doubled to 441.2 million, with diluted EPS of 3.49 (1.92 in 2025).
The business remains heavily driven by physical commodities and derivatives, with operating revenues of 4,473.0 million for the nine months and extensive fair value activity across Levels 1–3. The company details sizeable secured financing, committed credit facilities, recent stock splits, and active use of cash flow hedges and other derivatives for risk management.
StoneX Group Inc. reported strong results for the fiscal 2026 third quarter ended June 30, 2026. Net operating revenues were $719.7 million, up 47% from $488.3 million. Net income doubled to $127.9 million from $63.4 million, with diluted EPS rising to $1.00 from $0.54.
Return on equity reached 18.4% versus 13.1%, and Adjusted EBITDA increased 70% to $229.5 million. Commercial and Institutional segments drove growth, with operating revenues up 97% and 40% respectively, supported by the R.J. O’Brien acquisition. Self-Directed/Retail FX/CFD activity softened, with segment net operating revenues down 17%.
For the nine months ended June 30, 2026, net operating revenues rose 55% to $2,273.2 million and net income reached $441.2 million, up 100%. Stockholders’ equity was $2,844.0 million at June 30, 2026, with net asset value per share of $23.70.