Welcome to our dedicated page for Stonex Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission (SEC) filings for StoneX Group Inc. (NASDAQ: SNEX), a Fortune 50 global financial services company. Through these filings, investors can review StoneX’s official disclosures on results of operations, financial condition, capital structure, acquisitions, and other material events.
StoneX’s current reports on Form 8-K cover a range of topics. Some filings report quarterly and annual financial results, referencing press releases that detail operating revenues, net income, segment performance, and key operating metrics such as listed derivatives contract volumes, OTC derivatives volumes, securities average daily volume, FX/CFD activity, payments volumes, and interest and fees earned on client balances. Other 8-Ks describe significant corporate transactions, including the acquisition of RTS Investor Corp., parent of the R.J. O’Brien global business, and related financing arrangements.
Filings also document StoneX’s entry into material definitive agreements, such as the Indenture governing senior secured notes due 2032 issued by a wholly owned subsidiary in connection with the R.J. O’Brien acquisition. These documents outline terms including maturity, interest rate, redemption provisions, guarantees, collateral, and covenants that affect StoneX’s capital structure and obligations. Additional 8-Ks discuss share repurchase authorizations approved by the Board of Directors and prospectus supplements registering the resale of common stock issued as acquisition consideration.
On Stock Titan, StoneX filings are updated in near real time as they are posted to the SEC’s EDGAR system. AI-powered summaries help explain the significance of lengthy documents such as annual reports on Form 10-K and quarterly reports on Form 10-Q, highlighting segment results, revenue composition, and risk factors. For current reports on Form 8-K, AI analysis can surface key items, including acquisitions, debt offerings, stock repurchase plans, and earnings releases.
Investors can also use this page to track insider and equity-related disclosures when available, such as unregistered sales of equity securities reported in 8-Ks, and to understand how StoneX structures its financing and manages regulatory requirements. By combining raw filings with AI-generated insights, this page is intended to make StoneX’s regulatory reporting more accessible to both professional and individual investors.
StoneX Group Inc. filed an amendment to its Form 13F reporting, restating holdings after an internal review identified reporting errors affecting quarterly filings from Q4 2021 through Q1 2025. The report lists a Form 13F Information Table value total of $187,210,212 and 361 reported entries. The firm attributes the errors to four causes: missing market making accounts, an Excel XLOOKUP vs SUMIF formula mistake, failure to adopt SEC rounding rule changes, and Excel scientific-notation conversion of certain CUSIPs.
StoneX Group Inc. restates and amends its Form 13F holdings. The amendment shows 264 Form 13F entries with a total value of $818,990,884. The firm says prior quarterly filings from Q4 2021 through Q1 2025 under‑reported securities due to four identified errors: missing market‑making accounts, an Excel XLOOKUP/SUMIF formula mistake, failure to implement an SEC rounding rule, and Excel scientific notation conversion of CUSIPs.
The filing lists two other included managers, StoneX Advisors Inc. and StoneX Financial Inc., and is designated as an amended, restatement submission.
StoneX Group Inc. filed an amendment restating its Section 13(f) filings after identifying under-reporting across multiple quarters. The amendment lists 400 Form 13F information table entries with a reported value total of $180,833,921 and names two other included managers.
The filing (Amendment No. 2) attributes the errors to four causes: missing market‑making accounts, an Excel XLOOKUP vs SUMIF error, failure to implement SEC rounding rule change, and Excel scientific notation conversion of CUSIPs. The report is signed by John Calvano on 08-13-2025.
StoneX Group Inc. amended its Form 13F to restate quarterly filings after discovering under-reporting of securities, shares and market values.
The amendment identifies 254 reported holdings with a combined reported market value of $743,338,613 and lists 2 other included managers. The firm cites four root causes for the errors: missing market making accounts, an Excel "XLOOKUP" vs "SUMIF" formula error, failure to implement the SEC rounding rule, and Excel scientific-notation misconversion impacting CUSIPs.
StoneX Group Inc. amends its Form 13F and restates previously reported holdings. The amendment corrects under-reported securities, shares, and market values covering Q4 2021 through Q1 2025 and affects Other Reporting Managers: StoneX Advisors Inc., StoneX Financial Inc., and Trust Advisory Group, Ltd.
The filing reports 356 information-table entries with a total market value of $177,440,735 and lists 2 other included managers. The amendment identifies four causes for the errors: missing market-making accounts, an Excel XLOOKUP/SUMIF formula error, failure to adopt SEC rounding rule changes, and Excel scientific-notation conversion of certain CUSIPs.
StoneX Group Inc. restates its Form 13F holdings due to under-reporting of securities across filings from Q4 2021 through Q1 2025.
The amendment corrects the 13F Information Table totaling $786,393,853 in market value across 269 reported entries and notes 2 other included managers. The filing identifies four causes for the errors: missing market‑making accounts, an Excel XLOOKUP vs SUMIF error, failure to implement an SEC rounding rule, and Excel scientific‑notation conversion of CUSIPs. The report is signed by John Calvano on 08-13-2025.
StoneX Group Inc. filed an amendment to its Form 13F restating prior quarterly reports and adding holdings entries.
The amendment states the firm under‑reported securities, shares and market values from Q4 2021 through Q1 2025 due to four causes: missing market‑making accounts, an Excel XLOOKUP vs SUMIF error, a failure to implement SEC rounding rule change, and Excel scientific‑notation conversion of certain CUSIPs. The report lists 440 information table entries totaling $168,117,099.
StoneX Group Inc. files an amended Form 13F restating prior quarterly reports after an internal review identified reporting errors affecting holdings counts and market values.
The amendment corrects the Form 13F Information Table total of $747,006,346 across 262 entries and attributes errors to four causes: missing market‑making accounts, an Excel XLOOKUP vs SUMIF formula error, failure to implement SEC rounding rule, and Excel scientific‑notation conversion of CUSIPs.
StoneX Group Inc. amends its Form 13F to restate quarterly holdings after an internal review. The amendment cites under-reporting from Q4 2021 through Q1 2025 caused by excluded market‑making accounts, an Excel XLOOKUP/SUMIF error, failure to apply an SEC rounding rule, and Excel scientific‑notation CUSIP conversions. The filing lists 587 table entries with a total reported value of $687,193,008. The amendment was signed by John Calvano on 08-13-2025.
StoneX Group Inc. amends its Form 13F to restate prior quarterly holdings after an internal review found under-reporting of securities, shares and market values across filings from Q4 2021 through Q1 2025. The amendment lists $155,060,498 in reported value and 111 table entries.
The filing attributes the errors to four causes: missing market‑making accounts, an Excel XLOOKUP vs SUMIF formula mistake, failure to implement a rounding rule change for dollar values, and Excel conversion of CUSIPs to scientific notation. The report names two other included managers: StoneX Advisors Inc. and StoneX Financial Inc..