STOCK TITAN

Form 3 shows 5,421 SNNF shares and options at $9.50, $10.07

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Seneca Bancorp (SNNF) reported an initial statement of beneficial ownership by a director on a Form 3 dated 10/15/2025. The filing lists 5,421 shares of common stock held directly. It also discloses stock options to acquire common stock: 3,874 shares at $9.50 (exercisable 08/16/2020, expiring 08/16/2029) and 775 shares at $10.07 (exercisable 06/18/2022, expiring 06/18/2031). This is an administrative ownership disclosure and does not announce a transaction.

Positive

  • None.

Negative

  • None.
Insider Hickey James M
Role Director
Type Security Shares Price Value
holding Stock Options -- -- --
holding Stock Options -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Stock Options — 3,874 shares (Direct); Common Stock — 5,421 shares (Direct)
Footnotes (1)
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Hickey James M

(Last) (First) (Middle)
35 OSWEGO STREET

(Street)
BALDWINSVILLE NY 13027

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/15/2025
3. Issuer Name and Ticker or Trading Symbol
Seneca Bancorp, Inc. [ SNNF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 5,421 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options 08/16/2020 08/16/2029 Common Stock 3,874 $9.5 D
Stock Options 06/18/2022 06/18/2031 Common Stock 775 $10.07 D
Explanation of Responses:
/s/ Benjamin M. Azoff, pursuant to power of attorney 10/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Seneca Bancorp (SNNF) file?

Form 3, an initial statement of beneficial ownership by a director.

How many SNNF common shares are reported?

The filing reports 5,421 shares of common stock held directly.

What derivative securities are disclosed?

Stock options for 3,874 shares at $9.50 and 775 shares at $10.07.

What are the option dates and terms?

3,874 shares: exercisable 08/16/2020, expire 08/16/2029; 775 shares: exercisable 06/18/2022, expire 06/18/2031.

What is the event date on the Form 3?

The date of the event requiring the statement is 10/15/2025.

Is the ownership direct or indirect?

The 5,421 common shares are reported as Direct (D) ownership.