StoneX director granted 174 restricted shares

StoneX Group Inc. director John Moore Fowler received 174 restricted shares of common stock on July 31, 2026 under the company’s Restricted Stock Program; these shares vest in three equal annual installments.

Accepted by SEC EDGAR 08/03/2026 - 08:05 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

StoneX Group Inc. director John Moore Fowler received 174 restricted shares of common stock on July 31, 2026 under the company’s Restricted Stock Program; these shares vest in three equal annual installments. On the same date, 230 common shares were automatically withheld at $77.62 per share to satisfy tax withholding obligations on a vested restricted stock award. After these events, he reports holding 256,813 shares directly and 6,750 shares indirectly through his spouse.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider FOWLER JOHN MOORE

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Shares of Common Stock F1	174	$0.00	$0.00
Tax Withholding	Common Stock F2	230	$77.62	$18K
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Shares of Common Stock — 257,043 shares (Direct); Common Stock — 256,813 shares (Direct); Common Stock — 6,750 shares (Indirect, By Spouse)

Holdings Before and After: Restricted Shares of Common Stock, 256,869 to 257,043 shares (Direct); Common Stock, 257,043 to 256,813 shares (Direct)

Footnotes (2)

1. F1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.
2. F2. Shares vested pursuant to a restricted stock award. A portion of the shares was automatically withheld by the issuer to satisfy tax withholding obligations.

Key Figures

Restricted shares granted: 174 shares Shares withheld for taxes: 230 shares Tax withholding price: $77.62 per share +3 more

6 metrics

Restricted shares granted 174 shares Restricted Shares of Common Stock granted on July 31, 2026

Shares withheld for taxes 230 shares Common Stock automatically withheld to satisfy tax withholding obligations

Tax withholding price $77.62 per share Price used for the 230-share tax-withholding transaction

Direct holdings after award 257,043 shares Direct common stock holdings following the restricted share grant

Direct holdings after withholding 256,813 shares Direct common stock holdings after tax-withholding disposition

Indirect holdings by spouse 6,750 shares Common Stock held indirectly, nature of ownership: By Spouse

Key Terms

Restricted Shares of Common Stock, tax withholding obligations, indirect ownership

3 terms

Restricted Shares of Common Stock financial

"Acquired through the Company's Restricted Stock Program. Shares vest equally"

Restricted shares of common stock are company shares that cannot be sold or transferred until specific conditions are met, such as a set time period, performance targets, or regulatory approvals; they are often granted to founders, employees or early investors. They matter to investors because when the restrictions lift those shares can enter the market and increase the supply, potentially diluting existing holders and changing the stock’s price, similar to a locked faucet being opened and more water joining the flow.

tax withholding obligations financial

"automatically withheld by the issuer to satisfy tax withholding obligations"

indirect ownership financial

"Common Stock held with nature of ownership described as By Spouse"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did StoneX Group Inc. (SNEX) report for John Moore Fowler?

John Moore Fowler reported a grant of 174 restricted shares on July 31, 2026 and a tax-related withholding of 230 common shares the same day. These actions reflect stock-based compensation and associated tax settlement, not an open-market purchase or sale.

How many restricted StoneX (SNEX) shares were granted to John Moore Fowler?

He was granted 174 restricted shares of StoneX common stock under the company’s Restricted Stock Program. According to the disclosure, these shares vest in three equal installments on the first, second, and third anniversaries of the grant date.

Why were 230 StoneX (SNEX) shares disposed of in Fowler’s Form 4?

The 230 common shares were not sold on the market; they were automatically withheld by StoneX at $77.62 per share to satisfy tax withholding obligations arising from a vested restricted stock award, as described in the filing footnote.

What are John Moore Fowler’s reported StoneX (SNEX) share holdings after these transactions?

After the July 31, 2026 transactions, Fowler reports 256,813 shares of StoneX common stock held directly and an additional 6,750 shares held indirectly through his spouse, as shown in the holding entry for indirect ownership.

How do the vesting terms work for the new StoneX (SNEX) restricted shares?

The 174 restricted shares acquired through StoneX’s Restricted Stock Program vest equally over three years. One-third of the shares vest on each of the first, second, and third anniversaries of the July 31, 2026 grant date, subject to the program’s conditions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FOWLER JOHN MOORE

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Shares of Common Stock(1)	07/31/2026		A		174	A	$0	257,043	D
Common Stock(2)	07/31/2026		F		230	D	$77.62	256,813	D
Common Stock								6,750	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

2. Shares vested pursuant to a restricted stock award. A portion of the shares was automatically withheld by the issuer to satisfy tax withholding obligations.

Remarks:

	John M. Fowler	08/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)