Welcome to our dedicated page for Stonex Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.
StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.
StoneX Group Inc. director John Moore Fowler reported routine equity compensation and related tax withholding. He received 131 restricted shares of common stock through the Company’s Restricted Stock Program, which vest in three equal annual installments on each anniversary of the grant date.
In connection with previously granted restricted stock that vested, 82 shares of common stock were automatically withheld by the issuer at $103.65 per share to satisfy tax withholding obligations. After these entries, Fowler holds 172,378 common shares directly and 4,500 common shares indirectly through his spouse.
KASS STEVEN A reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Steven A. Kass received a grant of 131 restricted shares of common stock on April 30, 2026 under the company’s Restricted Stock Program. These shares vest in three equal annual installments on each anniversary of the grant date.
Following this award, Kass directly holds a total of 55,266 shares of StoneX Group common stock. The award is compensation-related and was not an open-market purchase or sale.
RADZIWILL JOHN reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director and Chairman of the Board John Radziwill reported a compensation-related stock grant and updated holdings. He received 165 restricted shares of common stock at $0.00 per share under the company’s Restricted Stock Program.
The footnote states these restricted shares vest in three equal annual installments on each anniversary of the grant date. Following this award, Radziwill directly holds 154,438 shares of common stock and indirectly holds 1,432,737 shares through Basic Management Company Inc.
Thamodaran Dhamu R. reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Thamodaran Dhamu R. received a grant of 107 restricted shares of common stock on April 30, 2026 under the company’s Restricted Stock Program. The shares carry a price of $0.00 per share and vest in three equal annual installments on each anniversary.
Following this award, he holds 3,671 restricted shares directly and 48,840 common shares indirectly through a trust. This is a compensation-related equity grant rather than an open‑market purchase or sale.
Cooper Diane L. reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Diane L. Cooper received a grant of 87 restricted shares of common stock on April 30, 2026 under the company’s Restricted Stock Program. The shares were awarded at no cash cost to her and increase her direct holdings to 37,324 shares.
The footnote explains that these restricted shares will vest in three equal installments on each of the first, second, and third anniversaries of the grant date, tying the award to continued service over time rather than an immediate, fully transferable stake.
StoneX Group Inc. director John Moore Fowler reported routine equity compensation activity. Restricted stock vested, and 52 common shares were automatically withheld by the issuer at $106.14 per share to cover tax obligations, rather than being sold in the market.
After this tax-withholding disposition, Fowler holds 172,247 shares of StoneX common stock directly. He also has indirect ownership of 4,500 additional shares held by his spouse, reflecting his overall equity stake following the vesting event.
StoneX Group Inc. director Annabelle G. Bexiga sold 1,500 shares of Common Stock in an open-market transaction. The shares were sold at an average price of $101.91 per share. After the sale, she directly owns 23,188 shares of StoneX Group Inc. common stock.
Annabelle Bexiga filed a Form 144 reporting a proposed sale of 500 shares of Common stock through Fidelity Brokerage Services LLC. The notice shows 500 shares tied to a restricted stock vesting on 02/27/2025 and a prior sale of 1,000 shares on 03/13/2026 for $106,540.00.
Annabelle G. Bexiga submitted a Form 144 notice relating to 1,000 shares of Common Stock tied to restricted stock vesting dated 02/27/2025. The filing lists a proposed sale date of 03/13/2026 and a sale value shown as $106,540.00.