SNEX (NASDAQ: SNEX) Rule 144 notice lists insider share sales

Rhea-AI Filing Summary

SNEX submitted a Rule 144 notice reporting proposed sales of Common stock. The submission lists stock-plan related dispositions of 37,500 shares dated 06/30/2026 and 14,040 shares dated 12/15/2025. The filing also records prior sales by Philip Smith of 8,535 shares on 05/22/2026 and 30,000 shares on 04/10/2026.

Insights

Securities Compliance Analyst

Routine Rule 144 notice listing planned and recent share dispositions.

The filing lists specific share quantities and dates tied to stock plan activity and reported sales by an individual, which is consistent with Rule 144 disclosures for restricted or control securities. The record includes 37,500 and 14,040 shares tied to plan activity and reported individual sales of 8,535 and 30,000.

Timing and cash‑flow treatment are not stated in the excerpt; subsequent filings or broker reports would show whether these planned sales occurred and how proceeds were handled.

Key Figures

Planned stock plan sale: 37,500 shares Planned stock plan sale: 14,040 shares Prior sale by Philip Smith: 8,535 shares +1 more

4 metrics

Planned stock plan sale 37,500 shares Stock Plan Activity dated <date>06/30/2026</date>

Planned stock plan sale 14,040 shares Stock Plan Activity dated <date>12/15/2025</date>

Prior sale by Philip Smith 8,535 shares Sale dated <date>05/22/2026</date>

Prior sale by Philip Smith 30,000 shares Sale dated <date>04/10/2026</date>

Key Terms

Rule 144, Stock Plan Activity, Issuer

3 terms

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Stock Plan Activity financial

"Stock Plan Activity | Issuer | 37500 | 06/30/2026"

Issuer regulatory

"Stock Plan Activity | Issuer | 14040 | 12/15/2025"

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Available on EDGAR 06/30/2026 - 04:36 PM Accepted by SEC EDGAR 06/30/2026 - 04:36 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 1800 K ST NW Suite 800 Washington DC 20006	51540	6117401	79251496	06/30/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/30/2026	Stock Plan Activity	Issuer			37500	06/30/2026	n/a
Common	12/15/2025	Stock Plan Activity	Issuer			14040	12/15/2025	n/a

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Philip Smith 230 Park Ave 10th Floor New York NY 10169	Common	05/22/2026	8535	961818
Philip Smith 230 Park Ave 10th Floor New York NY 10169	Common	04/10/2026	30000	2765949

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SNEX's Rule 144 filing report?

The filing reports planned and recent sales of Common stock. It lists 37,500 shares dated 06/30/2026, 14,040 shares dated 12/15/2025, and prior sales by Philip Smith of 8,535 and 30,000 shares on 05/22/2026 and 04/10/2026.

Who is identified as having sold shares in the SNEX excerpt?

The excerpt identifies Philip Smith as having sold Common stock: 8,535 shares on 05/22/2026 and 30,000 shares on 04/10/2026. The filing also lists stock plan activity by the issuer.

Does the filing state proceeds or buyers for the SNEX share sales?

The excerpt does not state proceeds, sale prices, or counterparty details. It lists share counts and dates for plan‑related dispositions and prior sales but does not disclose cash amounts or buyers in the provided text.

Are the stock‑plan shares in SNEX's filing already sold or proposed for sale?

The filing lists two stock plan activity entries: 37,500 shares dated 06/30/2026 and 14,040 shares dated 12/15/2025. The excerpt presents these as listed securities to be sold under the stock plan; execution status is not specified.