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SNEX Form 4: Director Diane L. Cooper granted 97 restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

StoneX Group Inc. (SNEX) director Diane L. Cooper reported the acquisition of 97 restricted shares of common stock on 10/31/2025 at $0 under the Company’s Restricted Stock Program.

After this grant, she beneficially owns 23,643 shares, held directly. The restricted shares vest equally on the first, second, and third anniversaries.

Positive

  • None.

Negative

  • None.
Insider Cooper Diane L.
Role Director
Type Security Shares Price Value
Grant/Award Restricted Shares of Common Stock 97 $0.00 $0.00
Holdings After Transaction: Restricted Shares of Common Stock — 23,643 shares (Direct)
Footnotes (1)
  1. F1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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Form 4 Insider Transactions: What Each Field Means →

FAQ

What insider transaction was reported for SNEX?
97 restricted shares of StoneX common stock were acquired on 10/31/2025 at $0 under the Restricted Stock Program.

Who reported the SNEX transaction and what is their role?
Diane L. Cooper, a Director of StoneX Group Inc., reported the transaction.

How many SNEX shares does the reporting person own after the transaction?
Following the grant, she beneficially owns 23,643 shares, held directly.

How do the restricted shares vest?
They vest equally on the anniversary in years one, two, and three.

What SEC form reports this transaction for SNEX?
This transaction is disclosed on Form 4.

What was the price of the restricted shares acquired?
The reported price was $0 per restricted share, consistent with a grant.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cooper Diane L.
(Last) (First) (Middle)
230 PARK AVENUE
10TH FLOOR
(Street)
NEW YORK NY 10169
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Restricted Shares of Common Stock(1) 10/31/2025 A 97 A $0 23,643 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.
Remarks:
Diane L. Cooper 11/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR