StoneX Group (SNEX) director receives 174 restricted shares

Rhea-AI Filing Summary

KASS STEVEN A reported acquisition or exercise transactions in this Form 4 filing.

StoneX Group Inc. director Steven A Kass received a grant of 174 restricted shares of common stock under the company’s Restricted Stock Program. The shares vest in three equal annual installments on the first, second and third anniversaries of the grant, bringing his direct holdings to 80,073 shares.

Insider Trade Summary

Net Buyer: 174 shares

Net Buy 1 txn

Insider KASS STEVEN A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Shares of Common Stock F1	174	$0.00	$0.00

Holdings After Transaction: Restricted Shares of Common Stock — 80,073 shares (Direct)

Footnotes (1)

1. F1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Key Figures

Restricted shares granted: 174 shares Grant price per share: $0.0000 per share Shares owned after grant: 80,073 shares +1 more

4 metrics

Restricted shares granted 174 shares Grant of restricted common stock to director on 2026-07-31

Grant price per share $0.0000 per share Stated price for the restricted share award

Shares owned after grant 80,073 shares Director’s direct holdings following the restricted stock grant

Vesting period 3 years Shares vest equally on anniversaries in years one, two and three

Key Terms

Restricted Stock Program, Restricted Shares of Common Stock, vest equally

3 terms

Restricted Stock Program financial

"Acquired through the Company's Restricted Stock Program."

Restricted Shares of Common Stock financial

"security_title: Restricted Shares of Common Stock"

Restricted shares of common stock are company shares that cannot be sold or transferred until specific conditions are met, such as a set time period, performance targets, or regulatory approvals; they are often granted to founders, employees or early investors. They matter to investors because when the restrictions lift those shares can enter the market and increase the supply, potentially diluting existing holders and changing the stock’s price, similar to a locked faucet being opened and more water joining the flow.

vest equally financial

"Shares vest equally on anniversary in years one, two and three."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/03/2026 - 08:05 PM Accepted by SEC EDGAR 08/03/2026 - 08:04 PM Learn about SEC filing dates

FAQ

What share transaction did StoneX Group (SNEX) director Steven A Kass report?

Steven A Kass, a director of StoneX Group (SNEX), received a grant of 174 restricted shares of common stock under the company’s Restricted Stock Program. These shares vest over three years, and his direct holdings increased to 80,073 shares after the award.

How many StoneX Group (SNEX) shares does Steven A Kass hold after the latest award?

After the most recent restricted stock grant, Steven A Kass directly holds 80,073 StoneX Group shares. This total reflects the addition of 174 restricted shares that were granted to him and are scheduled to vest in equal installments over three years.

What are the vesting terms of Steven A Kass’s new StoneX (SNEX) restricted shares?

The 174 restricted shares granted to Steven A Kass vest in three equal installments. They vest on the anniversaries in years one, two and three following the grant date, consistent with the company’s Restricted Stock Program terms described in the disclosure.

Did Steven A Kass pay a purchase price for his new StoneX Group (SNEX) shares?

No cash purchase was reported; the 174 restricted shares were awarded at a stated price of $0.0000 per share. This indicates a compensatory stock grant rather than an open-market purchase of StoneX Group common stock by the director.

Was Steven A Kass’s StoneX (SNEX) share award made under a trading plan?

The disclosure indicates the grant of 174 restricted shares was not made pursuant to a Rule 10b5-1 trading plan. It is described as an acquisition through the company’s Restricted Stock Program with a three-year, equal annual vesting schedule.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KASS STEVEN A

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Shares of Common Stock(1)	07/31/2026		A		174	A	$0	80,073	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Remarks:

	Steven A. Kass	08/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)