StoneX director awarded 1,101 restricted shares

KASS STEVEN A reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 03/12/2026 - 08:20 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

KASS STEVEN A reported acquisition or exercise transactions in this Form 4 filing.

StoneX Group Inc. director Steven A. Kass received an award of 1,101 restricted shares of common stock as part of his annual compensation for non-executive directors. The shares were granted at no cash cost and will fully vest on the first anniversary of the grant date. Following this award, Kass directly holds 36,757 shares.

Insider Trade Summary

Grant/Award: 1,101 shares

Grant/Award 1 txn

Insider KASS STEVEN A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Shares of Common Stock	1,101	$0.00	$0.00

Holdings After Transaction: Restricted Shares of Common Stock — 36,757 shares (Direct)

Holdings Before and After: Restricted Shares of Common Stock, 35,656 to 36,757 shares (Direct)

Footnotes (1)

1. F1. Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 26, 2026. Shares vest fully on the first anniversary of the grant date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did StoneX Group (SNEX) report for Steven A. Kass?

StoneX Group reported that director Steven A. Kass received an award of 1,101 restricted shares of common stock. This grant is part of his annual compensation package for non-executive directors under the company’s Restricted Stock Plan and is not an open-market purchase.

How many StoneX (SNEX) shares does Steven A. Kass hold after this award?

After the restricted stock award, Steven A. Kass directly holds 36,757 StoneX common shares. This total includes the newly granted 1,101 restricted shares, which are part of his non-executive director compensation under the company’s Restricted Stock Plan as disclosed in the Form 4 filing.

Is the StoneX (SNEX) Form 4 transaction a stock purchase by Steven A. Kass?

No, the Form 4 shows a grant of 1,101 restricted shares to Steven A. Kass, not an open-market stock purchase. The shares were acquired at no cash price as part of the company’s annual compensation program for non-executive directors under its Restricted Stock Plan.

When do Steven A. Kass’s newly granted StoneX (SNEX) restricted shares vest?

The 1,101 restricted shares granted to Steven A. Kass vest fully on the first anniversary of the grant date. Until vesting, the award remains restricted stock issued under StoneX’s Restricted Stock Plan for non-executive directors, as described in the Form 4 footnote disclosure.

What plan governs the restricted stock grant to StoneX (SNEX) director Steven A. Kass?

The grant of 1,101 restricted shares to Steven A. Kass was made under StoneX Group’s Restricted Stock Plan. It is described as part of the annual compensation of non-executive directors and referenced in the company’s proxy statement dated January 26, 2026, according to the Form 4 footnote.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KASS STEVEN A

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NY 10169

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Shares of Common Stock(1)	03/10/2026		A		1,101	A	$0	36,757	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 26, 2026. Shares vest fully on the first anniversary of the grant date.

Remarks:

	Steven A. Kass	03/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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