Insider resale notice: SNEX (NASDAQ: SNEX) 1,500 shares proposed

Rhea-AI Filing Summary

SNEX submitted a Form 144 notice reporting proposed resale of 1,500 shares of Common Stock. The filing lists 910 shares issuable from a Restricted Stock Vesting event dated 03/01/2024 and 590 shares issuable from a Restricted Stock Vesting event dated 02/27/2025. The excerpt also shows two recent sales by Annabelle G. Bexiga: 1,500 shares on 04/15/2026 for $152,865.00 and 1,500 shares on 05/15/2026 for $169,230.00.

Insights

Securities Compliance Specialist

Form 144 lists a proposed resale of 1,500 common shares tied to prior restricted‑stock vesting.

The filing itemizes 910 shares from a 03/01/2024 vest and 590 shares from a 02/27/2025 vest; these figures are presented as the securities to be sold. The document names Fidelity Brokerage Services LLC as the broker-dealer address shown.

Two prior transactions by Annabelle G. Bexiga are recorded in the excerpt: sales of 1,500 shares on 04/15/2026 for $152,865.00 and 1,500 shares on 05/15/2026 for $169,230.00. Timing and broader proceeds treatment beyond the listed trades are not detailed in the excerpt.

Key Figures

Proposed resale: 1,500 shares Restricted stock vesting (1): 910 shares Restricted stock vesting (2): 590 shares +2 more

5 metrics

Proposed resale 1,500 shares Form 144 notice

Restricted stock vesting (1) 910 shares vest date <date>03/01/2024</date>

Restricted stock vesting (2) 590 shares vest date <date>02/27/2025</date>

Sale on 04/15/2026 1,500 shares proceeds <money>$152,865.00</money>

Sale on 05/15/2026 1,500 shares proceeds <money>$169,230.00</money>

Key Terms

Form 144, Restricted Stock Vesting, Securities To Be Sold

3 terms

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 910 | 03/01/2024"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Securities To Be Sold regulatory

"144: Securities To Be Sold"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1500	200040.00	79251496	06/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2024	Restricted Stock Vesting	Issuer			910	03/01/2024	Compensation
Common	02/27/2025	Restricted Stock Vesting	Issuer			590	02/27/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Annabelle G. Bexiga 230 Park Ave 10th Floor New York NY 10169	Common	04/15/2026	1500	152865.00
Annabelle G. Bexiga 230 Park Ave 10th Floor New York NY 10169	Common	05/15/2026	1500	169230.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SNEX's Form 144 report?

It reports a proposed resale of 1,500 shares of Common Stock. The filing lists 910 and 590 shares tied to restricted stock vesting on 03/01/2024 and 02/27/2025.

Who is named as the broker in the SNEX excerpt?

The excerpt lists Fidelity Brokerage Services LLC with an address at 900 Salem Street, Smithfield, RI. No further broker instructions or distribution methods are provided in the excerpt.

Did any sales occur recently by the reporting person?

Yes. The excerpt shows Annabelle G. Bexiga sold 1,500 shares on 04/15/2026 for $152,865.00 and 1,500 shares on 05/15/2026 for $169,230.00.

Are the shares tied to compensation events?

The filing lists the securities to be sold as resulting from Restricted Stock Vesting, with vest dates 03/01/2024 and 02/27/2025, indicating compensation-related issuances.

Does the excerpt state who receives proceeds from the resale?

The excerpt does not state proceeds treatment explicitly. It lists broker details and past sale amounts but does not specify whether proceeds go to the issuer or selling holder.