Welcome to our dedicated page for StoneX Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.
StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.
StoneX Group Inc. Executive Vice-Chairman Sean Michael O’Connor reported exercising stock options and selling shares of common stock. Over three days, he exercised options for a total of 300,000 shares at an exercise price of $13.34 per share and sold 300,000 shares in open-market transactions at prices around $110–$111 per share.
After these transactions, he holds 1,236,921 shares of StoneX common stock directly. He also reports indirect ownership of 2,543,964 shares through Darseaker Limited and 424,353 shares held by a trust. No remaining stock options are shown in this filing after the exercises.
StoneX Group Inc. Chief Financial Officer William J. Dunaway reported an option exercise combined with an open-market stock sale. He exercised stock options for 84,375 shares of Common Stock at $13.34 per share, then sold 64,017 Common shares at an average price of $110.4583 per share.
Following these transactions, Dunaway directly holds 273,586 Common shares and 590,625 stock options. The filing notes the reported sale price is an average, and full price details are available upon request.
StoneX Group Inc. director Annabelle G. Bexiga reported an open-market sale of 1,500 shares of Common Stock at $112.82 per share. After this transaction, she directly holds 21,688 StoneX Group Inc. shares, indicating she retains a substantial ongoing equity position.
StoneX Group Inc. Chief Risk Officer Mark Lowry Maurer reported an option exercise paired with a stock sale. On May 14, 2026, he exercised stock options for 46,260 shares of common stock at an exercise price of $13.34 per share and sold 34,862 shares in an open-market sale at an average price of $116.2942 per share. Following these transactions, he directly owned 146,894 shares of StoneX common stock. The exercised options covered 46,260 underlying shares and were originally scheduled to expire on December 5, 2026, and the filing notes that the reported sale price is an average across multiple trades.
Annabelle G. Bexiga reported Common stock transactions and a planned sale in a Form 144 filing. The filing shows sales of 1,000 shares on 03/13/2026 and 1,500 shares on 04/15/2026, and identifies 1,500 shares tied to a restricted stock vesting event on 02/27/2025.
Stonex Group Inc. ownership disclosure: T. Rowe Price Associates, Inc. reports beneficial ownership of 3,471,515 shares of common stock, representing 4.4% of the class. The filing lists 3,469,832 shares with sole voting power and 3,471,515 shares with sole dispositive power. The filing is an amendment and is signed by a T. Rowe Price Vice President on 05/15/2026.