Welcome to our dedicated page for Stonex Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission (SEC) filings for StoneX Group Inc. (NASDAQ: SNEX), a Fortune 50 global financial services company. Through these filings, investors can review StoneX’s official disclosures on results of operations, financial condition, capital structure, acquisitions, and other material events.
StoneX’s current reports on Form 8-K cover a range of topics. Some filings report quarterly and annual financial results, referencing press releases that detail operating revenues, net income, segment performance, and key operating metrics such as listed derivatives contract volumes, OTC derivatives volumes, securities average daily volume, FX/CFD activity, payments volumes, and interest and fees earned on client balances. Other 8-Ks describe significant corporate transactions, including the acquisition of RTS Investor Corp., parent of the R.J. O’Brien global business, and related financing arrangements.
Filings also document StoneX’s entry into material definitive agreements, such as the Indenture governing senior secured notes due 2032 issued by a wholly owned subsidiary in connection with the R.J. O’Brien acquisition. These documents outline terms including maturity, interest rate, redemption provisions, guarantees, collateral, and covenants that affect StoneX’s capital structure and obligations. Additional 8-Ks discuss share repurchase authorizations approved by the Board of Directors and prospectus supplements registering the resale of common stock issued as acquisition consideration.
On Stock Titan, StoneX filings are updated in near real time as they are posted to the SEC’s EDGAR system. AI-powered summaries help explain the significance of lengthy documents such as annual reports on Form 10-K and quarterly reports on Form 10-Q, highlighting segment results, revenue composition, and risk factors. For current reports on Form 8-K, AI analysis can surface key items, including acquisitions, debt offerings, stock repurchase plans, and earnings releases.
Investors can also use this page to track insider and equity-related disclosures when available, such as unregistered sales of equity securities reported in 8-Ks, and to understand how StoneX structures its financing and manages regulatory requirements. By combining raw filings with AI-generated insights, this page is intended to make StoneX’s regulatory reporting more accessible to both professional and individual investors.
StoneX Group Inc. restates prior 13F filings after an internal review found under-reporting of securities, shares and market values from Q4 2021 through Q1 2025. The amended Form 13F lists 199 table entries with a total value of $191,559,934.
The firm attributes the errors to four causes: missing market‑making accounts, an Excel XLOOKUP vs SUMIF formula error, failure to implement an SEC rounding rule change for dollar values, and Excel scientific‑notation conversion of CUSIPs. The amendment is a restatement and adds corrected holdings entries.
StoneX Group Inc. files an amended Form 13F correcting prior quarterly reports after an internal review identified reporting errors that under‑reported securities, shares and market values.
The amendment restates holdings across periods Q4 2021 through Q1 2025 and reports 510 information table entries with a total market value of $611,065,208.
StoneX Group Inc. files an amended Form 13F restating prior quarterly holdings after internal review found under-reporting of securities, shares and market values from Q4 2021 through Q1 2025. The amendment cites four causes: missing market-making accounts, an Excel XLOOKUP vs SUMIF error, failure to apply an SEC rounding rule, and scientific notation conversion of CUSIPs.
The report lists 211 information-table entries with a table value total of $206,590,992 and identifies two other included managers: StoneX Advisors Inc. and StoneX Financial Inc.
StoneX Group Inc. filed an amendment to its Form 13F that restates prior quarterly reports after identifying under-reporting across Q4 2021 through Q1 2025. The amendment (Amendment No. 4) reports 547 information-table entries with an aggregate value of $1,057,847,016 and lists 2 other included managers.
The filing attributes the discrepancies to four causes: missing market-making accounts, an Excel XLOOKUP vs SUMIF formula error, failure to implement SEC rounding rule change, and Excel scientific-notation conversion of certain CUSIPs. The report is signed by John Calvano on 08-13-2025.
StoneX Group Inc. filed an amended 13F reporting restated holdings and adding new entries after an internal review found under-reported securities from Q4 2021 through Q1 2025.
The amendment shows 74 reported holdings with a total value of $186,386,475, lists 2 other included managers, and attributes errors to four causes including missing market-making accounts and Excel formula/scientific-notation issues.
StoneX Group Inc. filed an amended Form 13F restating prior quarterly 13F holdings after an internal review found under‑reported securities, shares and market values.
The amendment (Amendment Number 2) cites four causes spanning Q4 2021 through Q1 2025, and the Form 13F Information Table shows 74 entries with a value total of $186,386,475.
StoneX Group Inc. filed an amended Form 13F (Amendment No. 2) restating prior quarterly reports after identifying under‑reported holdings from Q4 2021 through Q1 2025. The amendment lists 37 Form 13F information table entries with a total value of $31,429,579 and attributes the errors to four causes identified by the firm.
The filing names the affected reporting managers and explains the four error causes: missing market‑making accounts; an Excel XLOOKUP vs SUMIF formula error; failure to implement an SEC rounding rule; and Excel conversion of CUSIPs to scientific notation.
StoneX Group Inc. files an amended Form 13F restating prior quarterly reports and correcting under-reported holdings and values. The amendment reports 540 information-table entries with a total market value of $836,588,603 and identifies 2 other included managers.
The filing attributes the errors to four causes: missing market‑making accounts, an Excel XLOOKUP vs SUMIF formula mistake, failure to implement a SEC rounding rule, and Excel scientific‑notation conversion of certain CUSIPs.