[144] StoneX Group Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice filed for StoneX Group Inc. (SNEX) indicating a proposed sale of common stock by Sean M O'Connor, who acquired the shares in a 2009 private placement from the company. The notice lists 3,000 shares to be sold through Merrill Lynch with an aggregate market value of $284,700 and an approximate sale date of 08/19/2025. Total shares outstanding are reported as 52,164,564, and the filer reports nothing to report for securities sold in the past three months. The acquisition record shows Mr. O'Connor originally received 44,831 shares on 04/24/2009 in a private placement and paid cash.

Insights

Securities Analyst

TL;DR: Officer sale notice for 3,000 shares valued at $284,700; size is immaterial relative to outstanding stock.

The Form 144 is a routine regulatory notice showing an officer intends to sell 3,000 common shares via Merrill Lynch on 08/19/2025. With 52,164,564 shares outstanding, the proposed sale represents a very small fraction of the float. The filer acquired 44,831 shares in a 2009 private placement and reports no other sales in the prior three months. For investors, this filing documents an intended insider sale but does not, by itself, indicate a material shift in ownership or company fundamentals.

Corporate Governance Expert

TL;DR: Compliance disclosure completed; the filing contains standard representations and no recent insider sales.

The document fulfills Rule 144 notice requirements and includes the required attestation that the seller is not aware of undisclosed material adverse information. It names Merrill Lynch as the broker and provides acquisition history showing the shares came from a company private placement to the CEO in 2009. Absence of sales in the prior three months reduces concerns about a pattern of dispositions. From a governance perspective, this is a standard transparency filing rather than a signal of governance or disclosure issues.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 2 Pine Street New Canaan CT 06840	3000	284700.00	52164564	08/19/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/24/2009	Private Placement from Company to CEO	Sean M O'Connor			44831	04/24/2009	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for StoneX Group Inc. (SNEX) disclose?

The filing discloses a proposed sale of 3,000 common shares by Sean M O'Connor through Merrill Lynch with an aggregate market value of $284,700 and approximate sale date 08/19/2025.

Who is the seller and how were the securities acquired?

The seller is Sean M O'Connor. He acquired 44,831 shares on 04/24/2009 in a private placement from the company and paid cash.

Does the filing report any securities sold in the past three months?

No. The Form 144 states "Nothing to Report" for securities sold during the past three months.

Through which broker is the sale to be executed?

The listed broker is Merrill Lynch, 2 Pine Street, New Canaan CT 06840.

How large is the proposed sale relative to shares outstanding?

The notice lists 3,000 shares against 52,164,564 shares outstanding, representing a very small percentage of outstanding stock.