Seneca Bancorp (SNNF) Form 3: EVP & CFO owns 7,940 direct shares

Seneca Bancorp (SNNF) filed an initial statement of beneficial ownership for its EVP and CFO, who is also a director, effective 10/15/2025.

Rhea-AI Filing Summary

Seneca Bancorp (SNNF) filed an initial statement of beneficial ownership for its EVP and CFO, who is also a director, effective 10/15/2025. The filing reports 7,940 shares of common stock held directly, plus 1,026 shares via an ESOP and 4,003 shares via a 401(k). It also lists stock options for 4,842 shares at $9.5 expiring 08/16/2029, 1,695 shares at $6.73 expiring 05/19/2030, and 2,421 shares at $10.07 expiring 06/18/2031.

Insider Trade Summary

6 transactions reported

Mixed 6 txns

Insider Fazio Vincent J

Role EVP and CFO

Type	Security	Shares	Price	Value
holding	Stock Options	--	--	--
holding	Stock Options	--	--	--
holding	Stock Options	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Stock Options — 8,958 contracts (Direct); Common Stock — 7,940 shares (Direct); Common Stock — 1,026 shares (Indirect, By ESOP); Common Stock — 4,003 shares (Indirect, By 401(k))

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Seneca Bancorp (SNNF) disclose in this filing?

An initial statement of beneficial ownership for its EVP and CFO, who is also a director, effective 10/15/2025.

How many SNNF shares does the reporting person hold directly?

The filing lists 7,940 shares of common stock held directly.

What indirect holdings are reported for SNNF?

The filing reports 1,026 shares via an ESOP and 4,003 shares via a 401(k).

What stock options are disclosed for SNNF and at what prices?

Options for 4,842 shares at $9.5, 1,695 shares at $6.73, and 2,421 shares at $10.07.

When do the reported SNNF stock options expire?

They expire on 08/16/2029, 05/19/2030, and 06/18/2031.

Is this Form 3 filed by one or multiple reporting persons?

It is indicated as Form filed by One Reporting Person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 10/15/2025 - 04:31 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Fazio Vincent J

(Last) (First) (Middle)

35 OSWEGO STREET

(Street)

BALDWINSVILLE NY 13027

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/15/2025

3. Issuer Name and Ticker or Trading Symbol
Seneca Bancorp, Inc. [ SNNF ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and CFO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	7,940	D
Common Stock	1,026	I	By ESOP
Common Stock	4,003	I	By 401(k)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	08/16/2020	08/16/2029	Common Stock	4,842	$9.5	D
Stock Options	05/19/2021	05/19/2030	Common Stock	1,695	$6.73	D
Stock Options	06/18/2022	06/18/2031	Common Stock	2,421	$10.07	D

Explanation of Responses:

	/s/ Benjamin M. Azoff, pursuant to power of attorney	10/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.