Welcome to our dedicated page for Stonex Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission (SEC) filings for StoneX Group Inc. (NASDAQ: SNEX), a Fortune 50 global financial services company. Through these filings, investors can review StoneX’s official disclosures on results of operations, financial condition, capital structure, acquisitions, and other material events.
StoneX’s current reports on Form 8-K cover a range of topics. Some filings report quarterly and annual financial results, referencing press releases that detail operating revenues, net income, segment performance, and key operating metrics such as listed derivatives contract volumes, OTC derivatives volumes, securities average daily volume, FX/CFD activity, payments volumes, and interest and fees earned on client balances. Other 8-Ks describe significant corporate transactions, including the acquisition of RTS Investor Corp., parent of the R.J. O’Brien global business, and related financing arrangements.
Filings also document StoneX’s entry into material definitive agreements, such as the Indenture governing senior secured notes due 2032 issued by a wholly owned subsidiary in connection with the R.J. O’Brien acquisition. These documents outline terms including maturity, interest rate, redemption provisions, guarantees, collateral, and covenants that affect StoneX’s capital structure and obligations. Additional 8-Ks discuss share repurchase authorizations approved by the Board of Directors and prospectus supplements registering the resale of common stock issued as acquisition consideration.
On Stock Titan, StoneX filings are updated in near real time as they are posted to the SEC’s EDGAR system. AI-powered summaries help explain the significance of lengthy documents such as annual reports on Form 10-K and quarterly reports on Form 10-Q, highlighting segment results, revenue composition, and risk factors. For current reports on Form 8-K, AI analysis can surface key items, including acquisitions, debt offerings, stock repurchase plans, and earnings releases.
Investors can also use this page to track insider and equity-related disclosures when available, such as unregistered sales of equity securities reported in 8-Ks, and to understand how StoneX structures its financing and manages regulatory requirements. By combining raw filings with AI-generated insights, this page is intended to make StoneX’s regulatory reporting more accessible to both professional and individual investors.
StoneX Group stockholder John M. Fowler filed a Form 144 notice to potentially sell 1,125 shares of common stock through Merrill Lynch on Nasdaq, with an aggregate market value of 126,787.5 and an approximate sale date of February 2, 2026.
The shares to be sold were acquired as stock bonuses from StoneX on February 13, 2019, October 29, 2024, and October 31, 2024, totaling 1,125 shares. Fowler also sold 1,125 common shares during the past three months on November 3, 2025, generating gross proceeds of 102,600.
StoneX Group Inc. delivered a record year in fiscal 2025, combining strong growth with major expansion of its global financial ecosystem. Operating revenues reached $4,126.9 million, up 20% from 2024, while net income rose 17% to $305.9 million and income before tax climbed to $408.8 million. Total assets increased to $45,268.0 million and stockholders’ equity to $2,377.4 million, with return on equity at 15.6%, above the company’s 15% long‑term target.
The firm executed its most active M&A year ever, highlighted by the acquisition of R.J. O’Brien, which added more than 26,000 clients, 200 introducing brokers and helped make StoneX the largest non‑bank futures player in the U.S. Additional deals in investment banking, European fixed income, metals, agriculture and Latin American payments broadened products and geography.
Commercial, Institutional, Self‑Directed/Retail and Payments segments all remained profitable, with particularly strong gains in Institutional and Prime Services. Management emphasizes vertical integration, digital transformation and disciplined risk control, including bad debt at 0.0% of operating revenue and compensation held to 26.8% of operating revenues.
StoneX Group Inc. has released its definitive proxy for the March 10, 2026 annual meeting, where stockholders will vote on ten director nominees, ratification of KPMG LLP as auditor for fiscal 2026, and an advisory say‑on‑pay resolution.
The Board is being expanded from eight to ten members, adding President Charles Lyon and CEO Philip Smith as nominees alongside a majority of independent directors. All five key Board committees are composed entirely of independent directors, and the Chair role is separate from the CEO.
