StoneX director granted 142 restricted shares

Q: What insider transaction did StoneX Group (SNEX) report for Dhamu R. Thamodaran?

StoneX Group reported a grant of 142 Restricted Shares of Common Stock to director Dhamu R. Thamodaran on 2026-07-31. The shares were issued under the Company’s Restricted Stock Program as equity-based director compensation.

Q: What is the vesting schedule of the 142 restricted StoneX (SNEX) shares?

The 142 restricted shares vest in three equal annual installments. According to the footnote, the shares vest equally on the anniversary of the grant in years one, two and three, creating a multi-year retention incentive for the director.

Q: How many StoneX Group (SNEX) shares does Dhamu R. Thamodaran hold after the grant?

After the reported grant, he directly holds 5,648 restricted shares of common stock. A separate holding entry shows an additional 73,260 common shares held indirectly through a trust, reflecting his reported equity interest.

Q: Was the StoneX (SNEX) director grant a market purchase or an equity award?

The transaction is reported as a grant or award acquisition, not a market purchase. The 142 restricted shares were acquired through the Company’s Restricted Stock Program at a reported price of $0.0000 per share, consistent with compensation grants.

Q: How are the 73,260 StoneX Group (SNEX) shares owned by Dhamu R. Thamodaran classified?

The 73,260 common shares are reported as indirectly owned “By Trust”. This means the shares are held through a trust rather than directly in his name, and are classified as indirect ownership in the Form 4 data.

Thamodaran Dhamu R. reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 08/03/2026 - 08:06 PM EDT

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Form Type

Rhea-AI Filing Summary

Thamodaran Dhamu R. reported acquisition or exercise transactions in this Form 4 filing.

StoneX Group Inc. director Dhamu R. Thamodaran received a grant of 142 Restricted Shares of Common Stock on 2026-07-31 under the Company’s Restricted Stock Program, vesting in three equal annual installments. Following this award he directly holds 5,648 restricted shares and indirectly holds 73,260 common shares through a trust.

Insider Trade Summary

Grant/Award: 142 shares

Grant/Award 1 txn

Insider Thamodaran Dhamu R.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Shares of Common Stock ^F1	142	$0.00	$0.00
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Shares of Common Stock — 5,648 shares (Direct); Common Stock — 73,260 shares (Indirect, By Trust)

Holdings Before and After: Restricted Shares of Common Stock, 5,506 to 5,648 shares (Direct)

Footnotes (1)

F1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Key Figures

Restricted shares granted: 142 shares Grant price per share: $0.0000 per share Direct holdings after grant: 5,648 shares +1 more

4 metrics

Restricted shares granted 142 shares Restricted Shares of Common Stock granted on 2026-07-31

Grant price per share $0.0000 per share Reported transaction price per share for restricted share award

Direct holdings after grant 5,648 shares Restricted shares of common stock directly held following the award

Indirect holdings by trust 73,260 shares Common stock held indirectly by trust following reported transactions

Key Terms

Restricted Shares of Common Stock, Restricted Stock Program, By Trust

3 terms

Restricted Shares of Common Stock financial

"Security title reported as Restricted Shares of Common Stock"

Restricted shares of common stock are company shares that cannot be sold or transferred until specific conditions are met, such as a set time period, performance targets, or regulatory approvals; they are often granted to founders, employees or early investors. They matter to investors because when the restrictions lift those shares can enter the market and increase the supply, potentially diluting existing holders and changing the stock’s price, similar to a locked faucet being opened and more water joining the flow.

Restricted Stock Program financial

"Acquired through the Company's Restricted Stock Program"

By Trust financial

"Indirect ownership nature described as By Trust"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did StoneX Group (SNEX) report for Dhamu R. Thamodaran?

StoneX Group reported a grant of 142 Restricted Shares of Common Stock to director Dhamu R. Thamodaran on 2026-07-31. The shares were issued under the Company’s Restricted Stock Program as equity-based director compensation.

What is the vesting schedule of the 142 restricted StoneX (SNEX) shares?

The 142 restricted shares vest in three equal annual installments. According to the footnote, the shares vest equally on the anniversary of the grant in years one, two and three, creating a multi-year retention incentive for the director.

How many StoneX Group (SNEX) shares does Dhamu R. Thamodaran hold after the grant?

After the reported grant, he directly holds 5,648 restricted shares of common stock. A separate holding entry shows an additional 73,260 common shares held indirectly through a trust, reflecting his reported equity interest.

Was the StoneX (SNEX) director grant a market purchase or an equity award?

The transaction is reported as a grant or award acquisition, not a market purchase. The 142 restricted shares were acquired through the Company’s Restricted Stock Program at a reported price of $0.0000 per share, consistent with compensation grants.

How are the 73,260 StoneX Group (SNEX) shares owned by Dhamu R. Thamodaran classified?

The 73,260 common shares are reported as indirectly owned “By Trust”. This means the shares are held through a trust rather than directly in his name, and are classified as indirect ownership in the Form 4 data.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Thamodaran Dhamu R.

(Last)

(First)

(Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK

10169

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Shares of Common Stock⁽¹⁾	07/31/2026		A		142	A	$0	5,648	D
Common Stock								73,260	I	By Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Remarks:

	Dhamu R. Thamodaran	08/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR