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[Form 3] Seneca Bancorp, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Seneca Bancorp (SNNF)10/15/2025. The filing reports 7,940 shares of common stock held directly, plus 1,026 shares via an ESOP and 4,003 shares via a 401(k). It also lists stock options for 4,842 shares at $9.5 expiring 08/16/2029, 1,695 shares at $6.73 expiring 05/19/2030, and 2,421 shares at $10.07 expiring 06/18/2031.

Seneca Bancorp (SNNF) ha depositato una dichiarazione iniziale di titolarità beneficiari per il suo EVP e CFO, che è anche direttore, con efficacia 15/10/2025. La pratica riporta 7.940 azioni ordinarie detenute direttamente, più 1.026 azioni tramite un ESOP e 4.003 azioni tramite un 401(k). Riporta anche opzioni su azioni per 4.842 azioni a 9,50$ in scadenza 16/08/2029, 1.695 azioni a 6,73$ in scadenza 19/05/2030 e 2.421 azioni a 10,07$ in scadenza 18/06/2031.
Seneca Bancorp (SNNF) presentó una declaración inicial de titularidad beneficiosa para su vicepresidente ejecutivo y director financiero, que también es director, con efecto el 15/10/2025. La presentación reporta 7.940 acciones ordinarias poseídas directamente, más 1.026 acciones a través de un ESOP y 4.003 acciones a través de un 401(k). También enumera opciones sobre acciones por 4.842 acciones a $9,50 con vencimiento 16/08/2029, 1.695 acciones a $6,73 con vencimiento 19/05/2030 y 2.421 acciones a $10,07 con vencimiento 18/06/2031.
세네카 뱅콥(SNNF)은 EVP 겸 CFO이자 이사인 인물에 대한 최초 이익 소유 공시를 제출했으며, 발효일은 2025년 10월 15일입니다. 공시는 직접 보유한 보통주 7,940주와 ESOP를 통한 1,026주, 그리고 401(k)를 통한 4,003주를 포함합니다. 또한, $9.50에 만료 2029년 8월 16일인 4,842주, $6.73에 만료 2030년 5월 19일인 1,695주, 그리고 $10.07에 만료 2031년 6월 18일인 2,421주에 대한 주식 옵션도 목록에 있습니다.
Seneca Bancorp (SNNF) a déposé une déclaration initiale de propriété bénéficiaire pour son dirigeant exécutif et directeur financier, qui est également administrateur, avec effet au 15/10/2025. Le dépôt indique 7 940 actions ordinaires détenues directement, plus 1 026 actions via un ESOP et 4 003 actions via un 401(k). Il indique également des options sur actions pour 4 842 actions à 9,50 $ échéant le 16/08/2029, 1 695 actions à 6,73 $ échéant le 19/05/2030, et 2 421 actions à 10,07 $ échéant le 18/06/2031.
Seneca Bancorp (SNNF) hat eine anfängliche Erklärung über wirtschaftliches Eigentum für seinen EVP und CFO eingereicht, der auch Direktor ist, mit Wirkung ab dem 15.10.2025. Die Einreichung listet 7.940 direkt gehaltene Stammaktien, zusätzlich 1.026 Aktien über ein ESOP und 4.003 Aktien über einen 401(k). Außerdem listet sie Aktienoptionen für 4.842 Aktien zu 9,50 $ mit Verfall 16.08.2029, 1.695 Aktien zu 6,73 $ mit Verfall 19.05.2030 und 2.421 Aktien zu 10,07 $ mit Verfall 18.06.2031.
قدمت شركة Seneca Bancorp (SNNF) بياناً أولياً لملكية المستفيد لشغل نائب الرئيس التنفيذي والمدير المالي، الذي هو أيضاً عضو مجلس الإدارة، اعتباراً من 15/10/2025. يذكر الملف 7,940 سهماً عادياً مملوكاً مباشرةً، بالإضافة إلى 1,026 سهم عبر ESOP و 4,003 أسهم عبر 401(k). كما يدرج خيارات أسهم لـ 4,842 أسهم بسعر $9.50، تنتهي صلاحيتها في 16/08/2029، و 1,695 أسهم بسعر $6.73 تنتهي صلاحيتها في 19/05/2030، و 2,421 أسهم بسعر $10.07 تنتهي صلاحيتها في 18/06/2031.
Seneca Bancorp (SNNF) 已为其执行副总裁兼首席财务官（也是董事）提交了初始受益所有权声明，生效日期为 2025/10/15。该备案报告直接持有的普通股 7,940 股，以及通过 ESOP 的 1,026 股、通过 401(k) 的 4,003 股。还列出股票期权为 4,842 股，行权价 $9.50，到期日为 2029/08/16，以及 1,695 股，行权价 $6.73，到期日 2030/05/19，以及 2,421 股，行权价 $10.07，到期日 2031/06/18。
Positive
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Negative
