SNEX insider plans Rule 144 sale of 30,000 shares

StoneX Group (SNEX) filed a notice of proposed sale under Rule 144 for 30,000 shares of its common stock through Merrill Lynch on NASDAQ.

Accepted by SEC EDGAR 02/09/2026 - 05:46 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

StoneX Group (SNEX) filed a notice of proposed sale under Rule 144 for 30,000 shares of its common stock through Merrill Lynch on NASDAQ. The filing lists an aggregate market value of 3,742,369 for these shares, with 52,463,316 shares outstanding.

The 30,000 common shares were acquired on 02/09/2026 through stock plan activity from the issuer, with the payment date also on 02/09/2026. The seller represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.

FAQ

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What does the SNEX Form 144 filing disclose?

The Form 144 for SNEX discloses a planned sale of 30,000 common shares under Rule 144. The shares will be sold through Merrill Lynch on NASDAQ, with an aggregate market value of 3,742,369 and total shares outstanding of 52,463,316 noted in the filing.

How many StoneX Group (SNEX) shares are planned for sale under this Form 144?

The filing shows a planned sale of 30,000 SNEX common shares. These shares are to be sold through Merrill Lynch on NASDAQ, with the approximate sale date listed as 02/09/2026 and an aggregate market value of 3,742,369 reported in the notice.

When were the SNEX shares in this Form 144 acquired and how?

The 30,000 SNEX common shares were acquired on 02/09/2026 via stock plan activity from the issuer. The filing also states a payment date of 02/09/2026 for the acquisition, with the nature of payment described as not applicable in the provided table.

What is the aggregate market value of the SNEX shares in this Form 144?

The Form 144 lists an aggregate market value of 3,742,369 for the 30,000 common shares proposed for sale. This value is disclosed alongside the number of shares outstanding, which is reported as 52,463,316 at the time referenced in the filing.

On which exchange will the SNEX Rule 144 shares be sold?

The filing states that the 30,000 SNEX common shares subject to Rule 144 will be sold on NASDAQ. Merrill Lynch is listed as the broker, with its Washington, DC office address provided in the securities information section of the notice.

What representation does the seller make in the SNEX Form 144?

The seller represents that they do not know any material adverse information about SNEX’s current or prospective operations that has not been publicly disclosed. The notice also warns that intentional misstatements or omissions can constitute federal criminal violations under 18 U.S.C. 1001.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001620576
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	StoneX Group Inc.
SEC File Number	001-36045
Address of Issuer	230 Park Ave, 10th Floor New York NEW YORK 10169
Phone	2124853500
Name of Person for Whose Account the Securities are To Be Sold	Charles Lyon
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 1800 K St NW Suite 800 Washington DC 20006	30000	3742369	52463316	02/09/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/09/2026	Stock Plan Activity	Issuer			30000	02/09/2026	n/a

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	02/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Charles Lyon
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)