Welcome to our dedicated page for Stonex Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission (SEC) filings for StoneX Group Inc. (NASDAQ: SNEX), a Fortune 50 global financial services company. Through these filings, investors can review StoneX’s official disclosures on results of operations, financial condition, capital structure, acquisitions, and other material events.
StoneX’s current reports on Form 8-K cover a range of topics. Some filings report quarterly and annual financial results, referencing press releases that detail operating revenues, net income, segment performance, and key operating metrics such as listed derivatives contract volumes, OTC derivatives volumes, securities average daily volume, FX/CFD activity, payments volumes, and interest and fees earned on client balances. Other 8-Ks describe significant corporate transactions, including the acquisition of RTS Investor Corp., parent of the R.J. O’Brien global business, and related financing arrangements.
Filings also document StoneX’s entry into material definitive agreements, such as the Indenture governing senior secured notes due 2032 issued by a wholly owned subsidiary in connection with the R.J. O’Brien acquisition. These documents outline terms including maturity, interest rate, redemption provisions, guarantees, collateral, and covenants that affect StoneX’s capital structure and obligations. Additional 8-Ks discuss share repurchase authorizations approved by the Board of Directors and prospectus supplements registering the resale of common stock issued as acquisition consideration.
On Stock Titan, StoneX filings are updated in near real time as they are posted to the SEC’s EDGAR system. AI-powered summaries help explain the significance of lengthy documents such as annual reports on Form 10-K and quarterly reports on Form 10-Q, highlighting segment results, revenue composition, and risk factors. For current reports on Form 8-K, AI analysis can surface key items, including acquisitions, debt offerings, stock repurchase plans, and earnings releases.
Investors can also use this page to track insider and equity-related disclosures when available, such as unregistered sales of equity securities reported in 8-Ks, and to understand how StoneX structures its financing and manages regulatory requirements. By combining raw filings with AI-generated insights, this page is intended to make StoneX’s regulatory reporting more accessible to both professional and individual investors.
StoneX Group Inc. chief executive officer Philip Andrew Smith reported equity transactions in company stock dated 12/15/2025. He acquired 13,400 restricted shares of common stock at $0, increasing his directly held restricted shares to 341,154. He also acquired an additional 11,282 restricted shares at $0, bringing another restricted share position to 352,436 shares.
The filing shows a disposition of 7,166 shares of common stock coded "F" at a price of $97.43, with 345,270 shares of common stock held directly afterward. The restricted shares were issued under the company’s executive performance plan and a remuneration policy, and vest in equal installments over three years.
StoneX Group Inc. reported an insider equity award for President Charles M. Lyon. On 12/15/2025, he received 13,400 restricted shares of common stock at a stated price of $0, reflecting a grant under the company’s Executive Performance Plan rather than an open-market purchase. After this award, he beneficially owned 135,330 shares directly. The filing notes that these shares were issued pursuant to the Executive Performance Plan and will vest in equal installments on each anniversary over three years, aligning compensation with continued service and performance milestones.
StoneX Group Inc. Chief Financial Officer William J. Dunaway reported equity transactions in company stock on 12/15/2025. He acquired 7,300 restricted shares of common stock at a stated price of $0, issued under the company’s Executive Performance Plan. These shares vest in three equal installments on the first, second, and third anniversaries of the grant date. On the same day, he disposed of 7,279 shares of common stock at $97.43 per share. Following these transactions, Dunaway directly beneficially owned 168,819 shares of StoneX Group common stock.
StoneX Group Inc. reported that Chief Accounting Officer Aaron M. Schroeder acquired 977 restricted shares of common stock on 12/15/2025 under the company’s Restricted Stock Program at a price of $0 per share. Following this grant, he beneficially owns 36,654 shares of StoneX common stock directly. The restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date.
StoneX Group Inc. director Dhamu R. Thamodaran reported a charitable stock gift. On December 11, 2025, he made a gift (transaction code G) of 2,951 shares of StoneX Group Inc. common stock at a stated price of $0, described as a gift to a charitable foundation. Following this transaction, he beneficially owns 33,736 shares of common stock in a direct capacity.
StoneX Group Inc. (SNEX) filed a current report stating that it has released a press release covering its results of operations and financial condition for the fiscal quarter ended September 30, 2025. The company furnished this earnings-related press release as Exhibit 99.1 to the report and noted that this information is being provided under a “furnished” status, meaning it is not treated as formally filed for certain liability purposes under securities laws.
StoneX Group Inc. (SNEX) director John M. Fowler reported an open‑market sale of 1,125 shares of common stock at $91.2 per share on 11/03/2025 (Form 4).
Following the transaction, Fowler directly holds 114,769 shares. In addition, 3,000 shares are held indirectly by spouse. The filing was made by one reporting person.
StoneX Group Inc. (SNEX) director Diane L. Cooper reported the acquisition of 97 restricted shares of common stock on 10/31/2025 at $0 under the Company’s Restricted Stock Program.
After this grant, she beneficially owns 23,643 shares, held directly. The restricted shares vest equally on the first, second, and third anniversaries.
StoneX Group Inc. (SNEX) director John M. Fowler reported acquiring 145 restricted shares of common stock on 10/31/2025 under the Company’s Restricted Stock Program at a stated price of $0.
Following the transaction, Fowler beneficially owns 115,894 shares directly, plus 3,000 shares indirectly through his spouse. The restricted shares vest in equal installments on the anniversary of the grant in years one, two, and three.
StoneX Group Inc. (SNEX) director Steven A. Kass was granted 145 restricted shares of common stock on 10/31/2025 under the Company’s Restricted Stock Program at a stated price of $0.
Following the grant, Kass beneficially owned 35,535 shares, held directly. The restricted shares vest equally on the anniversary in years one, two, and three, aligning compensation with multi-year service.