STOCK TITAN

[Form 3] Seneca Bancorp, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Seneca Bancorp (SNNF) executive filings show an initial Form 3 by the SVP - Operations as of 10/15/2025, detailing current holdings. Reported common stock includes 1,065 shares direct, plus 638 shares indirect via ESOP and 549 shares indirect via 401(k). Derivative positions comprise stock options for 1,453 shares at $9.5 expiring 08/16/2029, and options for 484 shares at $10.07 expiring 06/18/2031. The filing was made by one reporting person.

Seneca Bancorp (SNNF) executive filings show an initial Form 3 by the SVP - Operations as of 10/15/2025, detailing current holdings. Reported common stock includes 1,065 shares direct, plus 638 shares indirect via ESOP and 549 shares indirect via 401(k). Derivative positions comprise stock options for 1,453 shares at $9.5 expiring 08/16/2029, and options for 484 shares at $10.07 expiring 06/18/2031. The filing was made by one reporting person.

Seneca Bancorp (SNNF) presentaciones ejecutivas muestran un Formulario 3 inicial por parte del SVP - Operaciones al 15/10/2025, detallando las participaciones actuales. Las acciones comunes reportadas incluyen 1.065 acciones directas, además de 638 acciones indirectas a través de ESOP y 549 acciones indirectas a través de 401(k). Las posiciones derivadas comprenden opciones sobre acciones por 1.453 acciones a $9,50 con vencimiento el 16/08/2029, y opciones por 484 acciones a $10,07 con vencimiento el 18/06/2031. La presentación fue realizada por una persona reportante.

Seneca Bancorp (SNNF)의 경영진 신고서는 2025년 10월 15일 기준으로 SVP - Operations가 초기 Form 3를 제출했으며, 현재 보유를 상세히 제공합니다. 보고된 보통주는 직접 1,065주, ESOP를 통한 간접 638주401(k)를 통한 간접 549주를 포함합니다. 파생 포지션은 9.5달러에 행사가 1,453주의 주식 옵션과 2029년 8월 16일 만료, 그리고 10.07달러에 행사가 484주의 옵션과 2031년 6월 18일 만료를 포함합니다. 신고는 보고자 한 명이 했습니다.

Seneca Bancorp (SNNF) les dépôts exécutifs montrent un premier Formulaire 3 par le SVP - Opérations au 15/10/2025, détaillant les participations actuelles. Les actions ordinaires déclarées comprennent 1 065 actions directement, ainsi que 638 actions indirectes via ESOP et 549 actions indirectes via 401(k). Les positions dérivées comprennent des options d'achat pour 1 453 actions à 9,50$ expirant le 16/08/2029, et des options pour 484 actions à 10,07$ expirant le 18/06/2031. Le dépôt a été effectué par une seule personne déclarante.

Seneca Bancorp (SNNF) Geschäftsunterlagen zeigen ein initiales Formular 3 vom SVP - Operations zum Stand 15.10.2025, das die aktuellen Beteiligungen detailliert. Die berichteten Stammaktien umfassen 1.065 Aktien direkt, plus 638 Aktien indirekt über ESOP und 549 Aktien indirekt über 401(k). Derivate Positionen umfassen Aktienoptionen für 1.453 Aktien zu 9,50 $ mit Verfall am 16.08.2029, und Optionen für 484 Aktien zu 10,07 $ mit Verfall am 18.06.2031. Die Einreichung wurde von einer meldenden Person vorgenommen.

Seneca Bancorp (SNNF) تُظهر إيداعات تنفيذية النموذج الأول Form 3 من نائب الرئيس الأول - العمليات حتى 15/10/2025، مع تفصيل الحيازات الحالية. الأسهم العادية المبلغ عنها تشمل 1,065 سهمًا مباشرًا، بالإضافة إلى 638 سهمًا غير مباشر عبر ESOP و 549 سهمًا غير مباشر عبر 401(k). المراكز المشتقة تتضمن خيارات أسهم لـ 1,453 سهمًا بسعر 9.50 دولار منتهية صلاحيتها في 16/08/2029، وخيارات لـ 484 سهمًا بسعر 10.07 دولار منتهية في 18/06/2031. تم تقديم البلاغ من قبل شخص واحد مُبلِغ.

Seneca Bancorp (SNNF) 的高管备案显示截至 2025-10-15 的初始 Form 3,由 SVP - Operations 提交,详述当前持股。 报告的普通股包括 1,065 股直接持有,以及 通过 ESOP 间接持有的 638 股通过 401(k) 间接持有的 549 股。 衍生头寸包括以 9.50 美元行权的 1,453 股股票期权,于 2029-08-16 到期,和以 10.07 美元行权的 484 股期权,于 2031-06-18 到期。 该备案由一名申报人提交。

Positive
  • None.
Negative
  • None.

Seneca Bancorp (SNNF) executive filings show an initial Form 3 by the SVP - Operations as of 10/15/2025, detailing current holdings. Reported common stock includes 1,065 shares direct, plus 638 shares indirect via ESOP and 549 shares indirect via 401(k). Derivative positions comprise stock options for 1,453 shares at $9.5 expiring 08/16/2029, and options for 484 shares at $10.07 expiring 06/18/2031. The filing was made by one reporting person.

Seneca Bancorp (SNNF) presentaciones ejecutivas muestran un Formulario 3 inicial por parte del SVP - Operaciones al 15/10/2025, detallando las participaciones actuales. Las acciones comunes reportadas incluyen 1.065 acciones directas, además de 638 acciones indirectas a través de ESOP y 549 acciones indirectas a través de 401(k). Las posiciones derivadas comprenden opciones sobre acciones por 1.453 acciones a $9,50 con vencimiento el 16/08/2029, y opciones por 484 acciones a $10,07 con vencimiento el 18/06/2031. La presentación fue realizada por una persona reportante.

Seneca Bancorp (SNNF)의 경영진 신고서는 2025년 10월 15일 기준으로 SVP - Operations가 초기 Form 3를 제출했으며, 현재 보유를 상세히 제공합니다. 보고된 보통주는 직접 1,065주, ESOP를 통한 간접 638주401(k)를 통한 간접 549주를 포함합니다. 파생 포지션은 9.5달러에 행사가 1,453주의 주식 옵션과 2029년 8월 16일 만료, 그리고 10.07달러에 행사가 484주의 옵션과 2031년 6월 18일 만료를 포함합니다. 신고는 보고자 한 명이 했습니다.

Seneca Bancorp (SNNF) les dépôts exécutifs montrent un premier Formulaire 3 par le SVP - Opérations au 15/10/2025, détaillant les participations actuelles. Les actions ordinaires déclarées comprennent 1 065 actions directement, ainsi que 638 actions indirectes via ESOP et 549 actions indirectes via 401(k). Les positions dérivées comprennent des options d'achat pour 1 453 actions à 9,50$ expirant le 16/08/2029, et des options pour 484 actions à 10,07$ expirant le 18/06/2031. Le dépôt a été effectué par une seule personne déclarante.

Seneca Bancorp (SNNF) Geschäftsunterlagen zeigen ein initiales Formular 3 vom SVP - Operations zum Stand 15.10.2025, das die aktuellen Beteiligungen detailliert. Die berichteten Stammaktien umfassen 1.065 Aktien direkt, plus 638 Aktien indirekt über ESOP und 549 Aktien indirekt über 401(k). Derivate Positionen umfassen Aktienoptionen für 1.453 Aktien zu 9,50 $ mit Verfall am 16.08.2029, und Optionen für 484 Aktien zu 10,07 $ mit Verfall am 18.06.2031. Die Einreichung wurde von einer meldenden Person vorgenommen.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Nastri Jamie

(Last) (First) (Middle)
35 OSWEGO STREET

(Street)
BALDWINSVILLE NY 13027

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/15/2025
3. Issuer Name and Ticker or Trading Symbol
Seneca Bancorp, Inc. [ SNNF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP - Operations
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,065 D
Common Stock 638 I By ESOP
Common Stock 549 I By 401(k)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options 08/16/2020 08/16/2029 Common Stock 1,453 $9.5 D
Stock Options 06/18/2022 06/18/2031 Common Stock 484 $10.07 D
Explanation of Responses:
/s/ Benjamin M. Azoff, pursuant to power of attorney 10/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SNNF disclose in this Form 3?

An initial statement of beneficial ownership by the SVP - Operations, listing direct, ESOP, 401(k), and stock option holdings as of 10/15/2025.

How many SNNF shares does the officer hold directly?

The filing reports 1,065 shares of common stock held directly.

What indirect SNNF holdings were reported via plans?

Indirect holdings include 638 shares via ESOP and 549 shares via 401(k).

What SNNF stock options are disclosed and at what prices?

Options for 1,453 shares at $9.5 expiring 08/16/2029, and 484 shares at $10.07 expiring 06/18/2031.

What is the reporting person’s role at SNNF?

The reporting person is an Officer, serving as SVP - Operations.

Is this Form 3 filed by one or multiple reporting persons?

It is filed by one reporting person.

What is the event date for the reported holdings?

The event date is 10/15/2025.
Seneca Finl

OTC:SNNF

SNNF Rankings

SNNF Latest SEC Filings

SNNF Stock Data

554.56k