Welcome to our dedicated page for Stonex Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission (SEC) filings for StoneX Group Inc. (NASDAQ: SNEX), a Fortune 50 global financial services company. Through these filings, investors can review StoneX’s official disclosures on results of operations, financial condition, capital structure, acquisitions, and other material events.
StoneX’s current reports on Form 8-K cover a range of topics. Some filings report quarterly and annual financial results, referencing press releases that detail operating revenues, net income, segment performance, and key operating metrics such as listed derivatives contract volumes, OTC derivatives volumes, securities average daily volume, FX/CFD activity, payments volumes, and interest and fees earned on client balances. Other 8-Ks describe significant corporate transactions, including the acquisition of RTS Investor Corp., parent of the R.J. O’Brien global business, and related financing arrangements.
Filings also document StoneX’s entry into material definitive agreements, such as the Indenture governing senior secured notes due 2032 issued by a wholly owned subsidiary in connection with the R.J. O’Brien acquisition. These documents outline terms including maturity, interest rate, redemption provisions, guarantees, collateral, and covenants that affect StoneX’s capital structure and obligations. Additional 8-Ks discuss share repurchase authorizations approved by the Board of Directors and prospectus supplements registering the resale of common stock issued as acquisition consideration.
On Stock Titan, StoneX filings are updated in near real time as they are posted to the SEC’s EDGAR system. AI-powered summaries help explain the significance of lengthy documents such as annual reports on Form 10-K and quarterly reports on Form 10-Q, highlighting segment results, revenue composition, and risk factors. For current reports on Form 8-K, AI analysis can surface key items, including acquisitions, debt offerings, stock repurchase plans, and earnings releases.
Investors can also use this page to track insider and equity-related disclosures when available, such as unregistered sales of equity securities reported in 8-Ks, and to understand how StoneX structures its financing and manages regulatory requirements. By combining raw filings with AI-generated insights, this page is intended to make StoneX’s regulatory reporting more accessible to both professional and individual investors.
StoneX Group Inc. filed an amendment restating its Form 13F holdings after identifying under-reporting across multiple quarters. The amendment (Amendment No. 2) corrects the 13F Information Table totals to 346 entries with a value total of $245,304,775 and lists 3 other included managers.
The firm attributes the errors to four causes: missing market‑making accounts (Q4 2021–Q4 2024), an Excel XLOOKUP vs SUMIF formula mistake (Q1–Q4 2022), failure to implement an SEC rounding rule change (Q4 2022–Q1 2025), and Excel scientific‑notation conversion of CUSIPs (Q4 2021–Q1 2025). The filing is a corrective restatement of prior 13F reports.
StoneX Group Inc. restates prior Section 13(f) reports after an internal review found under-reported securities, shares and market values for filings from Q4 2021 through Q1 2025. The firm identifies four error causes: missing market-making accounts, an Excel XLOOKUP vs SUMIF formula error, failure to adopt an SEC rounding rule, and Excel scientific-notation conversion of CUSIPs.
The corrected Form 13F shows 515 information-table entries with a total value of $1,579,166,817. The amendment lists three other included managers: StoneX Advisors Inc., STONE X FINANCIAL INC., and TRUST ADVISORY GROUP LTD.
StoneX Group Inc. restates its Form 13F holdings via Amendment No. 2, reporting corrected quarterly filings after an internal review. The filing shows a Form 13F information table with 426 entries and a total market value of $252,859,171.
The firm says prior filings from Q4 2021 through Q1 2025 under‑reported securities, shares, and market values. The amendment attributes the errors to four causes: missing market‑making accounts, an Excel XLOOKUP vs SUMIF formula error, failure to adopt an SEC rounding rule, and Excel scientific notation conversion of CUSIPs.
StoneX Group Inc. amended its Form 13F to restate quarterly holdings after discovering under-reported securities from Q4 2021 through Q1 2025. The amendment (Amendment No. 1) lists 433 information-table entries with a total reported value of $1,566,820,827 and identifies three other included managers.
The firm attributes the errors to four causes: missing market-making accounts, an Excel XLOOKUP vs SUMIF formula error, failure to implement a dollar-rounding rule, and Excel scientific-notation conversion of CUSIPs.
StoneX Group Inc. filed an amended Form 13F (Amendment No. 2) correcting previously under‑reported holdings across Q4 2021–Q1 2025. The amendment restates holdings for its Other Reporting Managers and reports a Form 13F Information Table value total of $222,969,180.
The filing lists four root causes of the errors: omitted market‑making accounts, an Excel XLOOKUP vs SUMIF formula issue, failure to apply an SEC rounding rule, and Excel scientific‑notation conversion of CUSIPs. The amendment adds new holdings entries and is signed by John Calvano, CCO.
StoneX Group Inc. restates quarterly 13F reports and files an amended Form 13F. The amendment corrects under‑reported holdings across Q4 2021–Q1 2025 and updates the Form 13F Information Table, which now lists 303 entries with a total market value of $1,151,995,174.
The filing attributes the errors to four causes: missing market‑making accounts, an Excel XLOOKUP vs SUMIF formula mistake, failure to implement a SEC rounding rule, and Excel scientific‑notation conversion of certain CUSIPs.
StoneX Group Inc. filed an amended Form 13F (Amendment No. 2) restating prior quarterly reports after discovering under-reporting of holdings. The Form 13F Information Table lists 376 entries with a total value of $213,844,899, and names 2 other reporting managers.
The amendment attributes the errors to four causes across discrete periods: missing market‑making accounts, an Excel XLOOKUP vs SUMIF formula error, failure to implement a rounding rule change, and Excel scientific‑notation conversion of CUSIPs. Timing for the errors ranges from Q4 2021 through Q1 2025.
StoneX Group Inc. files an amended Form 13F restating prior quarterly 13F disclosures after an internal review identified under-reported securities, shares and market values.
The amendment states 295 reported holdings with a total value of $1,039,239,381, lists 2 other included managers, and attributes the errors to four causes including missing market-making accounts and spreadsheet mistakes.
StoneX Group Inc. filed an amended Form 13F (Amendment No. 2) restating quarterly holdings after discovering under-reporting from Q4 2021 through Q1 2025. The amendment reports 372 information table entries with a total value of $193,663,444 and lists 2 other included managers. The firm identified four discrete causes for the errors: missing market‑making accounts, an Excel XLOOKUP vs SUMIF formula issue, failure to adopt an SEC rounding rule, and Excel scientific notation conversion of CUSIPs. The filing is a corrective disclosure of past 13F reporting; timing and cash‑flow consequences are not stated in the provided excerpt.
StoneX Group Inc. filed an amendment to its Form 13F, restating quarterly Section 13(f) reports after discovering under-reported holdings spanning Q4 2021 through Q1 2025. The firm identified four causes: missing market-making accounts, an Excel XLOOKUP error, failure to apply revised rounding rules, and Excel scientific-notation misreads. The amended 13F lists 278 information-table entries with a reported aggregate value of $922,288,432 and shows 2 other included managers.