Welcome to our dedicated page for StoneX Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.
StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.
Diego Rotsztain, a shareholder of SNEX, filed a Form 144 indicating an intent to sell up to 29,995 shares of common stock through Merrill Lynch on or after 07/22/2026 on NASDAQ. The filing also lists prior sales of 13,696 shares on 05/20/2026 and 20,054 shares on 05/18/2026, each with stated aggregate amounts.
SNEX reporting person Mark Maurer filed a notice of proposed sale of common stock under Form 144. The filing lists up to 52,376 shares of common stock to be sold through Merrill Lynch, with 79,251,496 shares outstanding as of 07/22/2026 on NASDAQ.
The filing also reports several prior common stock sales during the past three months, including transactions on 05/14/2026, 05/22/2026, 06/15/2026, and 06/16/2026.
SNEX reporting person Sean O'Connor filed a Form 144 indicating an intention to sell up to 104,934 shares of common stock through Merrill Lynch, with a proposed sale date of 07/22/2026 on NASDAQ. The filing also lists prior SNEX common stock sales by O'Connor over the past three months, including 140,070 shares on 05/15/2026, 87,790 shares on 05/18/2026, 72,140 shares on 05/19/2026, 75,000 shares on 06/12/2026, and 75,000 shares on 06/15/2026, each with associated reported transaction values.
The SNEX affiliated seller filed a notice of proposed sale under Rule 144 for 45,000 shares of common stock. The shares are expected to be sold through Merrill Lynch on NASDAQ on or about July 22, 2026. Recent sales by the same holder include 51,540 shares on June 30, 2026 and 8,535 shares on May 22, 2026.
StoneX Group Inc. Chief Information Officer Abigail H. Perkins sold 8,919 shares of Common Stock on July 20, 2026 in an open-market or private transaction at an average price of $70.428 per share, pursuant to a Rule 10b5-1 trading plan.
After this sale, she holds 96,663 shares directly and an additional 757 shares indirectly, held by her children.
StoneX Group Inc. director Annabelle G. Bexiga reported an open-market sale of 1,500 shares of Common Stock on July 15, 2026, at an average price of $113.92 per share. Following this transaction, she directly holds 18,688 StoneX shares.
SNEX shareholder Annabelle G. Bexiga filed a Form 144 indicating an intention to sell 1,500 shares of common stock through Fidelity Brokerage Services on 07/15/2026 on NASDAQ, with a table amount of 170,880.00. The shares come from restricted stock vesting awards in 2023 and 2024 totaling 1,500 shares. She also reports prior sales of 1,500 shares each on 04/15/2026, 05/15/2026, and 06/15/2026, with corresponding amounts of 152,865.00, 169,230.00, and 200,040.00.
StoneX Group Inc.’s Chief Executive Officer Philip Andrew Smith reported an option exercise and share sales in StoneX Group Inc. common stock. On June 30, 2026, he exercised 37,500 stock options at $13.34 per share and sold a total of 51,540 shares in open-market transactions at average prices around $118.70 per share. After these transactions, he continues to hold 492,144 common shares directly, indicating a sizable remaining ownership stake.
SNEX submitted a Rule 144 notice reporting proposed sales of Common stock. The submission lists stock-plan related dispositions of 37,500 shares dated 06/30/2026 and 14,040 shares dated 12/15/2025. The filing also records prior sales by Philip Smith of 8,535 shares on 05/22/2026 and 30,000 shares on 04/10/2026.
StoneX Group Inc. Chief Risk Officer Mark Lowry Maurer exercised stock options and sold shares in a pre-planned set of transactions. On Common Stock, he exercised 46,248 shares at an exercise price of $13.34 per share and then executed open-market sales of 34,706 shares at an average price of $135.3106 and 11,542 shares at an average price of $133.6278.
After these trades, he directly owned 135,496 shares of Common Stock. A footnote states the sales were carried out under a Rule 10b5-1 trading plan adopted on February 12, 2026, indicating the disposition was pre-scheduled rather than timed opportunistically.