Welcome to our dedicated page for Stonex Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission (SEC) filings for StoneX Group Inc. (NASDAQ: SNEX), a Fortune 50 global financial services company. Through these filings, investors can review StoneX’s official disclosures on results of operations, financial condition, capital structure, acquisitions, and other material events.
StoneX’s current reports on Form 8-K cover a range of topics. Some filings report quarterly and annual financial results, referencing press releases that detail operating revenues, net income, segment performance, and key operating metrics such as listed derivatives contract volumes, OTC derivatives volumes, securities average daily volume, FX/CFD activity, payments volumes, and interest and fees earned on client balances. Other 8-Ks describe significant corporate transactions, including the acquisition of RTS Investor Corp., parent of the R.J. O’Brien global business, and related financing arrangements.
Filings also document StoneX’s entry into material definitive agreements, such as the Indenture governing senior secured notes due 2032 issued by a wholly owned subsidiary in connection with the R.J. O’Brien acquisition. These documents outline terms including maturity, interest rate, redemption provisions, guarantees, collateral, and covenants that affect StoneX’s capital structure and obligations. Additional 8-Ks discuss share repurchase authorizations approved by the Board of Directors and prospectus supplements registering the resale of common stock issued as acquisition consideration.
On Stock Titan, StoneX filings are updated in near real time as they are posted to the SEC’s EDGAR system. AI-powered summaries help explain the significance of lengthy documents such as annual reports on Form 10-K and quarterly reports on Form 10-Q, highlighting segment results, revenue composition, and risk factors. For current reports on Form 8-K, AI analysis can surface key items, including acquisitions, debt offerings, stock repurchase plans, and earnings releases.
Investors can also use this page to track insider and equity-related disclosures when available, such as unregistered sales of equity securities reported in 8-Ks, and to understand how StoneX structures its financing and manages regulatory requirements. By combining raw filings with AI-generated insights, this page is intended to make StoneX’s regulatory reporting more accessible to both professional and individual investors.
A holder of SNEX common stock has filed a notice of proposed sale under Rule 144 for 40,000 shares. The planned sale, through Merrill Lynch on NASDAQ, shows an aggregate market value of 4,993,919 and references total shares outstanding of 52,463,316. The shares were acquired on 02/09/2026 via stock plan activity, with payment on the same date. By signing, the seller represents they are not aware of any undisclosed material adverse information about the issuer.
A shareholder of SNEX has filed a Rule 144 notice to sell 40,000 shares of common stock. The shares are to be sold through Merrill Lynch on the NASDAQ, with an aggregate market value of 4,996,698. The securities were acquired from the issuer on 02/09/2026 through stock plan activity, with payment on the same date. The filing indicates there are 52,463,316 shares of this class outstanding.
StoneX Group Inc. reported sharply stronger results for the quarter ended December 31, 2025. Total revenues rose to $39.0 billion from $27.9 billion, driven mainly by higher physical precious metals volumes and increased interest income. Operating revenues, which exclude the cost of physical commodities sold, increased to $1.44 billion from $944.3 million.
Net income climbed to $139.0 million from $85.1 million, with diluted earnings per share improving to $2.50 from $1.69. Total assets reached $47.8 billion and equity was $2.52 billion. The company also highlighted its 2025 acquisitions, including R.J. O’Brien, which contributed $201.0 million of operating revenues and $19.7 million of net income in the quarter.
StoneX Group Inc. filed an update covering recent financial communication and a planned stock split. The company issued a press release detailing its results of operations and financial condition for the fiscal quarter ended December 31, 2025, which is furnished as an exhibit.
The Board of Directors approved a three-for-two stock split of the common stock, structured as a stock dividend granting one additional share for every two shares owned. Stockholders of record on March 10, 2026 will receive the additional shares after trading closes on March 20, 2026, with trading expected to begin on a split-adjusted basis on March 23, 2026. Cash will be paid in lieu of fractional shares based on the March 11, 2026 opening price.
StoneX Group Inc. director John M. Fowler reported a sale of company stock. On February 2, 2026, he sold 1,125 shares of Common Stock at $112.70 per share. After this transaction, he directly holds 113,765 shares of StoneX Group Inc. common stock and has an additional 3,000 shares reported as indirectly owned through his spouse.
StoneX Group Inc. director receives restricted stock grant
StoneX Group Inc. director Dhamu R. Thamodaran acquired 99 restricted shares of common stock on January 30, 2026 at a price of $0 per share under the company’s Restricted Stock Program. After this grant, he beneficially owns 33,835 shares directly.
The restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date, tying a portion of the director’s compensation to the company’s long-term performance.
StoneX Group Inc. Chairman and director John Radziwill reported receiving 152 restricted shares of common stock on January 30, 2026 under the company’s Restricted Stock Program, at a price of $0 per share.
These restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date. After this award, Radziwill directly holds 101,748 StoneX common shares and indirectly holds 955,158 shares through Basic Management Company Inc.
StoneX Group director Steven A. Kass received a grant of restricted stock under the company’s Restricted Stock Program. On 01/30/2026, he was awarded 121 restricted shares of common stock at a price of $0 per share. These shares vest in three equal installments on the first, second, and third anniversaries of the grant date, aligning compensation with longer-term service. Following this award, Kass directly beneficially owns 35,656 shares of StoneX Group common stock.
StoneX Group Inc. director John M. Fowler reported a grant of 121 restricted shares of common stock on January 30, 2026. The shares were acquired at a price of $0 through the company’s Restricted Stock Program and are scheduled to vest in three equal installments on the first, second, and third anniversaries of the grant date.
After this award, Fowler beneficially owns 114,890 shares of StoneX common stock directly. In addition, Form 4 reports an indirect holding of 3,000 shares of common stock held by his spouse.
StoneX Group Inc. director Diane L. Cooper received 81 restricted shares of common stock on January 30, 2026. The shares were granted at a price of $0 under the company’s Restricted Stock Program and increase her directly owned holdings to 23,724 shares.
The restricted shares vest in three equal installments on each anniversary of the grant date over three years, meaning she gains full ownership gradually rather than immediately. This is a routine equity compensation award rather than an open‑market share purchase or sale.