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StoneX Group (SNEX) director John Fowler receives 121 restricted shares in grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

StoneX Group Inc. director John M. Fowler reported a grant of 121 restricted shares of common stock on January 30, 2026. The shares were acquired at a price of $0 through the company’s Restricted Stock Program and are scheduled to vest in three equal installments on the first, second, and third anniversaries of the grant date.

After this award, Fowler beneficially owns 114,890 shares of StoneX common stock directly. In addition, Form 4 reports an indirect holding of 3,000 shares of common stock held by his spouse.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FOWLER JOHN MOORE

(Last) (First) (Middle)
230 PARK AVENUE
10TH FLOOR

(Street)
NEW YORK NY 10169

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Restricted Shares of Common Stock(1) 01/30/2026 A 121 A $0 114,890 D
Common Stock 3,000 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.
Remarks:
John M. Fowler 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did StoneX Group Inc. (SNEX) report for John M. Fowler?

StoneX director John M. Fowler reported receiving 121 restricted shares of common stock on January 30, 2026. The shares were granted at a price of $0 under the company’s Restricted Stock Program as part of his equity compensation.

How many StoneX (SNEX) shares does John M. Fowler beneficially own after this Form 4?

After the reported transaction, John M. Fowler beneficially owns 114,890 StoneX common shares directly. The filing also shows an additional 3,000 shares of common stock held indirectly through his spouse, reported as indirect beneficial ownership.

How do the restricted StoneX (SNEX) shares granted to John M. Fowler vest?

The 121 restricted shares granted to John M. Fowler vest in three equal annual installments. According to the footnote, the shares vest equally on the first, second, and third anniversaries of the grant date under the company’s Restricted Stock Program.

What does the indirect ownership by spouse mean in the StoneX (SNEX) Form 4?

The Form 4 shows 3,000 StoneX common shares held indirectly "By Spouse" for John M. Fowler. This indicates the shares are owned by his spouse, but are reported as indirect beneficial ownership in accordance with SEC insider reporting rules.

What role does John M. Fowler have at StoneX Group Inc. (SNEX)?

The filing identifies John M. Fowler as a director of StoneX Group Inc. Directors commonly receive restricted stock grants as part of their compensation, and this Form 4 records one such award and his updated beneficial ownership positions.

Was there any sale of StoneX (SNEX) shares in this Form 4 filing?

No sale is reported in this Form 4. The filing shows an acquisition of 121 restricted shares at $0 and updated direct and indirect beneficial ownership totals, with no disposition or sale transaction code disclosed.
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