StoneX Group (SNEX) amends 13F, restates Q4 2021–Q1 2025 holdings
Filing Impact
Filing Sentiment
Form Type
13F-HR/A
Rhea-AI Filing Summary
StoneX Group Inc. filed an amendment to its Form 13F that restates prior quarterly reports after identifying under-reporting across Q4 2021 through Q1 2025. The amendment (Amendment No. 4) reports 547 information-table entries with an aggregate value of $1,057,847,016 and lists 2 other included managers.
The filing attributes the discrepancies to four causes: missing market-making accounts, an Excel XLOOKUP vs SUMIF formula error, failure to implement SEC rounding rule change, and Excel scientific-notation conversion of certain CUSIPs. The report is signed by John Calvano on 08-13-2025.
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FAQ
Why did StoneX (SNEX) amend its Form 13F?
StoneX amended its Form 13F to correct under-reporting discovered during an internal review. The review found missing market-making accounts, Excel formula errors, rounding-rule implementation failures, and scientific-notation CUSIP conversions affecting Q4 2021–Q1 2025 filings.
What periods and filings are restated in StoneX's 13F amendment?
The amendment restates quarterly Form 13F filings covering Q4 2021 through Q1 2025. The reporting manager indicates the errors spanned those quarters and involved all Other Reporting Managers named in the filing.
How large are the corrected holdings reported in the amendment?
The Form 13F Information Table shows 547 entries with a total value of $1,057,847,016, rounded to the nearest dollar per the summary page in the amendment filed by StoneX Group Inc.
Which StoneX entities were affected by the reporting errors?
The filing states the errors involved all Other Reporting Managers: StoneX Advisors Inc., StoneX Financial Inc., and Trust Advisory Group, Ltd., whose holdings were part of the restatement process.
Who signed the amended 13F and when was it signed?
The amendment was signed by John Calvano, CCO of StoneX Advisors Inc. & Trust Advisory Group Ltd., with a signature date of 08-13-2025, as shown on the filing cover page.