Philip Smith sells 30,000 SNEX shares (NASDAQ: SNEX)

Rhea-AI Filing Summary

SNEX reported an insider sale of 30,000 shares by Philip Smith. The sale is listed with a transaction date of 04/10/2026 and identifies the class as Common stock. The filing also references earlier stock plan activity dated 12/15/2024.

Insights

Corporate Governance Analyst

Routine disclosure of an insider disposition; no broader corporate action shown.

The filing lists a 30,000-share sale by Philip Smith on 04/10/2026

Such Form 144 filings are procedural notifications of intended brokered sales under resale rules; the excerpt does not state proceeds, price, or whether sales were part of a pre-arranged plan.

Key Figures

Shares sold: 30,000 shares Reported holding(?): 2,765,949 Stock plan activity date: 12/15/2024

3 metrics

Shares sold 30,000 shares transaction date <date>04/10/2026</date>

Reported holding(?) 2,765,949 appears in the same line as the sale entry in the excerpt

Stock plan activity date 12/15/2024 listed under Securities To Be Sold as 'Stock plan activity'

Key Terms

Form 144, Stock plan activity, Issuer

3 terms

Form 144 regulatory

"Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock plan activity financial

"Securities To Be Sold | Common | 12/15/2024 | Stock plan activity"

Issuer regulatory

"Securities To Be Sold | ... | Issuer"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 1800 K St NW Suite 800 Washington DC 20006	8535	961818	79251496	05/22/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/15/2024	Stock plan activity	Issuer			8535	12/15/2024	n/a

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Philip Smith 230 Park Ave, 10th Floor New York NY 10169	Common	04/10/2026	30000	2765949

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did SNEX's Form 144 disclose about Philip Smith's transactions?

It reports a sale of 30,000 common shares by Philip Smith on 04/10/2026. The form identifies the security as Common stock and shows a prior stock plan activity date of 12/15/2024 in the filing excerpt.

Does the filing state the sale price or proceeds for the 30,000 SNEX shares?

The excerpt does not list a sale price or aggregate proceeds. The available lines provide the transaction date and share count but do not specify consideration, price per share, or cash‑flow recipients.

Is the 30,000-share sale listed as part of a stock plan or an open-market trade?

The filing shows 'Stock plan activity' with a prior date of 12/15/2024, but the 30,000-share line is presented under 'Securities Sold During The Past 3 Months' with a transaction date of 04/10/2026 in the excerpt.

Who is the reporting person and what address is shown on the Form 144?

The reporting person is Philip Smith, with an address shown as 230 Park Ave, 10th Floor, New York, NY 10169 in the provided excerpt of the filing.