SNEX insider plans 45,000-share Rule 144 sale

The SNEX affiliated seller filed a notice of proposed sale under Rule 144 for 45,000 shares of common stock.

Accepted by SEC EDGAR 07/22/2026 - 05:13 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

The SNEX affiliated seller filed a notice of proposed sale under Rule 144 for 45,000 shares of common stock. The shares are expected to be sold through Merrill Lynch on NASDAQ on or about July 22, 2026. Recent sales by the same holder include 51,540 shares on June 30, 2026 and 8,535 shares on May 22, 2026.

Key Figures

Planned shares to be sold: 45,000 shares Shares sold June 30, 2026: 51,540 shares Shares sold May 22, 2026: 8,535 shares

3 metrics

Planned shares to be sold 45,000 shares Common stock proposed for sale around July 22, 2026 under Rule 144

Shares sold June 30, 2026 51,540 shares Common stock listed as sold during the past three months

Shares sold May 22, 2026 8,535 shares Common stock listed as sold during the past three months

Key Terms

Rule 144, Form 144, stock plan activity

3 terms

Rule 144 regulatory

"filed a notice of proposed sale under Rule 144 for 45,000 shares"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Form 144 regulatory

"The Form 144 filing indicates an affiliated seller of SNEX"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

stock plan activity financial

"Common | 07/22/2026 | Stock Plan Activity | Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing by SNEX indicate?

The Form 144 filing indicates an affiliated seller of SNEX has notified the SEC of an intent to sell 45,000 shares of common stock through Merrill Lynch on NASDAQ around July 22, 2026 under Rule 144.

How many SNEX shares are proposed to be sold in this Form 144?

The filing states that 45,000 shares of SNEX common stock are proposed to be sold. These shares are to be sold through Merrill Lynch on the NASDAQ exchange, with an approximate sale date of July 22, 2026.

Who is the selling security holder in the SNEX Form 144?

The selling security holder is identified as Philip Smith, associated with an address at 230 Park Ave, 10th Floor, New York, NY 10169. The filing covers planned and recent sales of SNEX common stock under Rule 144.

What recent SNEX share sales has the Form 144 filer reported?

The filer reported selling 51,540 shares of SNEX common stock on June 30, 2026 and 8,535 shares on May 22, 2026. These transactions are disclosed as securities sold during the past three months.

On which exchange will the SNEX shares be sold under this Form 144?

The proposed sale of 45,000 SNEX common shares is listed for the NASDAQ exchange. Merrill Lynch is named as the broker handling the transaction, with an approximate sale date of July 22, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001569789
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	StoneX Group Inc.
SEC File Number
Address of Issuer	230 Park Ave 10th Floor New York NEW YORK 10169
Phone	2124853500
Name of Person for Whose Account the Securities are To Be Sold	Philip Smith
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 1800 K ST NW Suite 800 Washington DC 20006	45000	3349800	79251496	07/22/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/22/2026	Stock Plan Activity	Issuer			45000	07/22/2026	n/a

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Philip Smith 230 Park Ave 10th Floor New York NY 10169	Common	06/30/2026	51540	6117401
Philip Smith 230 Park Ave 10th Floor New York NY 10169	Common	05/22/2026	8535	961818

144: Remarks and Signature

Remarks
Date of Notice	07/22/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/09/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Philip Smith
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)