The filing details strong fiscal 2025 performance used to fund executive incentives, including record operating revenues of $4,126.9 million, record net operating revenues of $2,052.8 million, net income of $305.9 million, and return on equity of 15.6%. Based on an adjusted ROE of 16.3%, CEO Philip Smith earned a performance bonus of $3.46 million under the Executive Performance Plan, partly in cash and partly in restricted stock. The company also highlights multiple completed acquisitions and a $625.0 million notes issuance supporting the purchase of R.J. O’Brien’s global business.
StoneX Group Inc. director and Chairman of the Board John Radziwill reported buying additional company stock. On 12/16/2025, he acquired 1,000 shares of StoneX Group common stock at a price of $97.25 per share in an open-market purchase. After this transaction, he directly owns 101,596 shares of common stock. He also reports indirect beneficial ownership of 955,158 shares through Basic Management Company Inc., reflecting shares held via that entity in addition to his direct holdings.
StoneX Group Inc. insider Sean M. O'Connor, a director and Executive Vice-Chairman of the Board, reported stock gifts in mid-December 2025. On December 15, 2025, he transferred 540 shares of StoneX common stock at a reported price of $0 per share as a gift to family members. On December 16, 2025, he gifted an additional 15,000 shares of common stock, also at $0 per share, including transfers to a family trust and a charitable foundation.
After these transactions, O'Connor beneficially owns 854,127 shares of StoneX common stock directly, 282,902 shares indirectly through a trust, and 1,695,976 shares indirectly through Darseaker Limited. The filing indicates these are non-derivative equity holdings and confirms the transactions were reported by a single reporting person.
StoneX Group Inc. reported an insider equity award for its Chief Information Officer, Abigail H. Perkins. On 12/15/2025, she was issued 4,346 restricted shares of common stock at a stated price of $0 per share. After this grant, she beneficially owned 48,259 shares directly and 337 shares indirectly through her children. The filing notes these shares were issued under the company’s Executive Performance Plan and will vest in three equal installments on the first, second, and third anniversaries of the grant date.
StoneX Group Inc. officer reports stock grant and share sale. Chief Governance/Legal Officer Diego Rotsztain reported receiving 5,821 restricted shares of StoneX Group common stock on 12/15/2025 at a stated price of $0, issued under the company’s Executive Performance Plan. These restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date.
On the same date, he reported a disposition of 6,132 shares of common stock at $97.43 per share, coded as an "F" transaction, which typically indicates shares withheld or sold to cover taxes. After these transactions, he directly holds 27,484 restricted shares of common stock and 21,352 shares of common stock.
StoneX Group Inc.’s Chief Operating Officer, Stuart Davison, reported equity awards and a related tax withholding transaction dated 12/15/2025. He received 3,920 restricted shares of common stock under the company’s Executive Performance Plan and 4,171 restricted shares of common stock under a remuneration policy with StoneX Financial Ltd., both at $0 per share. These restricted shares vest in three equal annual installments on each anniversary of the grant date.
To cover taxes, 1,410 shares of common stock were withheld in a transaction coded “F” at a price of $97.43 per share. After all reported transactions, Davison beneficially owned 14,400 shares of common stock, along with 11,639 and 15,810 restricted shares in the two respective award lines, all held directly.
StoneX Group Inc. reported an insider equity award for its Chief Risk Officer, Mark L. Maurer. On 12/15/2025, he acquired 7,300 restricted shares of common stock at a price of $0, issued pursuant to the company's Executive Performance Plan. These restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date. Following this award, Maurer beneficially owns 90,331 shares of StoneX Group common stock in direct ownership.
StoneX Group Inc. chief executive officer Philip Andrew Smith reported equity transactions in company stock dated 12/15/2025. He acquired 13,400 restricted shares of common stock at $0, increasing his directly held restricted shares to 341,154. He also acquired an additional 11,282 restricted shares at $0, bringing another restricted share position to 352,436 shares.
The filing shows a disposition of 7,166 shares of common stock coded "F" at a price of $97.43, with 345,270 shares of common stock held directly afterward. The restricted shares were issued under the company’s executive performance plan and a remuneration policy, and vest in equal installments over three years.