SNEX (SNEX) holder Diego Rotsztain files Form 144 for 29,995-share sale

Rhea-AI Filing Summary

Diego Rotsztain, a shareholder of SNEX, filed a Form 144 indicating an intent to sell up to 29,995 shares of common stock through Merrill Lynch on or after 07/22/2026 on NASDAQ. The filing also lists prior sales of 13,696 shares on 05/20/2026 and 20,054 shares on 05/18/2026, each with stated aggregate amounts.

Key Figures

Planned shares to be sold: 29,995 shares Prior sale shares: 13,696 shares Prior sale aggregate amount: 1,544,275 +3 more

6 metrics

Planned shares to be sold 29,995 shares Common stock under Form 144, proposed sale date 07/22/2026

Prior sale shares 13,696 shares Common stock transaction dated 05/20/2026

Prior sale aggregate amount 1,544,275 Aggregate amount for 13,696-share sale on 05/20/2026

Earlier sale shares 20,054 shares Common stock transaction dated 05/18/2026

Earlier sale aggregate amount 2,235,045 Aggregate amount for 20,054-share sale on 05/18/2026

Proposed sale date 07/22/2026 Date associated with planned sale of 29,995 shares

Key Terms

Form 144, Stock Plan Activity, Securities To Be Sold

3 terms

Form 144 regulatory

"Diego Rotsztain, a shareholder of SNEX, filed a Form 144"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Plan Activity financial

"Common | 07/22/2026 | Stock Plan Activity | Issuer"

Securities To Be Sold regulatory

"144: Securities To Be Sold Common | 07/22/2026 | Stock Plan Activity"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 07/22/2026 - 06:13 PM Accepted by SEC EDGAR 07/22/2026 - 06:12 PM Learn about SEC filing dates

FAQ

What does the Form 144 filing by SNEX shareholder Diego Rotsztain disclose?

The Form 144 filing discloses that Diego Rotsztain may sell up to 29,995 shares of SNEX common stock through Merrill Lynch on or after 07/22/2026 on NASDAQ under the securities rules for limited sales.

How many SNEX (SNEX) shares are planned for sale under this Form 144?

The filing indicates a potential sale of up to 29,995 shares of SNEX common stock. This amount appears in the section describing securities to be sold in connection with stock plan activity, with a proposed sale date of 07/22/2026.

Which broker is involved in the planned SNEX (SNEX) Form 144 sale?

The Form 144 lists Merrill Lynch, located at 1800 K St NW, Suite 800, Washington, DC 20006, in connection with the common stock to be sold on NASDAQ, indicating Merrill Lynch’s role in handling the planned transaction.

What recent SNEX (SNEX) share sales by Diego Rotsztain are disclosed?

The filing reports two prior transactions: 13,696 shares of common stock sold on 05/20/2026 with an aggregate amount of 1,544,275, and 20,054 shares sold on 05/18/2026 with an aggregate amount of 2,235,045 during the past three months.

On which market are the SNEX (SNEX) shares in the Form 144 expected to trade?

The shares covered by the Form 144 are identified as common stock to be sold on the NASDAQ market, with the proposed sale date of 07/22/2026 noted in the securities information section.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 1800 K ST NW Suite 800 Washington DC 20006	29995	2228336	79251496	07/22/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/22/2026	Stock Plan Activity	Issuer			29995	07/22/2026	n/a

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Diego Rotsztain 230 Park Ave 10th Floor New York NY 10169	Common	05/20/2026	13696	1544275
Diego Rotsztain 230 Park Ave 10th Floor New York NY 10169	Common	05/18/2026	20054	2235045

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)