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StoneX Group (SNEX) SEC Filings, Jun-Jul 2026

SNEX NASDAQ

StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.

StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.

Rhea-AI Summary

StoneX Group Inc.’s Chief Executive Officer Philip Andrew Smith reported an option exercise and share sales in StoneX Group Inc. common stock. On June 30, 2026, he exercised 37,500 stock options at $13.34 per share and sold a total of 51,540 shares in open-market transactions at average prices around $118.70 per share. After these transactions, he continues to hold 492,144 common shares directly, indicating a sizable remaining ownership stake.

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StoneX Group Inc. (SNEX) officer Philip Smith filed a notice of a proposed sale of 51,540 common shares through Merrill Lynch, with an aggregate market value of $6,117,401 and an approximate sale date of June 30, 2026. The notice lists December 9, 2025 as the Rule 10b5-1 plan adoption or instruction date. Smith’s earlier sales listed for the prior three months were 8,535 shares for gross proceeds of $961,818 on May 22, 2026, and 30,000 shares for gross proceeds of $2,765,949 on April 10, 2026.

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StoneX Group Inc. Chief Risk Officer Mark Lowry Maurer exercised stock options and sold shares in a pre-planned set of transactions. On Common Stock, he exercised 46,248 shares at an exercise price of $13.34 per share and then executed open-market sales of 34,706 shares at an average price of $135.3106 and 11,542 shares at an average price of $133.6278.

After these trades, he directly owned 135,496 shares of Common Stock. A footnote states the sales were carried out under a Rule 10b5-1 trading plan adopted on February 12, 2026, indicating the disposition was pre-scheduled rather than timed opportunistically.

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StoneX Group Inc. President Lyon Charles M reported an open-market sale of 9,000 shares of Common Stock on June 12, 2026 at an average price of $131.96 per share. After this transaction, he directly holds 216,495 shares of StoneX Group Inc. common stock.

The reported price is an average across multiple trades, and the insider has indicated a willingness to provide full detail on the number of shares sold at each separate price upon request.

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StoneX Group Inc. Executive Vice-Chairman Sean Michael O'Connor reported open-market sales of company common stock. He sold 75,000 shares on June 12 at an average price of $131.1504 per share and a further 75,000 shares on June 15 at an average price of $135.4236 per share, for total reported sales of 150,000 shares.

After these transactions, O'Connor directly holds 1,086,921 shares of StoneX common stock. The filing also lists indirect holdings of 2,543,964 shares through Darseaker Limited and 424,353 shares held by a trust as of June 12. A footnote explains that the reported prices are averages, with detailed trade prices available on request.

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StoneX Group Inc. director Annabelle G Bexiga reported an open-market sale of 1,500 shares of Common Stock on June 15, 2026 at an average price of $133.36 per share. Following this transaction, she directly holds 20,188 StoneX Group shares.

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StoneX Group Inc. officer Mark Maurer reported a proposed sale of 11,542 common shares, with an aggregate market value of $1,541,954 and an approximate sale date of June 16, 2026. He acquired 11,542 shares from the issuer through stock plan activity on June 15, 2026. The reported past-three-month sales include transactions dated May 14, May 22 and June 15, 2026.

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StoneX Group Inc. Chief Financial Officer William J. Dunaway reported an option exercise and related stock sale. On June 12, 2026, he exercised stock options covering 84,375 shares of common stock at an exercise price of $13.34 per share and acquired those shares.

That same day, he executed an open-market sale of 63,602 common shares at an average price of $131.1596 per share. After these transactions, he directly owned 294,359 shares of StoneX Group common stock. A footnote states the reported sale price is an average and that full price breakdowns are available on request.

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StoneX Group Inc. Chief Information Officer Abigail H. Perkins reported a gift of company stock and updated her holdings. On June 15, 2026, she made a bona fide gift of 2,000 shares of StoneX Group Inc. common stock to a charitable foundation, a non-cash transfer that does not represent a market sale.

Following this gift, she directly holds 70,388 shares of common stock and has an additional 505 shares held indirectly through her children. The filing reflects a routine charitable disposition rather than an open-market transaction, while confirming her continuing share ownership in the company.

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SNEX filed a Form 144 notice reporting proposed sales of Common Stock by an affiliate. The filing lists 34,706 shares identified on 06/15/2026 under "Securities To Be Sold" and discloses two past transactions: 11,398 shares sold on 05/22/2026 and 34,862 shares sold on 05/14/2026. The securities are listed on NASDAQ.

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FAQ

How many StoneX Group (SNEX) SEC filings are available on StockTitan?

StockTitan tracks 216 SEC filings for StoneX Group (SNEX). Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for StoneX Group (SNEX)?

The most recent SEC filing for StoneX Group (SNEX) was filed on July 1, 2026.