SNNF officer files Form 3 with direct, ESOP, 401(k) holdings
Rhea-AI Filing Summary
Seneca Bancorp (SNNF) reported an initial statement of beneficial ownership for an officer serving as SVP – Retail Banking as of 10/15/2025. The filing lists Common Stock holdings of 1,027 shares held directly, plus 839 shares held indirectly via an ESOP and 2,579 shares held indirectly via a 401(k). It also discloses stock options to acquire Common Stock: 2,421 shares at $9.50 (exercisable 08/16/2020, expiring 08/16/2029), 484 shares at $6.73 (05/19/2021–05/19/2030), and 484 shares at $10.07 (06/18/2022–06/18/2031).
Positive
- None.
Negative
- None.
Insider Trade Summary
6 transactions reported
Mixed
6 txns
Insider
Ucher Laurie
Role
SVP - Retail Banking
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Options — 3,389 shares (Direct);
Common Stock — 1,027 shares (Direct);
Common Stock — 839 shares (Indirect, By ESOP);
Common Stock — 2,579 shares (Indirect, By 401(k))
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did SNNF disclose in this Form 3?
An officer (SVP – Retail Banking) reported initial beneficial ownership, including direct and indirect Common Stock holdings and vested stock options.
What indirect SNNF holdings were reported?
Indirect holdings include 839 shares via an ESOP and 2,579 shares via a 401(k).
What stock options were disclosed for SNNF?
Options for 2,421 shares at $9.50 (08/16/2020–08/16/2029), 484 at $6.73 (05/19/2021–05/19/2030), and 484 at $10.07 (06/18/2022–06/18/2031).
What is the event date on the Form 3 for SNNF?
The date of the event requiring the statement is 10/15/2025.
Is this a joint filing?
No. The document indicates the Form is filed by one reporting person.