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StoneX Group (SNEX) SEC Filings, Jul 15-23, 2026

SNEX NASDAQ

StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.

StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.

Rhea-AI Summary

StoneX Group Inc. Chief Executive Officer and director Philip Andrew Smith reported a same-day option exercise and sale on July 22, 2026. He exercised stock options covering 45,000 shares of common stock at $8.90 per share and then sold 45,000 common shares at an average price of $74.3218 in a sale described as open market or private. These transactions were made pursuant to a Rule 10b5-1 trading plan, and he continues to hold 916,875 stock options expiring on December 5, 2026.

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-0.80%
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Rhea-AI Summary

StoneX Group Inc. insider Mark Lowry Maurer, Chief Risk Officer, exercised stock options to acquire 69,372 shares of common stock at $8.90 per share on July 22, 2026. He sold 52,376 common shares that day at an average price of $74.3218 per share in open-market transactions under a Rule 10b5-1 trading plan.

After the exercise, he continues to hold 714,366 stock options directly. The reported sale price reflects an average across multiple trades; a full breakdown of the shares sold at each separate price is available from the reporting person upon request.

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-0.80%
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Rhea-AI Summary

SNEX reports a planned sale of 95,970 shares of common stock, identified as related to Stock Plan Activity, with an anticipated sale date of July 22, 2026. The shares are to be sold through Merrill Lynch and are listed on NASDAQ. In addition, a holder named William Dunaway reports sales during the prior three months of 63,602 common shares on June 12, 2026 and 64,017 common shares on May 15, 2026.

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1.13%
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Rhea-AI Summary

Diego Rotsztain, a shareholder of SNEX, filed a Form 144 indicating an intent to sell up to 29,995 shares of common stock through Merrill Lynch on or after 07/22/2026 on NASDAQ. The filing also lists prior sales of 13,696 shares on 05/20/2026 and 20,054 shares on 05/18/2026, each with stated aggregate amounts.

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1.13%
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Rhea-AI Summary

SNEX reporting person Mark Maurer filed a notice of proposed sale of common stock under Form 144. The filing lists up to 52,376 shares of common stock to be sold through Merrill Lynch, with 79,251,496 shares outstanding as of 07/22/2026 on NASDAQ.

The filing also reports several prior common stock sales during the past three months, including transactions on 05/14/2026, 05/22/2026, 06/15/2026, and 06/16/2026.

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1.13%
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Rhea-AI Summary

SNEX reporting person Sean O'Connor filed a Form 144 indicating an intention to sell up to 104,934 shares of common stock through Merrill Lynch, with a proposed sale date of 07/22/2026 on NASDAQ. The filing also lists prior SNEX common stock sales by O'Connor over the past three months, including 140,070 shares on 05/15/2026, 87,790 shares on 05/18/2026, 72,140 shares on 05/19/2026, 75,000 shares on 06/12/2026, and 75,000 shares on 06/15/2026, each with associated reported transaction values.

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1.13%
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Rhea-AI Summary

The SNEX affiliated seller filed a notice of proposed sale under Rule 144 for 45,000 shares of common stock. The shares are expected to be sold through Merrill Lynch on NASDAQ on or about July 22, 2026. Recent sales by the same holder include 51,540 shares on June 30, 2026 and 8,535 shares on May 22, 2026.

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1.13%
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Rhea-AI Summary

StoneX Group Inc. Chief Information Officer Abigail H. Perkins sold 8,919 shares of Common Stock on July 20, 2026 in an open-market or private transaction at an average price of $70.428 per share, pursuant to a Rule 10b5-1 trading plan.

After this sale, she holds 96,663 shares directly and an additional 757 shares indirectly, held by her children.

Rhea-AI Impact
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-0.71%
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Rhea-AI Summary

StoneX Group Inc. director Annabelle G. Bexiga reported an open-market sale of 1,500 shares of Common Stock on July 15, 2026, at an average price of $113.92 per share. Following this transaction, she directly holds 18,688 StoneX shares.

Rhea-AI Impact
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-7.12%
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insider
Rhea-AI Summary

SNEX shareholder Annabelle G. Bexiga filed a Form 144 indicating an intention to sell 1,500 shares of common stock through Fidelity Brokerage Services on 07/15/2026 on NASDAQ, with a table amount of 170,880.00. The shares come from restricted stock vesting awards in 2023 and 2024 totaling 1,500 shares. She also reports prior sales of 1,500 shares each on 04/15/2026, 05/15/2026, and 06/15/2026, with corresponding amounts of 152,865.00, 169,230.00, and 200,040.00.

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1.92%
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FAQ

How many StoneX Group (SNEX) SEC filings are available on StockTitan?

StockTitan tracks 216 SEC filings for StoneX Group (SNEX). Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for StoneX Group (SNEX)?

The most recent SEC filing for StoneX Group (SNEX) was filed on July 23, 2026.