StoneX amends 13F, restates 510 holdings ($611M)

StoneX Group Inc. files an amended Form 13F correcting prior quarterly reports after an internal review identified reporting errors that under‑reported securities, shares and market values.

Accepted by SEC EDGAR 08/13/2025 - 11:26 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

StoneX Group Inc. files an amended Form 13F correcting prior quarterly reports after an internal review identified reporting errors that under‑reported securities, shares and market values.

The amendment restates holdings across periods Q4 2021 through Q1 2025 and reports 510 information table entries with a total market value of $611,065,208.

Insights

Regulatory Compliance Analyst

Amendment documents systematic 13F reporting errors and restates prior quarters.

The filing states the firm discovered four root causes affecting multiple quarters: omitted market‑making accounts, an Excel XLOOKUP vs SUMIF formula error, failure to implement SEC rounding rule, and scientific notation conversion of CUSIPs. These items are tied to periods between Q4 2021 and Q1 2025.

Corrective action details are not listed here; subsequent disclosures may specify remedial controls, reconciliations, and whether any supervisory or filing process changes were implemented.

SEC Reporting Specialist

The amendment increases transparency by restating holdings and disclosing the aggregate table value.

The summary page shows 510 Form 13F information table entries and a value total of $611,065,208. The filing identifies reporting omissions affecting three Other Reporting Managers named in the form.

Investors and counterparties should expect further amended tables or supporting schedules to reflect corrected CUSIP counts; timing for those supplemental items is not provided in the excerpt.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did StoneX (SNEX) amend in this Form 13F filing?

StoneX amended its Form 13F to restate prior quarterly holdings after finding under‑reported securities and values. The amendment covers periods from Q4 2021 through Q1 2025 and lists 510 holdings totaling $611,065,208.

Which errors did StoneX disclose caused the 13F under‑reporting?

Four causes were identified: omitted market‑making accounts, an Excel XLOOKUP vs SUMIF formula mistake, failure to adopt SEC rounding rule, and Excel scientific notation conversion of CUSIPs. These issues span Q4 2021 to Q1 2025.

Does the amendment show how much the prior reports understated holdings for SNEX?

The excerpt does not quantify the understatement amount. It states that prior filings under‑reported totals but provides no numeric reconciliation of the understatement in this summary page. Corrected schedules may contain detailed differences.

Which StoneX entities were affected by the reporting errors?

The filing names three Other Reporting Managers: StoneX Advisors Inc., StoneX Financial Inc., and Trust Advisory Group, Ltd. The amendment indicates errors involved all three entities across the disclosed periods.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL

OMB Number:			3235-0006
Estimated average burden
hours per response:			23.8

Report for the Calendar Year or Quarter Ended: 06-30-2022

Check here if Amendment	X	Amendment Number:	2
This Amendment (Check only one.):		is a restatement.
	X	adds new holdings entries.

Institutional Investment Manager Filing this Report:
Name:	StoneX Group Inc.
Address:	230 Park Ave
	10th Floor
	New York, NY 10169
Form 13F File Number:	028-17573
CRD Number (if applicable):
SEC File Number (if applicable):

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:		John Calvano
Title:		CCO, StoneX Advisors Inc. & Trust Advisory Group Ltd.
Phone:		2054143367
Signature, Place, and Date of Signing:
John Calvano			Birmingham, AL	08-13-2025
[Signature]			[City, State]	[Date]
During an internal review of StoneX Group Inc.'s Section 13(f) reporting practices we discovered the quarterly filings from Q4 2021 through Q1 2025 under-reported the total number of securities, shares and market values. The errors involved all Other Reporting Managers: StoneX Advisors Inc., StoneX Financial Inc., and Trust Advisory Group, Ltd. The review identified four main causes: 1. Missing Market Making Accounts; Between Q4 2021 and Q4 2024, three market making accounts were inadvertently excluded from the Firm's filings. 2. Formula Error in Excel; From Q1 2022 to Q4 2022, the Firm mistakenly used "XLOOKUP" functionality instead of "SUMIF" in Excel causing only the first instance of a CUSIP to be counted. 3. Failure to Implement Rule Change; SEC Rule 87 FR 38943 requiring all dollar values to be rounded to the nearest dollar, rather than to the nearest one thousand dollars, was not properly implemented from Q4 2022 to Q1 2025. 4. Excel Scientific Notation Error; Between Q4 2021 and Q1 2025, CUSIPs with an "E" were inadvertently converted into scientific notation in Excel. This led to the misidentification of certain reportable securities.

Report Type (Check only one.):
X	13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
	13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
	13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

Form 13F Summary Page
	Report Summary:
	Number of Other Included Managers:		2
	Form 13F Information Table Entry Total:		510
	Form 13F Information Table Value Total:		611,065,208
			(round to nearest dollar)

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]
	No.	Name	Form 13F File No.	CRD No. (if applicable)	SEC File No. (if applicable)	CIK
	1	StoneX Advisors Inc.	028-17766			0001650393
	2	STONEX FINANCIAL INC.	028-21283			0001070092