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  4. [Form 3] Seneca Bancorp, Inc. Initial Statement of Beneficial Ownership

Seneca Bancorp insider Form 3 lists shares and option grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Seneca Bancorp (SNNF): Initial insider ownership filed. A director and the company’s President & CEO reported holdings as of 10/15/2025. Common stock: 5,544 shares direct; indirect via ESOP 1,673, IRA 13,444, and 401(k) 8,101. Derivatives (stock options, direct): 4,842 at an exercise price of $9.50 expiring 08/16/2029; 1,695 at $6.73 expiring 05/19/2030; and 4,842 at $10.07 expiring 06/18/2031.

Positive

  • None.

Negative

  • None.
Insider Vitale Joseph G
Role President and CEO
Type Security Shares Price Value
holding Stock Options -- -- --
holding Stock Options -- -- --
holding Stock Options -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Stock Options — 4,842 shares (Direct); Common Stock — 5,544 shares (Direct); Common Stock — 1,673 shares (Indirect, By ESOP)
Footnotes (1)
Understanding Insider Trading Forms →
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Vitale Joseph G
(Last) (First) (Middle)
35 OSWEGO STREET
(Street)
BALDWINSVILLE NY 13027
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/15/2025 		3. Issuer Name and Ticker or Trading Symbol
Seneca Bancorp, Inc. [ SNNF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 5,544 D
Common Stock 1,673 I By ESOP
Common Stock 13,444 I By IRA
Common Stock 8,101 I By 401(k)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options 08/16/2020 08/16/2029 Common Stock 4,842 $9.5 D
Stock Options 05/19/2021 05/19/2030 Common Stock 1,695 $6.73 D
Stock Options 06/18/2022 06/18/2031 Common Stock 4,842 $10.07 D
Explanation of Responses:
/s/ Benjamin M. Azoff, pursuant to power of attorney 10/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did SNNF disclose in this filing?

Form 3 reporting initial beneficial ownership by a director and the President & CEO.

What common stock does the insider hold at SNNF?

Common stock: 5,544 shares direct; indirect via ESOP 1,673, IRA 13,444, 401(k) 8,101.

What stock options are reported for SNNF?

Options (direct): 4,842 at $9.50 expiring 08/16/2029; 1,695 at $6.73 expiring 05/19/2030; 4,842 at $10.07 expiring 06/18/2031.

What is the relationship of the reporting person to SNNF?

The person is a Director and an Officer (President and CEO).

What is the event date for this ownership report?

The event date is 10/15/2025.

Is this filing by one person or a group?

It is filed by one reporting person.