StoneX officer Philip Smith proposes $6.12M sale

The notice also lists two earlier common-stock sales by Smith, including their dates, share amounts and gross proceeds.

Accepted by SEC EDGAR 06/30/2026 - 04:36 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

StoneX Group Inc. (SNEX) officer Philip Smith filed a notice of a proposed sale of 51,540 common shares through Merrill Lynch, with an aggregate market value of $6,117,401 and an approximate sale date of June 30, 2026. The notice lists December 9, 2025 as the Rule 10b5-1 plan adoption or instruction date. Smith’s earlier sales listed for the prior three months were 8,535 shares for gross proceeds of $961,818 on May 22, 2026, and 30,000 shares for gross proceeds of $2,765,949 on April 10, 2026.

Key Figures

Proposed common shares to be sold: 51,540 shares Aggregate market value: $6,117,401 Prior shares sold: 8,535 shares +3 more

6 metrics

Proposed common shares to be sold 51,540 shares Approximate sale date June 30, 2026

Aggregate market value $6,117,401 Proposed sale of 51,540 common shares

Prior shares sold 8,535 shares Sale on May 22, 2026

Gross proceeds $961,818 Sale of 8,535 shares on May 22, 2026

Prior shares sold 30,000 shares Sale on April 10, 2026

Gross proceeds $2,765,949 Sale of 30,000 shares on April 10, 2026

Key Terms

Rule 10b5-1, Aggregate Market Value, Gross Proceeds

3 terms

Rule 10b5-1 regulatory

"If Relying on Rule 10b5-1"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Aggregate Market Value financial

"Aggregate Market Value"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Gross Proceeds financial

"Gross Proceeds"

The total amount of cash a company receives from a financing event or sale before any fees, expenses, taxes or deductions are taken out. Investors watch gross proceeds because it shows the raw scale of new capital being raised—think of it as the paycheck amount before withholdings—which helps assess how much funding is available for operations, growth, debt payoff or how much shareholder dilution might occur once costs are removed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SNEX shares is Philip Smith proposing to sell?

Philip Smith, an officer of StoneX Group Inc. (SNEX), reported a proposed sale of 51,540 common shares through Merrill Lynch, with an aggregate market value of $6,117,401 and an approximate sale date of June 30, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001569789
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	StoneX Group Inc.
SEC File Number	001-36045
Address of Issuer	230 Park Ave 10th Floor New York NEW YORK 10169
Phone	2124853500
Name of Person for Whose Account the Securities are To Be Sold	Philip Smith
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 1800 K ST NW Suite 800 Washington DC 20006	51540	6117401	79251496	06/30/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/30/2026	Stock Plan Activity	Issuer			37500	06/30/2026	n/a
Common	12/15/2025	Stock Plan Activity	Issuer			14040	12/15/2025	n/a

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Philip Smith 230 Park Ave 10th Floor New York NY 10169	Common	05/22/2026	8535	961818
Philip Smith 230 Park Ave 10th Floor New York NY 10169	Common	04/10/2026	30000	2765949

144: Remarks and Signature

Remarks
Date of Notice	06/30/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/09/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Philip Smith
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)