SNNF Form 3: CEO reports 5,544 direct shares, options detailed

Seneca Bancorp (SNNF): Initial insider ownership filed.

Rhea-AI Filing Summary

Seneca Bancorp (SNNF): Initial insider ownership filed. A director and the company’s President & CEO reported holdings as of 10/15/2025. Common stock: 5,544 shares direct; indirect via ESOP 1,673, IRA 13,444, and 401(k) 8,101. Derivatives (stock options, direct): 4,842 at an exercise price of $9.50 expiring 08/16/2029; 1,695 at $6.73 expiring 05/19/2030; and 4,842 at $10.07 expiring 06/18/2031.

Insider Trade Summary

7 transactions reported

Mixed 7 txns

Insider Vitale Joseph G

Role President and CEO

Type	Security	Shares	Price	Value
holding	Stock Options	--	--	--
holding	Stock Options	--	--	--
holding	Stock Options	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Stock Options — 11,379 contracts (Direct); Common Stock — 5,544 shares (Direct); Common Stock — 1,673 shares (Indirect, By ESOP); Common Stock — 13,444 shares (Indirect, By IRA); Common Stock — 8,101 shares (Indirect, By 401(k))

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did SNNF disclose in this filing?

Form 3 reporting initial beneficial ownership by a director and the President & CEO.

What common stock does the insider hold at SNNF?

Common stock: 5,544 shares direct; indirect via ESOP 1,673, IRA 13,444, 401(k) 8,101.

What stock options are reported for SNNF?

Options (direct): 4,842 at $9.50 expiring 08/16/2029; 1,695 at $6.73 expiring 05/19/2030; 4,842 at $10.07 expiring 06/18/2031.

What is the relationship of the reporting person to SNNF?

The person is a Director and an Officer (President and CEO).

What is the event date for this ownership report?

The event date is 10/15/2025.

Is this filing by one person or a group?

It is filed by one reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 10/15/2025 - 04:33 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Vitale Joseph G

(Last) (First) (Middle)

35 OSWEGO STREET

(Street)

BALDWINSVILLE NY 13027

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/15/2025

3. Issuer Name and Ticker or Trading Symbol
Seneca Bancorp, Inc. [ SNNF ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	5,544	D
Common Stock	1,673	I	By ESOP
Common Stock	13,444	I	By IRA
Common Stock	8,101	I	By 401(k)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	08/16/2020	08/16/2029	Common Stock	4,842	$9.5	D
Stock Options	05/19/2021	05/19/2030	Common Stock	1,695	$6.73	D
Stock Options	06/18/2022	06/18/2031	Common Stock	4,842	$10.07	D

Explanation of Responses:

	/s/ Benjamin M. Azoff, pursuant to power of attorney	10/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.