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Seneca Bancorp (SNNF) ha depositato una dichiarazione iniziale di titolarità beneficiari per il suo EVP e CFO, che è anche direttore, con efficacia 15/10/2025. La pratica riporta 7.940 azioni ordinarie detenute direttamente, più 1.026 azioni tramite un ESOP e 4.003 azioni tramite un 401(k). Riporta anche opzioni su azioni per 4.842 azioni a 9,50$ in scadenza 16/08/2029, 1.695 azioni a 6,73$ in scadenza 19/05/2030 e 2.421 azioni a 10,07$ in scadenza 18/06/2031.
Seneca Bancorp (SNNF) presentó una declaración inicial de titularidad beneficiosa para su vicepresidente ejecutivo y director financiero, que también es director, con efecto el 15/10/2025. La presentación reporta 7.940 acciones ordinarias poseídas directamente, más 1.026 acciones a través de un ESOP y 4.003 acciones a través de un 401(k). También enumera opciones sobre acciones por 4.842 acciones a $9,50 con vencimiento 16/08/2029, 1.695 acciones a $6,73 con vencimiento 19/05/2030 y 2.421 acciones a $10,07 con vencimiento 18/06/2031.
세네카 뱅콥(SNNF)은 EVP 겸 CFO이자 이사인 인물에 대한 최초 이익 소유 공시를 제출했으며, 발효일은 2025년 10월 15일입니다. 공시는 직접 보유한 보통주 7,940주와 ESOP를 통한 1,026주, 그리고 401(k)를 통한 4,003주를 포함합니다. 또한, $9.50에 만료 2029년 8월 16일인 4,842주, $6.73에 만료 2030년 5월 19일인 1,695주, 그리고 $10.07에 만료 2031년 6월 18일인 2,421주에 대한 주식 옵션도 목록에 있습니다.
Seneca Bancorp (SNNF) a déposé une déclaration initiale de propriété bénéficiaire pour son dirigeant exécutif et directeur financier, qui est également administrateur, avec effet au 15/10/2025. Le dépôt indique 7 940 actions ordinaires détenues directement, plus 1 026 actions via un ESOP et 4 003 actions via un 401(k). Il indique également des options sur actions pour 4 842 actions à 9,50 $ échéant le 16/08/2029, 1 695 actions à 6,73 $ échéant le 19/05/2030, et 2 421 actions à 10,07 $ échéant le 18/06/2031.
Seneca Bancorp (SNNF) hat eine anfängliche Erklärung über wirtschaftliches Eigentum für seinen EVP und CFO eingereicht, der auch Direktor ist, mit Wirkung ab dem 15.10.2025. Die Einreichung listet 7.940 direkt gehaltene Stammaktien, zusätzlich 1.026 Aktien über ein ESOP und 4.003 Aktien über einen 401(k). Außerdem listet sie Aktienoptionen für 4.842 Aktien zu 9,50 $ mit Verfall 16.08.2029, 1.695 Aktien zu 6,73 $ mit Verfall 19.05.2030 und 2.421 Aktien zu 10,07 $ mit Verfall 18.06.2031.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Fazio Vincent J
(Last) (First) (Middle)
35 OSWEGO STREET
(Street)
BALDWINSVILLE NY 13027
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/15/2025 		3. Issuer Name and Ticker or Trading Symbol
Seneca Bancorp, Inc. [ SNNF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 7,940 D
Common Stock 1,026 I By ESOP
Common Stock 4,003 I By 401(k)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options 08/16/2020 08/16/2029 Common Stock 4,842 $9.5 D
Stock Options 05/19/2021 05/19/2030 Common Stock 1,695 $6.73 D
Stock Options 06/18/2022 06/18/2031 Common Stock 2,421 $10.07 D
Explanation of Responses:
/s/ Benjamin M. Azoff, pursuant to power of attorney 10/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Seneca Bancorp (SNNF) disclose in this filing?

An initial statement of beneficial ownership for its EVP and CFO, who is also a director, effective 10/15/2025.

How many SNNF shares does the reporting person hold directly?

The filing lists 7,940 shares of common stock held directly.

What indirect holdings are reported for SNNF?

The filing reports 1,026 shares via an ESOP and 4,003 shares via a 401(k).

What stock options are disclosed for SNNF and at what prices?

Options for 4,842 shares at $9.5, 1,695 shares at $6.73, and 2,421 shares at $10.07.

When do the reported SNNF stock options expire?

They expire on 08/16/2029, 05/19/2030, and 06/18/2031.

Is this Form 3 filed by one or multiple reporting persons?

It is indicated as Form filed by One Reporting Person.
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