Welcome to our dedicated page for Stonex Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.
StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.
RADZIWILL JOHN reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director and chairman John Radziwill received a grant of 1,101 restricted shares of common stock as part of the company’s annual compensation for non-executive directors. These shares were awarded under the Restricted Stock Plan at no cash cost and will fully vest on the first anniversary of the grant date. Following this grant, he holds 102,849 shares directly and 955,158 shares indirectly through Basic Management Company Inc.
PARTHEMORE ERIC reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Eric Parthemore received a grant of 1,101 restricted shares of common stock as part of the annual compensation for non-executive directors under the company’s Restricted Stock Plan. These shares vest fully on the first anniversary of the grant date. Following this award, he directly holds 30,916 shares.
FOWLER JOHN MOORE reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director John Moore Fowler received an award of 1,101 restricted shares of common stock as part of the company’s annual compensation for non-executive directors. The shares were granted under the Restricted Stock Plan and will vest fully on the first anniversary of the grant date.
Following this grant, Fowler directly holds 114,866 shares of StoneX common stock. An additional 3,000 shares are held indirectly through his spouse, reflecting a separate indirect ownership position reported in the filing.
KASS STEVEN A reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Steven A. Kass received an award of 1,101 restricted shares of common stock as part of his annual compensation for non-executive directors. The shares were granted at no cash cost and will fully vest on the first anniversary of the grant date. Following this award, Kass directly holds 36,757 shares.
BEXIGA ANNABELLE G reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Annabelle G. Bexiga received a grant of 1,101 restricted shares of common stock as part of her annual non-executive director compensation. The shares vest fully on the first anniversary of the grant date, bringing her direct holdings to 17,459 shares after a non-material correction related to a prior 3:2 stock split.
StoneX Group Inc. Chief Information Officer Abigail H. Perkins reported option and stock transactions on February 13, 2026. She exercised stock options for 8,000 shares at a stated exercise price of $27.58 per share and received 8,000 shares of common stock.
On the same date, she sold 8,000 shares of common stock in open-market transactions at an average price of $126.7161 per share, based on the filing’s footnote. After these transactions, she directly owned 48,259 common shares and indirectly held 337 shares through her children.
T. Rowe Price Associates, Inc. filed a Schedule 13G reporting beneficial ownership of 2,851,483 shares of StoneX Group Inc. common stock, representing 5.5% of the class as of 12/31/2025. T. Rowe Price reports sole voting power over 2,812,135 shares and sole dispositive power over 2,851,468 shares, with no shared voting or dispositive power.
The firm states the shares were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of StoneX Group. The filing also notes that T. Rowe Price Associates expressly denies being the beneficial owner of the securities referred to, despite reporting them for Schedule 13G purposes.
StoneX Group Inc. filed a quarterly institutional holdings report detailing its investment positions. The firm reports that its Form 13F information table covers 1,087 separate equity and related holdings with a combined reported market value of $2,304,467,694, rounded to the nearest dollar.
The filing is a full 13F holdings report, meaning all reportable positions for StoneX Group Inc. and three related managers — StoneX Advisors Inc., StoneX Financial Inc., and Trust Advisory Group Ltd — are included. The report is signed by John Calvano, Chief Compliance Officer, on behalf of the reporting manager.
StoneX Group Inc. Executive Vice-Chairman Sean Michael O'Connor reported exercising stock options and selling common stock. On February 9, 2026, he exercised 40,000 stock options at an exercise price of $20 per share and acquired 40,000 shares of common stock, then sold 40,000 shares in open-market transactions at an average price of $124.9475.
On February 10, 2026, he again exercised 40,000 stock options at $20 per share and sold 40,000 shares of common stock at an average price of $124.5615. After these transactions, he directly owned 854,127 common shares and 1,045,000 stock options, and indirectly held 282,902 shares through a trust and 1,695,976 shares through Darseaker Limited.
StoneX Group Inc. chief risk officer Mark L. Maurer reported an option exercise and share sale involving the company’s common stock. On February 9, 2026, he exercised 40,000 stock options at an exercise price of $20 per share, acquiring the same number of common shares.
On the same date, he then sold 40,000 common shares in an open-market transaction at an average price of $124.878 per share, as disclosed in a footnote. After these transactions, he directly owned 90,331 common shares and 410,000 stock options.