StoneX Group (SNEX) CEO sells 51,540 shares after exercising options

Rhea-AI Filing Summary

StoneX Group Inc.’s Chief Executive Officer Philip Andrew Smith reported an option exercise and share sales in StoneX Group Inc. common stock. On June 30, 2026, he exercised 37,500 stock options at $13.34 per share and sold a total of 51,540 shares in open-market transactions at average prices around $118.70 per share. After these transactions, he continues to hold 492,144 common shares directly, indicating a sizable remaining ownership stake.

Insider Trade Summary 10b5-1

Net Seller: 51,540 shares ($6,119,075)

Net Sell 4 txns

Insider Smith Philip Andrew

Role Chief Executive Officer

Sold 51,540 shs ($6.12M)

Type	Security	Shares	Price	Value
Exercise	Stock Options	37,500	$0.00	--
Sale	Common Stock	14,040	$118.667	$1.67M
Exercise	Common Stock	37,500	$13.34	$500K
Sale	Common Stock	37,500	$118.7464	$4.45M

Holdings After Transaction: Stock Options — 641,250 shares (Direct, null); Common Stock — 492,144 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares sold: 51,540 shares Sale prices: $118.7464 and $118.6670 per share Options exercised: 37,500 shares +3 more

6 metrics

Shares sold 51,540 shares Total common shares sold on June 30, 2026

Sale prices $118.7464 and $118.6670 per share Weighted average prices for open-market sales

Options exercised 37,500 shares Stock options converted to common stock on June 30, 2026

Option exercise price $13.34 per share Exercise price for 37,500 stock options

Shares held after 492,144 shares Direct common stock holdings after transactions

Net share change -51,540 shares Net sell direction from transaction summary

Key Terms

open-market sale, derivative exercise/conversion, Stock Options, weighted average price

4 terms

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

derivative exercise/conversion financial

"transaction_action": "derivative exercise/conversion""

Stock Options financial

""security_title": "Stock Options""

Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.

weighted average price financial

"The price reported represents an average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/01/2026 - 06:48 PM Accepted by SEC EDGAR 07/01/2026 - 06:48 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smith Philip Andrew

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/30/2026		S		14,040	D	$118.667(1)	492,144	D
Common Stock	06/30/2026		M		37,500	A	$13.34	529,644	D
Common Stock	06/30/2026		S		37,500	D	$118.7464(1)	492,144	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	$13.34	06/30/2026		M			37,500	12/05/2021	12/05/2026	Common Stock	37,500	$0	641,250	D

Explanation of Responses:

1. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Remarks:

	Philip Andrew Smith	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did StoneX (SNEX) CEO Philip Andrew Smith report?

Philip Andrew Smith reported exercising 37,500 stock options at $13.34 and selling 51,540 StoneX common shares in open-market transactions at average prices around $118.70 per share. These moves were disclosed for transactions dated June 30, 2026.

How many StoneX (SNEX) shares does the CEO hold after the reported trades?

After the June 30, 2026 transactions, CEO Philip Andrew Smith holds 492,144 StoneX Group Inc. common shares directly. This figure reflects his position following both the 37,500-share option exercise and the 51,540-share open-market sales reported in the filing.

What prices were involved in the StoneX (SNEX) CEO’s option exercise and share sales?

The CEO exercised 37,500 stock options at $13.34 per share and sold 37,500 and 14,040 shares at reported average prices of $118.7464 and $118.6670 per share. A footnote notes these are weighted average sale prices across multiple trades.

Were Philip Andrew Smith’s StoneX (SNEX) share sales open-market transactions?

Yes. The filing labels both dispositions as open-market sales, using transaction code “S” and describing them as “Sale in open market or private transaction.” The reported prices are weighted averages, with detailed trade breakdowns available on request from the reporting person.

Did the StoneX (SNEX) CEO exercise stock options in this Form 4 filing?

Yes. The filing shows a derivative transaction with code “M” for exercising 37,500 stock options into an equal number of StoneX common shares at a $13.34 exercise price. A related derivative entry reflects the option position being converted into common stock.